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Patent Assignment Abstract of Title
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Total Assignments: 22
Patent #:
6245227
Issue Dt:
06/12/2001
Application #:
09156037
Filing Dt:
09/17/1998
Inventors:
JAMES E. MOON, TIMOTHY J. DAVIS, GREGORY J. GALVIN
Title:
INTEGRATED MONOLITHIC MICROFABRICATED ELECTROSPRAY AND LIQUID CHROMATOGRAPHY SYSTEM AND METHOD
Assignment: 1
Reel/Frame:
009604/0396Recorded: 11/23/1998Pages: 4
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
GALVIN, GREGORY J.
Exec Dt:
11/13/1998
MOON, JAMES E.
Exec Dt:
11/13/1998
DAVIS, TIMOTHY J.
Exec Dt:
11/13/1998
Assignee:
KIONIX, INC.
22 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
BROWN, PINNISI AND MICHAELS, PC
CHRISTOPHER R. PASTEL
400 M&T BANK BUILDING
118 NORTH TIOGA STREET
ITHACA, NEW YORK 14850
Assignment: 2
Reel/Frame:
015722/0995Recorded: 08/26/2004Pages: 4
Conveyance:
MERGER (SEE DOCUMENT FOR DETAILS).
Assignor:
KIONIX, INC.
Exec Dt:
12/29/2000
Assignee:
CALIENT NETWORKS, INC.
5853 RUE FERRARI
SAN JOSE, CALIFORNIA 95138
Correspondent:
JONES, TULLAR & COOPER, P.C.
GEORGE M. COOPER
P.O. BOX 2266 EADS STATION
ARLINGTON, VA 22202
Assignment: 3
Reel/Frame:
015732/0001Recorded: 08/26/2004Pages: 9
Conveyance:
MERGER (SEE DOCUMENT FOR DETAILS).
Assignor:
CALIENT NETWORKS, INC.
Exec Dt:
12/29/2000
Assignee:
CALIENT OPTICAL COMPONENTS, INC.
5853 RUE FERRARI
SAN JOSE, CALIFORNIA 95138
Correspondent:
JONES, TULLAR & COOPER, P.C.
GEORGE M. COOPER
P.O. BOX 2266 EADS STATION
ARLINGTON, VA 22202
Assignment: 4
Reel/Frame:
011934/0464Recorded: 06/25/2001Pages: 16
Conveyance:
SECURITY AGREEMENT
Assignor:
CALIENT OPTICAL COMPONENTS, INC.
Exec Dt:
05/16/2001
Assignee:
VENTURE LENDING & LEASING III, INC., AS AGENT
2010 NORTH FIRST STREET
SAN JOSE, CALIFORNIA 95131
Correspondent:
GREENE RADOVSKY ET AL
RUSSELL D. POLLOCK, ESQ.
FOUR EMBARCADERO CENTER, SUITE 4000
SAN FRANCISCO, CALIFORNIA 94111
Assignment: 5
Reel/Frame:
012252/0175Recorded: 10/26/2001Pages: 14
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
CALIENT OPTICAL COMPONENTS, INC.
Exec Dt:
05/16/2001
Assignee:
PENTECH FINANCIAL SERVICES, INC.
SUITE 202
310 WEST HAMILTON AVENUE
CAMPBELL, CALIFORNIA 95008
Correspondent:
GREENE RADOVSKY ET AL
RUSSELL D. POLLOCK
FOUR EMBARCADERO CENTER, SUITE 4000
SAN FRANCISCO, CA 94111
Assignment: 6
Reel/Frame:
013922/0008Recorded: 04/07/2003Pages: 2
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
CALIENT OPTICAL COMPONENTS, INC.
Exec Dt:
03/18/2002
Assignee:
KIONIX, INC.
36 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
BROWN & MICHAELS PC
400 M&T BANK BUILDING
118 NORTH TIOGA STREET
ITHACA, NY 14850
Assignment: 7
Reel/Frame:
013653/0318Recorded: 05/12/2003Pages: 14
Conveyance:
SECURITY AGREEMENT
Assignor:
KIONIX, INC.
Exec Dt:
05/08/2003
Assignees:
CAYUGA VENTURE FUND II, LLC
15 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
LUX, CHRIS
C/O RQC, LIMITED
370 SOUTH YOUNGS ROAD
WILLIAMSVILLE, NEW YORK 14221
PRYBYL, DONNA D.
42 REACH RUN
ITHACA, NEW YORK 14850
FARR, RICHARD D.
31 ASPEN WAY
ITHACA, NEW YORK 14850
Correspondent:
HONEN & WOOD, P.C.
RICHARD E. HONEN
126 STATE STREET, 5TH FLOOR
ALBANY, NY 12207
Assignment: 8
Reel/Frame:
013774/0479Recorded: 07/03/2003Pages: 11
Conveyance:
SECURITY AGREEMENT
Assignor:
KIONIX, INC.
Exec Dt:
06/30/2003
Assignees:
CAYUGA VENTURE FUND II, LLC
15 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
ALEXANDER, JOHN
61 BROWN ROAD
ITHACA, NEW YORK 14850
BARTELS, HENRY
35 CANTERBURY WAY
CANTERBURY, CONNECTICUT 06473
BARTELS, KENNETH
38 CLOSE ROAD
GREENWICH, CONNECTICUT 06831
BARTELS, PHILIP
52 DRUID LANE
RIVERSIDE, CONNECTICUT 06878
BARTRIP REALTY L.P.
125 GENUNG CIRCLE
ITHACA, NEW YORK 14850
ENHANCED NY ISSUER, LLC
300 PARK AVENUE 20TH FLOOR
NEW YORK, NEW YORK 10022
FARR, RICHARD
31 ASPEN WAY
ITHACA, NEW YORK 14850
LUX, CHRISTOPHER
C/O RQC, LIMITED
370 SOUTH YOUNGS ROAD
WILLIMASVILLE, NEW YORK 14221
PRYBYL, DONNA
42 REACH RUN
ITHACA, NEW YORK 14850
RAND CAPITAL SBIC, LP
2200 RAND BUILDING
BUFFALO, NEW YORK 14203
WELLS, JAMES
84 SPERRY LANE
LANSING, NEW YORK 14882
Correspondent:
HONAN & WOOD, P.C.
RICHARD E. HONEN
126 STATE STREET
5TH FLOOR
ALBANY, NY 12207
Assignment: 9
Reel/Frame:
014363/0155Recorded: 08/11/2003Pages: 2
Conveyance:
SUBORDINATION AGREEMENT
Assignor:
CAYUGA VENTURE FUND II, LLC
Exec Dt:
07/25/2003
Assignee:
CALIENT NETWORKS, INC., A CORP. OF DELAWARE
5853 RUE FERRARI
SAN JOSE, CALIFORNIA 95138
Correspondent:
BLAKELY, SOKOLOFF, TAYLOR & ZAFMAN LLP
LESTER J. VINCENT
12400 WILSHIRE BOULEVARD, 7TH FLOOR
LOS ANGELES, CALIFORNIA 90025
Assignment: 10
Reel/Frame:
014363/0195Recorded: 08/11/2003Pages: 10
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
KIONIX, INC.
Exec Dt:
07/25/2003
Assignee:
CALIENT NETWORKS, INC.
5853 RUE FERRARI
A DELAWARE CORPORATION
SAN JOSE, CALIFORNIA 95138
Correspondent:
BLAKELY, SOKOLOFF, TAYLOR & ZAFMAN LLP
LESTER J. VINCENT
12400 WILSHIRE BOULEVARD
7TH FLOOR
LOS ANGELES, CA 90025
Assignment: 11
Reel/Frame:
014675/0413Recorded: 11/07/2003Pages: 3
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
SCHULZ, GARY A.
Exec Dt:
10/13/2003
CORSO, THOMAS N.
Exec Dt:
10/10/2003
LOWES, STEPHEN
Exec Dt:
10/10/2003
Assignee:
ADVION BIOSCIENCES, INC.
15 CATHERWOOD ROAD
ITHACA, NEW YORK 14850
Correspondent:
BROWN & MICHAELS, PC
MICHAEL F. BROWN
400 M & T BANK BUILDING
118 NORTH TIOGA ST.
ITHACA, NY 14850
Assignment: 12
Reel/Frame:
014128/0852Recorded: 11/18/2003Pages: 5
Conveyance:
LICENSE (SEE DOCUMENT FOR DETAILS).
Assignor:
KIONIX, INC.
Exec Dt:
10/17/2003
Assignee:
ADVION BIOSCIENCES, INC.
15 CATHERWOOD ROAD
ITHACA, NEW YORK 14850
Correspondent:
FOLEY HOAG LLP
KINGSLEY L. TAFT
PATENT GROUP
155 SEAPORT BOULEVARD
BOSTON, MA 02210
Assignment: 13
Reel/Frame:
014770/0275Recorded: 12/04/2003Pages: 2
Conveyance:
ASSIGNMENT OF UNDIVIDED JOINT INTEREST
Assignor:
KIONIX INC.
Exec Dt:
10/17/2003
Assignee:
ADVION BIOSCIENCES, INC.
15 CATHERWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
BROWN & MICHAELS, PC
MICHAEL F. BROWN
400 M & T BANK BUILDING
118 NORTH TIOGA ST.
ITHACA, NY 14850
Assignment: 14
Reel/Frame:
014384/0052Recorded: 03/01/2004Pages: 6
Conveyance:
RELEASE BY SECURED PARTY (SEE DOCUMENT FOR DETAILS).
Assignors:
CAYUGA VENTURE FUND II, LLC
Exec Dt:
02/27/2004
ALEXANDER, JOHN
Exec Dt:
02/27/2004
BABCOCK, ENTERPRISES, L.P.
Exec Dt:
02/27/2004
BAIRD, STEPHEN E. & KAREN H.
Exec Dt:
02/27/2004
BARTELS, HENRY
Exec Dt:
02/27/2004
BARTELS, KENNETH
Exec Dt:
02/27/2004
BARTELS, PHILIP
Exec Dt:
02/27/2004
BARTRIP REALTY, L.P.
Exec Dt:
02/27/2004
COATUE LIMITED PARTNERSHIP (ALVORD FAMILY PARTNERSHIP)
Exec Dt:
02/27/2004
HAROLD J. CORBETT REVOCABLE TRUST DATED 03041988
Exec Dt:
02/27/2004
ENHANCED NEW YORK ISSUER, LLC
Exec Dt:
02/27/2004
FARR, RICHARD D.
Exec Dt:
02/27/2004
GALVIN, LINDA L.
Exec Dt:
02/27/2004
GEFUS, SBIC, L.P.
Exec Dt:
02/27/2004
GOLDENEYE INVESTORS LLC
Exec Dt:
02/27/2004
LUX, R. CHRISTOPHER
Exec Dt:
02/27/2004
THE EDWARD R. MULLER AND PATRICIA E. BAUER 1991 FAMILY TRUST
Exec Dt:
02/27/2004
POWERS, PAUL J. & BARBARA A.
Exec Dt:
02/27/2004
PRYBYL, DONNA D.
Exec Dt:
02/27/2004
RAND CAPITAL SBIC, LP
Exec Dt:
02/27/2004
ROBERT H. SMITH IRA CONTRIBUTORY ACCOUNT
Exec Dt:
02/27/2004
WELLS, JAMES
Exec Dt:
02/27/2004
Assignee:
KIONIX, INC.
36 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
NEAL, GERBER & EISENBERG LLP
NICOLE M. WALKER
TWO NORTH LASALLE STREET
SUITE 2200
CHICAGO, IL 60602-3801
Assignment: 15
Reel/Frame:
016172/0341Recorded: 04/28/2005Pages: 6
Conveyance:
RELEASE AGREEMENT
Assignors:
VENTURE LENDING
Exec Dt:
08/25/2004
LEASING III, INC.
Exec Dt:
08/25/2004
Assignee:
CALIENT OPTICAL COMPONENTS, INC.
22 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
ANDREW HILL
CALIENT NETWORKS, INC.
6620 VIA DEL ORO
SAN JOSE, CA 95119
Assignment: 16
Reel/Frame:
016182/0031Recorded: 04/28/2005Pages: 6
Conveyance:
RELEASE AGREEMENT
Assignor:
PENTECH FINANCIAL SERVICES, INC.
Exec Dt:
08/31/2004
Assignee:
CALIENT OPTICAL COMPONENTS, INC.
22 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
ANDRE HILL
CALIENT NETWORKS, INC.
6620 VIA DEL ORO
SAN JOSE, CA 95119
Assignment: 17
Reel/Frame:
021824/0951Recorded: 11/14/2008Pages: 3
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
ADVION BIOSCIENCES, INC.
Exec Dt:
11/14/2008
Assignee:
ADVION BIOSYSTEMS, INC.
19 BROWN ROAD
ITHACA, NEW YORK 14850
Correspondent:
BROWN & MICHAELS PC
118 NORTH TIOGA STREET
400 M&T BANK BLDG
ITHACA, NY 14850
Assignment: 18
Reel/Frame:
022222/0758Recorded: 02/09/2009Pages: 3
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
KIONIX, INC.
Exec Dt:
01/23/2009
Assignee:
RHEONIX, INC.
22 THORNWOOD DRIVE
ITHACA, NEW YORK 14850
Correspondent:
BROWN & MICHAELS PC
118 NORTH TIOGA STREET
400 M&T BANK BLDG
ITHACA, NY 14850
Assignment: 19
Reel/Frame:
029532/0061Recorded: 12/27/2012Pages: 20
Conveyance:
SECURITY AGREEMENT
Assignor:
ADVION, INC,
Exec Dt:
12/06/2012
Assignee:
CEPHAS CAPITAL PARTNERS II, L.P.
11 SCHOEN PLACE, 8TH FLOOR
PITTSFORD, NEW YORK 14534
Correspondent:
NEAL L. SLIFKIN
99 GARNSEY ROAD
PITTSFORD, NY 14534
Assignment: 20
Reel/Frame:
033265/0488Recorded: 06/25/2014Pages: 18
Conveyance:
SECURITY INTEREST
Assignor:
ADVION, INC.
Exec Dt:
06/17/2014
Assignee:
GEFUS SBIC II, L.P.
11 SCHOEN PLACE, 8TH FLOOR
PITTSFORD, NEW YORK 14534
Correspondent:
MATTHEW T. BYRNE
11 BROADWAY, SUITE 1115
NEW YORK, NY 10004
Assignment: 21
Reel/Frame:
033449/0374Recorded: 07/30/2014Pages: 25
Conveyance:
CORRECTIVE ASSIGNMENT TO CORRECT THE ASSIGNEE'S ADDRESS PREVIOUSLY RECORDED ON REEL 033265 FRAME 0488. ASSIGNOR(S) HEREBY CONFIRMS THE SECURITY INTEREST.
Assignor:
ADVION, INC.
Exec Dt:
06/17/2014
Assignee:
GEFUS SBIC II, L.P.
375 PARK AVENUE, SUITE 3607
C/O GEFINOR CAPITAL
NEW YORK, NEW YORK 10152
Correspondent:
MATTHEW BYRNE
11 BROADWAY, STE 1115
NEW YORK, NY 10004
Assignment: 22
Reel/Frame:
033484/0209Recorded: 08/07/2014Pages: 18
Conveyance:
AMENDED AND RESTATED PATENT SECURITY AGREEMENT
Assignor:
ADVION, INC.
Exec Dt:
06/17/2014
Assignee:
CEPHAS CAPITAL PARTNERS II, L.P.
11 SCHOEN PLACE
8TH FLOOR
PITTSFORD, NEW YORK 14534
Correspondent:
NEAL L. SLIFKIN
99 GARNSEY ROAD
PITTSFORD, NY 14534

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