skip navigationU S P T O SealUnited States Patent and Trademark Office AOTW logo
Home|Site Index|Search|Guides|Contacts|eBusiness|eBiz alerts|News|Help
Assignments on the Web > Patent Query
Patent Assignment Abstract of Title
NOTE:Results display only for issued patents and published applications. For pending or abandoned applications please consult USPTO staff.

Total Assignments: 12
Patent #:
8433629
Issue Dt:
04/30/2013
Application #:
12847236
Filing Dt:
07/30/2010
Publication #:
20110010284
Pub Dt:
01/13/2011
Inventors:
Jeanne L. MURTAUGH, Kevin Ruebenstahl, Michael Will De Laforcade, Paul A. Pricoli
Title:
COMMISSION MANAGEMENT SYSTEM
Assignment: 1
Reel/Frame:
026587/0057Recorded: 07/13/2011Pages: 3
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
MURTAUGH, JEANNE L.
Exec Dt:
05/14/2003
RUEBENSTAHL, KEVIN
Exec Dt:
05/14/2003
PRICOLI, PAUL A.
Exec Dt:
05/14/2003
DE LAFORCADE, MICHAEL WILL
Exec Dt:
05/14/2003
Assignee:
BANK OF NEW YORK
ONE WALL STREET
NEW YORK, NEW YORK 10286
Correspondent:
C. ANDREW IM, IM IP LAW PLLC
P.O. BOX 355
SCARSDALE, NY 10583
Assignment: 2
Reel/Frame:
026587/0158Recorded: 07/13/2011Pages: 9
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
BANK OF NEW YORK
Exec Dt:
10/02/2006
THE BANK OF NEW YORK COMPANY, INC.
Exec Dt:
10/02/2006
Assignee:
BNY CONVERGEX GROUP, LLC
1633 BROADWAY
48TH FLOOR
NEW YORK, NEW YORK 10019
Correspondent:
C. ANDREW IM, IM IP LAW PLLC
P.O. BOX 355
SCARSDALE, NY 10583
Assignment: 3
Reel/Frame:
025528/0039Recorded: 12/21/2010Pages: 7
Conveyance:
FIRST LIEN PATENT SECURITY AGREEMENT
Assignors:
BNY CONVERGEX GROUP, LLC
Exec Dt:
12/17/2010
CONVERGEX RESEARCH SOLUTIONS LLC
Exec Dt:
12/17/2010
Assignee:
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
335 MADISON AVE
NEW YORK, NEW YORK 10017
Correspondent:
JAMES P MURPHY, LEGAL ASSISTANT
80 PINE ST
CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 4
Reel/Frame:
025549/0586Recorded: 12/22/2010Pages: 7
Conveyance:
SECOND LIEN PATENT SECURITY AGREEMENT
Assignors:
BNY CONVERGEX GROUP, LLC
Exec Dt:
12/17/2010
CONVERGEX RESEARCH SOLUTIONS LLC
Exec Dt:
12/17/2010
Assignee:
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
335 MADISON AVE
NEW YORK, NEW YORK 10017
Correspondent:
JAMES P MURPHY, LEGAL ASSISTANT
80 PINE ST
CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 5
Reel/Frame:
027367/0551Recorded: 12/12/2011Pages: 3
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
BNY CONVERGEX GROUP, LLC
Exec Dt:
11/30/2011
Assignee:
CONVERGEX GROUP, LLC
1633 BROADWAY
48TH FLOOR
NEW YORK, NEW YORK 10019
Correspondent:
IM IP LAW PLLC
P.O. BOX 355
SCARSDALE, NY 10583
Assignment: 6
Reel/Frame:
030167/0180Recorded: 04/08/2013Pages: 6
Conveyance:
RELEASE OF FIRST LIEN SECURITY INTEREST RECORDED AT REEL/FRAME 025528/0039
Assignor:
BANK OF AMERCA, N.A.
Exec Dt:
04/04/2013
Assignees:
CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
Correspondent:
RENEE PRESCAN
300 NORTH LASALLE STREET
KIRKLAND & ELLIS LLP
CHICAGO, IL 60654
Assignment: 7
Reel/Frame:
030167/0207Recorded: 04/08/2013Pages: 6
Conveyance:
RELEASE OF SECOND LIEN SECURITY INTEREST RECORDED AT REEL/FRAME 025549/0586
Assignor:
BANK OF AMERICA, N.A.
Exec Dt:
04/04/2013
Assignees:
CONVERGEX GROUP, LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP, LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS CONVERGEX RESEARCH SOLUTIONS LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
Correspondent:
RENEE PRESCAN
300 NORTH LASALLE STREET
KIRKLAND & ELLIS LLP
CHICAGO, IL 60654
Assignment: 8
Reel/Frame:
030167/0590Recorded: 04/08/2013Pages: 6
Conveyance:
RELEASE OF FIRST LIEN SECURITY INTEREST RECORDED AT REEL/FRAME 018406/0287
Assignor:
MERRILL LYNCH CAPITAL CORPORATION
Exec Dt:
04/04/2013
Assignees:
CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
Correspondent:
RENEE PRESCAN
300 NORTH LASALLE STREET
KIRKLAND & ELLIS LLP
CHICAGO, IL 60654
Assignment: 9
Reel/Frame:
030175/0577Recorded: 04/09/2013Pages: 6
Conveyance:
RELEASE OF SECOND LIEN SECURITY INTEREST RECORDED AT REEL/FRAME 018416/0315
Assignor:
MERRILL LYNCH CAPITAL CORPORATION
Exec Dt:
04/04/2013
Assignees:
CONVERGEX GROUP LLC (FORMERLY KNOWN AS BNY CONVERGEX GROUP LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
CONVERGEX SOLUTIONS LLC (FORMERLY KNOWN AS BNY JAYWALK LLC)
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
Correspondent:
RENEE PRESCAN
300 NORTH LASALLE STREET
KIRKLAND & ELLIS LLP
CHICAGO, IL 60654
Assignment: 10
Reel/Frame:
056004/0325Recorded: 04/13/2021Pages: 2
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
CONVERGEX GROUP, LLC
Exec Dt:
05/31/2017
Assignee:
COWEN EXECUTION HOLDCO LLC
599 LEXINGTON AVENUE
NEW YORK, NEW YORK 10022
Correspondent:
SPENCER SIMON
787 SEVENTH AVENUE
NEW YORK, NY 10019
Assignment: 11
Reel/Frame:
055944/0473Recorded: 04/16/2021Pages: 7
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
COWEN EXECUTION HOLDCO LLC
Exec Dt:
03/24/2021
Assignee:
MORGAN STANLEY SENIOR FUNDING, INC., AS AGENT
1300 THAMES STREET, 4TH FLOOR
THAMES STREET WHARF
BALTIMORE, MARYLAND 21231
Correspondent:
JAY DASILVA
1025 VERMONT AVE NW, SUITE 1130
COGENCY GLOBAL INC.
WASHINGTON, DC 20005
Assignment: 12
Reel/Frame:
062843/0779Recorded: 03/01/2023Pages: 6
Conveyance:
RELEASE BY SECURED PARTY (SEE DOCUMENT FOR DETAILS).
Assignor:
MORGAN STANLEY SENIOR FUNDING, INC.
Exec Dt:
03/01/2023
Assignee:
COWEN EXECUTION HOLDCO LLC
599 LEXINGTON AVENUE
NEW YORK, NEW YORK 10022
Correspondent:
STEWART WALSH
1025 CONNECTICUT AVE NW, SUITE 712
COGENCY GLOBAL INC.
WASHINGTON, DC 20036

Search Results as of: 06/01/2024 04:41 AM
If you have any comments or questions concerning the data displayed, contact PRD / Assignments at 571-272-3350. v.2.6
Web interface last modified: August 25, 2017 v.2.6
| .HOME | INDEX| SEARCH | eBUSINESS | CONTACT US | PRIVACY STATEMENT