USPTO Assignments on the Web

Exec Dt:	11/01/2011
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Assignee

FIFTH THIRD BANK

222 SOUTH RIVERSIDE PLAZA

32ND FLOOR

CHICAGO, ILLINOIS 60606

Entity Type:	BANK
Citizenship:	UNITED STATES

Properties

	Ser. #	Reg. #		Ser. #	Reg. #		Ser. #	Reg. #		Ser. #	Reg. #
	75251838	2165498		77038796	3279172		77039322	3274005		77314362	3558651

Correspondence name and address
	NEAL, GERBER & EISENBERG
	2 NORTH LASALLE STREET
	SUITE 1700
	CHICAGO, IL 60602-3801

Assignment: 2

Reel/Frame:	5526/0890	View Recorded Assignment		Pages:	3
		Recorded:	06/01/2015
Attorney Dkt #:	18243.00032
Conveyance:	ASSIGNS THE ENTIRE INTEREST

Assignor

Exec Dt:	05/27/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Assignee

200 N. SEPULVEDA BLVD., SUITE 1200

EL SEGUNDO, CALIFORNIA 90245

Entity Type:	CORPORATION
Citizenship:	DELAWARE

Property

	Ser. #	Reg. #
	86222883	4664849

Correspondence name and address
	DYAN FINGUERRA-DUCHARME
	PRYOR CASHMAN LLP
	7 TIMES SQUARE
	NEW YORK, NY 10036

Assignment: 3

Reel/Frame:	5660/0682	View Recorded Assignment		Pages:	12
		Recorded:	11/04/2015
Conveyance:	SECOND LIEN SECURITY AGREEMENT

Assignors

RCS CAPITAL CORPORATION

Exec Dt:	10/26/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/26/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/26/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

J.P. TURNER & COMPANY, LLC

Exec Dt:	10/26/2015
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Exec Dt:	10/26/2015
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

BANK OF AMERICA, N.A., AS COLLATERAL AGENT

Exec Dt:	10/26/2015
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Assignee

901 MAIN STREET, 14TH FLOOR MAIL CODE TX1-492-14-06

DALLAS, TEXAS 75202-3714

Entity Type:	ASSOCIATION
Citizenship:	UNITED STATES

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75251838	2165498	75564452	2307318	75712649	2562204	76025490	2633966
76602898	3047858	76603171	3066881	77038796	3279172	77387832	3504418	77553195	3598192
77794599	3760971	77794641	3902615	78607443	3480600	78607447	3214231	78607450	3131411
78856502	3211043	85915954	4645920	85974525	4689345	86222883	4664849	86258230	NONE
86300134	4632535	86481633	4919272	86481835	4919274	86505086	4882991	86595705	4886991
86653538	4887018	86685311	5006067

Correspondence name and address
	ELAINE CARRERA, LEGAL ASSISTANT
	80 PINE STREET
	C/O CAHILL GORDON & REINDAL LLP
	NEW YORK, NY 10005

Assignment: 4

Reel/Frame:	5657/0423	View Recorded Assignment		Pages:	12
		Recorded:	11/02/2015
Conveyance:	FIRST LIEN SECURITY AGREEMENT

Assignors

RCS CAPITAL CORPORATION

Exec Dt:	10/28/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/28/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/28/2015
Entity Type:	CORPORATION
Citizenship:	DELAWARE

J.P. TURNER & COMPANY, LLC

Exec Dt:	10/28/2015
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Exec Dt:	10/28/2015
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

BARCLAYS BANK PLC, AS COLLATERAL AGENT

Exec Dt:	10/28/2015
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Assignee

745 SEVENTH AVENUE, 27TH FLOOR

NEW YORK, NEW YORK 10019

Entity Type:	BANK
Citizenship:	UNITED STATES

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75251838	2165498	75564452	2307318	75712649	2562204	76025490	2633966
76602898	3047858	76603171	3066881	77038796	3279172	77387832	3504418	77553195	3598192
77794599	3760971	77794641	3902615	78607443	3480600	78607447	3214231	78607450	3131411
78856502	3211043	85915954	4645920	85974525	4689345	86222883	4664849	86258230	NONE
86300134	4632535	86481633	4919272	86481835	4919274	86505086	4882991	86595705	4886991
86653538	4887018	86685311	5006067

Correspondence name and address
	ELAINE CARRERA, LEGAL ASSISTANT
	80 PINE STREET
	C/O CAHILL GORDON & REINDAL LLP
	NEW YORK, NY 10005

Assignment: 5

Reel/Frame:	5727/0593	View Recorded Assignment		Pages:	12
		Recorded:	02/09/2016
Attorney Dkt #:	632/27
Conveyance:	SECURITY INTEREST

Assignors

RCS CAPITAL CORPORATION

Exec Dt:	02/08/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	02/08/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	02/08/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	02/08/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	02/08/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

REALTY CAPITAL SECURITIES, LLC

Exec Dt:	02/08/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Exec Dt:	02/08/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

TRUPOLY, LLC (AS SUCCESSOR TO PROJECT T ACQUISITION, LLC)

Exec Dt:	02/08/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Assignee

BARCLAYS BANK PLC

745 7TH AVENUE

NEW YORK, NEW YORK 10019

Entity Type:	PUBLIC LIMITED COMPANY
Citizenship:	UNITED KINGDOM

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75251838	2165498	75564452	2307318	75712649	2562204	76025490	2633966
76602898	3047858	76603171	3066881	77038796	3279172	77532815	3764318	77683410	3743278
77794599	3760971	77794641	3902615	77843508	3912040	77942067	3953295	78607443	3480600
78607447	3214231	78607450	3131411	78856502	3211043	85016918	3953736	85021919	3907114
85172710	4068476	85197603	4078041	85204976	4165371	85209017	4089914	85317881	4083031
85324795	4083225	85389506	4400652	85415379	4227341	85433961	4195933	85653680	4386540
85653688	4386541	85653699	4386542	85915954	4645920	85974525	4689345	86036709	4501486
86185463	4605004	86222883	4664849	86300134	4632535	86481633	4919272	86481835	4919274
86505086	4882991	86595705	4886991	86653538	4887018	86685311	5006067	86875145	5026839

Correspondence name and address
	MARK LANGER
	1460 EL CAMINO REAL, 2ND FLOOR
	SHEARMAN & STERLING LLP
	MENLO PARK, CA 94025

Assignment: 6

Reel/Frame:	5800/0508	View Recorded Assignment		Pages:	11
		Recorded:	05/24/2016
Conveyance:	FIRST LIEN TRADEMARK SECURITY AGREEMENT

Assignors

ARETEC GROUP, INC. (FOMERLY KNOWN AS RCS CAPITAL CORPORATION)

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

ARETEC GROUP, INC. (FOMERLY KNOWN AS RCS CAPITAL CORPORATION)

Exec Dt:	05/23/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Assignee

BARCLAYS BANK PLC

745 SEVENTH AVENUE

NEW YORK, NEW YORK 10019

Entity Type:	PUBLIC LIMITED COMPANY
Citizenship:	UNITED KINGDOM

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75251838	2165498	75564452	2307318	75712649	2562204	76025490	2633966
76602898	3047858	76603171	3066881	77038796	3279172	77532815	3764318	77683410	3743278
77794599	3760971	77794641	3902615	77843508	3912040	77942067	3953295	78607443	3480600
78607447	3214231	78607450	3131411	78856502	3211043	85016918	3953736	85021919	3907114
85172710	4068476	85197603	4078041	85204976	4165371	85209017	4089914	85317881	4083031
85324795	4083225	85389506	4400652	85415379	4227341	85433961	4195933	85653680	4386540
85653688	4386541	85653699	4386542	85915954	4645920	85974525	4689345	86036709	4501486
86185463	4605004	86222883	4664849	86300134	4632535	86481633	4919272	86481835	4919274
86505086	4882991	86595705	4886991	86653538	4887018	86685311	5006067	86875145	5026839
86945467	5099168

Correspondence name and address
	MARK LANGER
	1460 EL CAMINO REAL, 2ND FLOOR
	SHEARMAN & STERLING LLP
	MENLO PARK, CA 94025

Assignment: 7

Reel/Frame:	5800/0344	View Recorded Assignment		Pages:	11
		Recorded:	05/24/2016
Conveyance:	SECOND LIEN TRADEMARK SECURITY AGREEMENT

Assignors

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Exec Dt:	05/23/2016
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Assignee

BARCLAYS BANK PLC

745 SEVENTH AVENUE

NEW YORK, NEW YORK 10019

Entity Type:	PUBLIC LIMITED COMPANY
Citizenship:	UNITED KINGDOM

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75251838	2165498	75564452	2307318	75712649	2562204	76025490	2633966
76602898	3047858	76603171	3066881	77038796	3279172	77532815	3764318	77683410	3743278
77794599	3760971	77794641	3902615	77843508	3912040	77942067	3953295	78607443	3480600
78607447	3214231	78607450	3131411	78856502	3211043	85016918	3953736	85021919	3907114
85172710	4068476	85197603	4078041	85204976	4165371	85209017	4089914	85317881	4083031
85324795	4083225	85389506	4400652	85415379	4227341	85433961	4195933	85653680	4386540
85653688	4386541	85653699	4386542	85915954	4645920	85974525	4689345	86036709	4501486
86185463	4605004	86222883	4664849	86300134	4632535	86481633	4919272	86481835	4919274
86505086	4882991	86595705	4886991	86653538	4887018	86685311	5006067	86875145	5026839
86945467	5099168

Correspondence name and address
	MARK LANGER
	1460 EL CAMINO REAL, 2ND FLOOR
	SHEARMAN & STERLING LLP
	MENLO PARK, CA 94025

Assignment: 8

Reel/Frame:	6446/0602	View Recorded Assignment		Pages:	12
		Recorded:	10/01/2018
Attorney Dkt #:	37199.09500
Conveyance:	SECURITY INTEREST

Assignors

ARETEC GROUP, INC.

Formerly: FORMERLY RCS CAPITAL CORPORATION

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

J.P. TURNER & COMPANY, L.L.C.

Exec Dt:	10/01/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

SUMMIT FINANCIAL GROUP, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	FLORIDA

Assignee

UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT

600 WASHINGTON BOULEVARD

UBS AGENCY SERVICES

STAMFORD, CONNECTICUT 06901

Entity Type:	AKTIENGESELLSCHAFT (AG)
Citizenship:	SWITZERLAND

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75129498	2194574	75251838	2165498	76403377	4342766	76519933	4638801
76602898	3047858	76603171	3066881	77387832	3504418	77532815	3764318	77553195	3598192
77843508	3912040	77870072	3806932	77942067	3953295	85016918	3953736	85021919	3907114
85197603	4078041	85204976	4165371	85317881	4083031	85324795	4083225	85389506	4400652
85415379	4227341	85433961	4195933	85653680	4386540	85653688	4386541	85653699	4386542
85915954	4645920	85974525	4689345	86036709	4501486	86185463	4605004	86222883	4664849
86300134	4632535	86481633	4919272	86481835	4919274	86505086	4882991	86595705	4886991
86653538	4887018	86875145	5026839	86903088	5261935	86945467	5099168	86958103	5125829
87976488	5403517	87977015	5445179	87978425	5582430

Correspondence name and address
	KRISTIN YOHANNAN, ESQ.
	1850 K STREET, NW, SUITE 1100
	MILBANK, TWEED, HADLEY & MCCLOY, LLP
	WASHINGTON, DC 20006

Assignment: 9

Reel/Frame:	6446/0614	View Recorded Assignment		Pages:	12
		Recorded:	10/01/2018
Attorney Dkt #:	37199.09500
Conveyance:	SECURITY INTEREST

Assignors

ARETEC GROUP, INC.

Formerly: FORMERLY RCS CAPITAL CORPORATION

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE