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Patent Assignment Details
NOTE:Results display only for issued patents and published applications. For pending or abandoned applications please consult USPTO staff.

Reel/Frame:017492/0228   Pages: 26
Recorded: 04/19/2006
Conveyance: TERMINATION AND RELEASE AGREEMENT
Total properties: 67
1
Patent #:
7082398
Issue Dt:
07/25/2006
Application #:
08736143
Filing Dt:
10/28/1996
Title:
MEDIA WALL FOR DISPLAYING FINANCIAL INFORMATION
2
Patent #:
5809483
Issue Dt:
09/15/1998
Application #:
08970435
Filing Dt:
11/14/1997
Title:
ONLINE TRANSACTION PROCESSING SYSTEM FOR BOND TRADING
3
Patent #:
6061663
Issue Dt:
05/09/2000
Application #:
09063535
Filing Dt:
04/21/1998
Title:
INDEX REBALANCING
4
Patent #:
6360246
Issue Dt:
03/19/2002
Application #:
09191655
Filing Dt:
11/13/1998
Title:
REPORT GENERATION ARCHITECTURE FOR REMOTELY GENERATED DATA
5
Patent #:
7599875
Issue Dt:
10/06/2009
Application #:
09208942
Filing Dt:
12/10/1998
Title:
DUAL QUOTE MARKET SYSTEM
6
Patent #:
7082410
Issue Dt:
07/25/2006
Application #:
09346719
Filing Dt:
07/02/1999
Title:
LINE HANDLER
7
Patent #:
7454372
Issue Dt:
11/18/2008
Application #:
09347497
Filing Dt:
07/02/1999
Title:
MARKET EVENT ALERTS AND USER ACCESS TO MONITORING DATA
8
Patent #:
7181424
Issue Dt:
02/20/2007
Application #:
09401872
Filing Dt:
09/23/1999
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
9
Patent #:
8311926
Issue Dt:
11/13/2012
Application #:
09401875
Filing Dt:
09/23/1999
Title:
MONTAGE FOR AUTOMATED MARKET SYSTEM
10
Patent #:
7209896
Issue Dt:
04/24/2007
Application #:
09401892
Filing Dt:
09/23/1999
Title:
LOCKED/CROSSED QUOTE HANDLING
11
Patent #:
8239303
Issue Dt:
08/07/2012
Application #:
09404518
Filing Dt:
09/23/1999
Publication #:
US20020161687
Pub Dt:
10/31/2002
Title:
MATCH-OFF OF ORDER FLOW IN ELECTRONIC MARKET SYSTEM
12
Patent #:
7246092
Issue Dt:
07/17/2007
Application #:
09569524
Filing Dt:
05/12/2000
Title:
MONTAGE FOR AN ELECTRONIC MARKET
13
Patent #:
7249086
Issue Dt:
07/24/2007
Application #:
09758967
Filing Dt:
01/11/2001
Publication #:
US20020091616
Pub Dt:
07/11/2002
Title:
ARBITRAGE OF TRACKING SECURITIES
14
Patent #:
7359877
Issue Dt:
04/15/2008
Application #:
09812225
Filing Dt:
03/19/2001
Publication #:
US20020133454
Pub Dt:
09/19/2002
Title:
ODD LOT PROCESSING IN CENTRALIZED AUTOMATED MARKET SYSTEM
15
Patent #:
7660759
Issue Dt:
02/09/2010
Application #:
09841661
Filing Dt:
04/24/2001
Publication #:
US20020156717
Pub Dt:
10/24/2002
Title:
EXTENDED HOURS TRADE FILTERING
16
Patent #:
NONE
Issue Dt:
Application #:
09898515
Filing Dt:
07/03/2001
Publication #:
US20020073016
Pub Dt:
06/13/2002
Title:
Order execution processing for automated market system
17
Patent #:
8301539
Issue Dt:
10/30/2012
Application #:
09903388
Filing Dt:
07/09/2001
Publication #:
US20030009412
Pub Dt:
01/09/2003
Title:
ORDER PROCESSING FOR AUTOMATED MARKET SYSTEM
18
Patent #:
NONE
Issue Dt:
Application #:
09903389
Filing Dt:
07/09/2001
Publication #:
US20030009413
Pub Dt:
01/09/2003
Title:
Automated market system preferenced orders
19
Patent #:
8296216
Issue Dt:
10/23/2012
Application #:
09903390
Filing Dt:
07/09/2001
Publication #:
US20030009414
Pub Dt:
01/09/2003
Title:
DIRECTED ORDER PROCESSING FOR AUTOMATED MARKET SYSTEM
20
Patent #:
7742969
Issue Dt:
06/22/2010
Application #:
09941491
Filing Dt:
08/29/2001
Publication #:
US20030046215
Pub Dt:
03/06/2003
Title:
MARKET INDICATOR PROCESS AND METHOD
21
Patent #:
NONE
Issue Dt:
Application #:
10001240
Filing Dt:
11/14/2001
Publication #:
US20030093359
Pub Dt:
05/15/2003
Title:
Odd lot processing in centralized automated market system
22
Patent #:
7813992
Issue Dt:
10/12/2010
Application #:
10001900
Filing Dt:
11/14/2001
Publication #:
US20030093349
Pub Dt:
05/15/2003
Title:
BALANCING ARBITRAGABLE TRACKING SECURITIES
23
Patent #:
7587346
Issue Dt:
09/08/2009
Application #:
10040912
Filing Dt:
01/07/2002
Publication #:
US20030130925
Pub Dt:
07/10/2003
Title:
AUTOMATED MARKET SYSTEM WITH SELECTABLE MATCH-OFF OF ORDER FLOW
24
Patent #:
NONE
Issue Dt:
Application #:
10040941
Filing Dt:
01/07/2002
Publication #:
US20030130926
Pub Dt:
07/10/2003
Title:
Order processing for automated market system
25
Patent #:
7406447
Issue Dt:
07/29/2008
Application #:
10046652
Filing Dt:
01/14/2002
Publication #:
US20030135443
Pub Dt:
07/17/2003
Title:
OPENING PRICE PROCESS FOR TRADING SYSTEM
26
Patent #:
7809627
Issue Dt:
10/05/2010
Application #:
10077182
Filing Dt:
02/15/2002
Publication #:
US20030093350
Pub Dt:
05/15/2003
Title:
BALANCING ARBITRAGABLE TRACKING SECURITIES
27
Patent #:
7882010
Issue Dt:
02/01/2011
Application #:
10164753
Filing Dt:
06/07/2002
Publication #:
US20030229563
Pub Dt:
12/11/2003
Title:
OPENING PRICE PROCESS FOR TRADING SYSTEM
28
Patent #:
NONE
Issue Dt:
Application #:
10175942
Filing Dt:
06/20/2002
Publication #:
US20030079136
Pub Dt:
04/24/2003
Title:
Security framework
29
Patent #:
8396781
Issue Dt:
03/12/2013
Application #:
10206127
Filing Dt:
07/25/2002
Publication #:
US20030225645
Pub Dt:
12/04/2003
Title:
INTEREST DISSEMINATION PROCESS AND METHOD
30
Patent #:
NONE
Issue Dt:
Application #:
10206128
Filing Dt:
07/25/2002
Publication #:
US20030233312
Pub Dt:
12/18/2003
Title:
Order entry and quote entry in a securities market
31
Patent #:
7523062
Issue Dt:
04/21/2009
Application #:
10206129
Filing Dt:
07/25/2002
Publication #:
US20030229566
Pub Dt:
12/11/2003
Title:
SECURITIES PROCESSOR AND A METHOD OF PROCESSING ATTRIBUTABLE INTEREST MESSAGES
32
Patent #:
7921051
Issue Dt:
04/05/2011
Application #:
10206148
Filing Dt:
07/25/2002
Publication #:
US20030229567
Pub Dt:
12/11/2003
Title:
SECURITY-BASED ORDER PROCESSING TECHNIQUE
33
Patent #:
7974907
Issue Dt:
07/05/2011
Application #:
10206149
Filing Dt:
07/25/2002
Publication #:
US20030225671
Pub Dt:
12/04/2003
Title:
CONFIGURABLE SECURITY PROCESSOR IDENTIFIER TABLE
34
Patent #:
9311673
Issue Dt:
04/12/2016
Application #:
10206150
Filing Dt:
07/25/2002
Publication #:
US20030225672
Pub Dt:
12/04/2003
Title:
Security transaction matching
35
Patent #:
8244622
Issue Dt:
08/14/2012
Application #:
10206151
Filing Dt:
07/25/2002
Publication #:
US20030225673
Pub Dt:
12/04/2003
Title:
ORDER MATCHING PROCESS AND METHOD
36
Patent #:
7895112
Issue Dt:
02/22/2011
Application #:
10206316
Filing Dt:
07/25/2002
Publication #:
US20030229557
Pub Dt:
12/11/2003
Title:
ORDER BOOK PROCESS AND METHOD
37
Patent #:
7890411
Issue Dt:
02/15/2011
Application #:
10206397
Filing Dt:
07/25/2002
Publication #:
US20040024681
Pub Dt:
02/05/2004
Title:
TRADING ACTUAL SHARES OF A SECURITY IN A ROUND-LOT-BASED SYSTEM
38
Patent #:
NONE
Issue Dt:
Application #:
10206789
Filing Dt:
07/25/2002
Publication #:
US20030225674
Pub Dt:
12/04/2003
Title:
Order chronicle process and method
39
Patent #:
8386362
Issue Dt:
02/26/2013
Application #:
10206810
Filing Dt:
07/25/2002
Publication #:
US20030225646
Pub Dt:
12/04/2003
Title:
INFORMATION DISTRIBUTION PROCESS AND METHOD
40
Patent #:
7933827
Issue Dt:
04/26/2011
Application #:
10206892
Filing Dt:
07/25/2002
Publication #:
US20030229568
Pub Dt:
12/11/2003
Title:
MULTI-PARALLEL ARCHITECTURE AND A METHOD OF USING THE SAME
41
Patent #:
7310620
Issue Dt:
12/18/2007
Application #:
10206895
Filing Dt:
07/25/2002
Publication #:
US20040024713
Pub Dt:
02/05/2004
Title:
MONITORING MARKET PARTICIPANT RESPONSES
42
Patent #:
NONE
Issue Dt:
Application #:
10206896
Filing Dt:
07/25/2002
Publication #:
US20030225675
Pub Dt:
12/04/2003
Title:
Information distribution system and method
43
Patent #:
NONE
Issue Dt:
Application #:
10206897
Filing Dt:
07/25/2002
Publication #:
US20030229570
Pub Dt:
12/11/2003
Title:
Quote updates in a securities market
44
Patent #:
NONE
Issue Dt:
Application #:
10206898
Filing Dt:
07/25/2002
Publication #:
US20030225655
Pub Dt:
12/04/2003
Title:
Market participant interest dissemination process and method
45
Patent #:
NONE
Issue Dt:
Application #:
10219444
Filing Dt:
08/15/2002
Publication #:
US20030225857
Pub Dt:
12/04/2003
Title:
Dissemination bus interface
46
Patent #:
8200556
Issue Dt:
06/12/2012
Application #:
10219453
Filing Dt:
08/15/2002
Publication #:
US20030097322
Pub Dt:
05/22/2003
Title:
ISSUER SUPPORT SERVICES
47
Patent #:
8195542
Issue Dt:
06/05/2012
Application #:
10219941
Filing Dt:
08/15/2002
Publication #:
US20030115120
Pub Dt:
06/19/2003
Title:
WEB-BASED ISSUER SUPPORT SERVICES
48
Patent #:
7406444
Issue Dt:
07/29/2008
Application #:
10267018
Filing Dt:
10/08/2002
Publication #:
US20030126065
Pub Dt:
07/03/2003
Title:
ORDER PRICE THRESHOLD FOR AUTOMATED MARKET SYSTEM
49
Patent #:
NONE
Issue Dt:
Application #:
10272112
Filing Dt:
10/16/2002
Publication #:
US20030055768
Pub Dt:
03/20/2003
Title:
Alert delivery and delivery performance in a monitoring system
50
Patent #:
NONE
Issue Dt:
Application #:
10272179
Filing Dt:
10/16/2002
Publication #:
US20030040955
Pub Dt:
02/27/2003
Title:
Market monitoring architecture for detecting alert conditions
51
Patent #:
NONE
Issue Dt:
Application #:
10272184
Filing Dt:
10/16/2002
Publication #:
US20030046035
Pub Dt:
03/06/2003
Title:
Managing failures of a market monitoring system
52
Patent #:
7222096
Issue Dt:
05/22/2007
Application #:
10272327
Filing Dt:
10/15/2002
Publication #:
US20030097327
Pub Dt:
05/22/2003
Title:
LINE HANDLER
53
Patent #:
7801795
Issue Dt:
09/21/2010
Application #:
10274287
Filing Dt:
10/18/2002
Publication #:
US20030126066
Pub Dt:
07/03/2003
Title:
ELECTRONIC COMMUNICATION NETWORK RANKING FOR AUTOMATED MARKET SYSTEM
54
Patent #:
NONE
Issue Dt:
Application #:
10294457
Filing Dt:
11/14/2002
Publication #:
US20030154157
Pub Dt:
08/14/2003
Title:
Order generation via summary scan
55
Patent #:
NONE
Issue Dt:
Application #:
10294458
Filing Dt:
11/14/2002
Publication #:
US20030154148
Pub Dt:
08/14/2003
Title:
Launching via dynaquote
56
Patent #:
NONE
Issue Dt:
Application #:
10294459
Filing Dt:
11/14/2002
Publication #:
US20030154158
Pub Dt:
08/14/2003
Title:
Multi-mechanism order processing
57
Patent #:
NONE
Issue Dt:
Application #:
10294477
Filing Dt:
11/14/2002
Publication #:
US20030233314
Pub Dt:
12/18/2003
Title:
General montage layout
58
Patent #:
7797221
Issue Dt:
09/14/2010
Application #:
10294998
Filing Dt:
11/14/2002
Publication #:
US20030172023
Pub Dt:
09/11/2003
Title:
PROPRIETARY QUOTE DATA
59
Patent #:
NONE
Issue Dt:
Application #:
10295011
Filing Dt:
11/14/2002
Publication #:
US20030172024
Pub Dt:
09/11/2003
Title:
Trade profiler
60
Patent #:
NONE
Issue Dt:
Application #:
10295012
Filing Dt:
11/14/2002
Publication #:
US20030212625
Pub Dt:
11/13/2003
Title:
Summary scan layout
61
Patent #:
7801796
Issue Dt:
09/21/2010
Application #:
10301804
Filing Dt:
11/21/2002
Publication #:
US20030229574
Pub Dt:
12/11/2003
Title:
MESSAGE PRIORITIZATION PROCESS AND METHOD
62
Patent #:
7747506
Issue Dt:
06/29/2010
Application #:
10301806
Filing Dt:
11/21/2002
Publication #:
US20030229575
Pub Dt:
12/11/2003
Title:
RECIPIENT STATUS INDICATOR SYSTEM AND METHOD
63
Patent #:
7962399
Issue Dt:
06/14/2011
Application #:
10302769
Filing Dt:
11/21/2002
Publication #:
US20040019551
Pub Dt:
01/29/2004
Title:
REFRESHING DISPLAYED QUOTES FOR AUTOMATED MARKET SYSTEM
64
Patent #:
7698193
Issue Dt:
04/13/2010
Application #:
10437416
Filing Dt:
05/12/2003
Publication #:
US20040230513
Pub Dt:
11/18/2004
Title:
CLOSING PRICE DETERMINATION FOR AN AUTOMATED MARKET SYSTEM
65
Patent #:
7647264
Issue Dt:
01/12/2010
Application #:
10835510
Filing Dt:
04/28/2004
Publication #:
US20050283421
Pub Dt:
12/22/2005
Title:
CLOSING IN AN ELECTRONIC MARKET
66
Patent #:
8015098
Issue Dt:
09/06/2011
Application #:
10941398
Filing Dt:
09/15/2004
Publication #:
US20060059078
Pub Dt:
03/16/2006
Title:
SELL-SIDE BENCHMARKING OF SECURITY TRADING
67
Patent #:
7925570
Issue Dt:
04/12/2011
Application #:
11077503
Filing Dt:
03/09/2005
Publication #:
US20060206404
Pub Dt:
09/14/2006
Title:
OPENING CROSS IN ELECTRONIC MARKET
Assignor
1
JPMORGAN CHASE BANK N.A., AS ADMINISTRATIVE AGENT
Exec Dt:
04/18/2006
Assignee
1
THE NASDAQ STOCK MARKET, INC.
625 BROADWAY
ONE LIBERTY PLAZA
NEW YORK, NEW YORK 10006
Correspondence name and address
CORPORATION SERVICE COMPANY
1133 AVENUE OF THE AMERICAS
SUITE 3100
NEW YORK, NY 10036

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