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Patent Assignment Assignee Details

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Assignee Name : HORIZON TECHNOLOGY FINANCE CORPORATION, AS COLLATERAL AGENT

Total Assignments: 5

Assignment: 1

Reel/Frame:	029956/0891			Pages:	14
		Recorded:	03/01/2013
Conveyance:	SECURITY AGREEMENT

Assignor

NEWPORT MEDIA, INC.

Exec Dt:

12/14/2012

Assignee

HORIZON TECHNOLOGY FINANCE CORPORATION, AS COLLATERAL AGENT

312 FARMINGTON AVENUE

FARMINGTON, CONNECTICUT USA 06032

Properties

Pat #	Pub #	Intl #	App #	Pat #	Pub #	Intl #	App #	Pat #	Pub #	Intl #	App #
7447980	US20070089038		11251721	7950042	US20070143810		11303398	7536203	US20070206118		11367669
7676207	US20070213018		11370761	7889976	US20070212017		11373385	7378911	US20070216486		11377824
7546110	US20070218857		11378558	8000395	US20070277210		11440298	7525993	US20070277209		11440388
7707611	US20080022335		11459366	7365607	US20080048791		11463630	7348839	US20080048773		11466465
7599441	US20070291864		11471187	7424062	US20070293256		11471253	7352238	US20070296490		11472138
7778316	US20080112475		11559540	8238972	US20070228139		11564963	7697644	US20080130799		11565003
7729462	US20080152018		11615274	8199796	US20080152001		11615283	7729463	US20080151799		11615292
8059655	US20080159279		11615305	7525372	US20080220737		11683651	7711334	US20080233913		11690149
7890845	US20080244246		11692296	7973861	US20080259219		11737222	7796600	US20080298394		11755062
7592863	US20080297239		11755125	7710857	US20080316909		11766811	7711031	US20080317153		11766814
7940759	US20080317022		11766816	7728550	US20090021228		11780539	7729435	US20090041135		11834712
7592791	US20090046487		11834950	7592870	US20090045876		11837638	7894331	US20090059885		11850180
8693579	US20090097599		11869801	7782982	US20090110118		11923682	8599933	US20090110082		11924628
7855996	US20090129344		11943661	7899140	US20090154547		11957716	7764595	US20090180034		12015035
8230462	US20090187946		12018483	7525465	NONE		12033305	8169546	US20090207311		12033323
7889803	US20090213943		12034717	8077736	US20090213831		12036389	7944983	US20090220015		12039799
7941117	US20090221255		12039806	8005990	US20090222585		12039820	8159929	US20090232264		12046956
8065596	US20090232256		12048623	7912142	US20090252237		12062650	7912157	US20090252262		12062661
7970083	US20090252263		12062678	7821916	US20090252026		12062695	7940865	US20090252238		12062712
7907637	US20090252256		12062734	7751309	US20090252027		12062758	7944999	US20090252239		12062774
8259029	US20090257607		12099881	8073064	US20090262842		12105300	7822039	US20090268735		12107963
8036291	US20090268826		12107986	8064553	US20090268850		12107998	8165230	US20090323789		12110602
7907683	US20090323871		12110622	7940864	US20090268803		12110637	8086940	US20090271684		12110647
7855959	US20090268656		12110658	8077659	US20090268665		12110671	7974364	US20090323790		12110688
7915928	US20090273374		12115015	7782903	US20090285096		12120487	7970070	US20090285314		12120505
7804846	US20090290496		12124387	8005173	US20090290663		12124389	7945746	US20090300300		12131391
8103944	US20090300470		12131400	8036292	US20090296843		12131412	7619472	US20090302944		12132834
8005449	US20090311985		12136864	8041327	US20080242252		12136880	7626527	NONE		12169763
8102791	US20100020736		12179599	8264611	US20110234895		12748391	8340195	US20110249720		12757378
8233534	US20110249723		12757438	8306343	US20110249908		12757474	8675137	US20110249184		12759656
8305498	US20110249185		12759665	8212923	US20110249182		12759669	8305492	US20110249180		12759673
8306493	US20110250859		12759675	8212942	US20110255011		12760405	8331709	US20110255800		12760429
8196087	US20110254166		12760442	8594256	US20120063553		12882174	8115553	NONE		12883051
8731504	US20110003573		12883179	8482675	US20120081608		12894789	8655153	US20110088063		12972457
7940867	US20110110446		13007350	7940868	US20110110447		13007375	8779861	US20130099871		13276477
8750194	US20120063380		13300817	8654490	US20130215540		13398638	8811457	US20120213273		13460273
8504107	US20120270603		13541121	9059642	US20140055117		13592113	8787145	US20130003899		13608320
RE44551	NONE		13645471	RE44624	NONE		13645478	RE44622	NONE		13645489
RE44776	NONE		13645498

Correspondence name and address
	HORIZON TECHNOLOGY FINANCE
	ATTN: LEGAL DEPARTMENT
	312 FARMINGTON AVENUE
	FARMINGTON, CT 06032

Assignment: 2

Reel/Frame:	034098/0475			Pages:	13
		Recorded:	10/30/2014
Attorney Dkt #:	F152403
Conveyance:	SECURITY AGREEMENT

Assignor

SEMPRIUS INC.

Exec Dt:

02/14/2014

Assignees

SILICON VALLEY BANK

3003 TASMAN DRIVE

SANTA CLARA, CALIFORNIA 95054

HORIZON TECHNOLOGY FINANCE CORPORATION, AS COLLATERAL AGENT

312 FARMINGTON AVENUE

FARMINGTON, CONNECTICUT 06032

HORIZON FUNDING TRUST 2013-1

312 FARMINGTON AVENUE

FARMINGTON, CONNECTICUT 06032

Properties

Pat #	Pub #	Intl #	App #	Pat #	Pub #	Intl #	App #	Pat #	Pub #	Intl #	App #
7927976	US20100018420		12177963	7999454	US20100039030		12191478	8470701	US20100052112		12418071
8261660	US20110018158		12507262	8506867	US20100123268		12621804	10416425	US20100236603		12702841
8877648	US20100248484		12732868	9412727	US20130069275		13237375	9899329	US20120126229		13302497
9161448	US20120115262		13352876	9165989	US20120228669		13395813	8889485	US20120313241		13491196
8934259	US20120314388		13491335	NONE	US20130125956		13520911	8894754	US20130036909		13571972
9496155	US20130273695		13638019	9049797	US20130153277		13638040	NONE	US20130153934		13700411
NONE	US20130146120		13705980

Correspondence name and address
	BRANDIE SULLIVAN
	1025 VERMONT AVE NW, SUITE 1130
	NATIONAL CORPORATE RESEARCH, LTD.
	WASHINGTON, DC 20005

Assignment: 3

Reel/Frame:	045969/0774			Pages:	6
		Recorded:	04/18/2018
Conveyance:	SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).

Assignor

VTV THERAPEUTICS LLC

Exec Dt:

04/09/2018

Assignee

HORIZON TECHNOLOGY FINANCE CORPORATION, AS COLLATERAL AGENT

312 FARMINGTON AVENUE

FARMINGTON, CONNECTICUT 06032

Properties

Pat #	Pub #	Intl #	App #	Pat #	Pub #	Intl #	App #	Pat #	Pub #	Intl #	App #
7361678	US20040082542		10382203	7384967	US20040122235		10679887	7901688	US20060030527		11197038
7714013	US20070021386		11511163	7981423	US20080075733		11629437	7723369	US20070191385		11699780
7981424	US20080045455		11789637	7737285	US20070213347		11800085	8063081	US20080119454		11981997
7897628	US20080119455		11982248	7582769	US20090118501		11994728	7884219	US20080249316		12046872
8378097	US20090176793		12302132	7727983	US20090306063		12399504	8318778	US20100041711		12522469
8383820	US20110039853		12528229	7964608	US20100190808		12532861	8404731	US20100113331		12685178
7790714	US20100197677		12759010	8383644	US20110160198		12825631	7906507	US20110039837		12849225
8524708	US20100324033		12872580	8580833	US20110105578		12888660	8718994	US20110028335		12936434
8586614	US20110077234		12961867	8372988	US20110166361		12982775	8877192	US20120171202		12983604
8431575	US20110230458		13028036	8759535	US20110201604		13028406	8853226	US20110160234		13040382
9359313	US20110313007		13114964	8927549	US20110224244		13128045	9034341	US20120039908		13265132
8329715	US20120172381		13410628	8362049	US20120165375		13415000	8987295	US20130096150		13707265
8809540	US20130231341		13739408	8741900	US20130197007		13772685	9447468	US20130253007		13894922
9162963	US20130296599		13934491	8703766	US20130317015		13956578	9598375	US20140039025		14049261
9717710	US20140100218		14059529	10004782	US20140066372		14071976	8933222	US20140187769		14197771
10030011	US20140200212		14215873	9045461	US20140206660		14225837	8907096	US20140315905		14321884
9163022	US20140371250		14477302	9198901	US20150005339		14489890	9120813	US20150087640		14556837
9175003	US20150148539		14603556	NONE	US20150313908		14799222	NONE	US20160015816		14840657
NONE	US20160015638		14840682	9393245	US20150374700		14850012	9855251	US20160184277		14988143
9687489	US20160296526		15184392	9707239	US20170189411		15247256	NONE	US20170157093		15438111
10172840	US20170231967		15584459	9833457	US20170252343		15600942	NONE	US20170326113		15631203
10064846	US20170354647		15687824	10085990	US20180071297		15800794