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Patent Assignment Abstract of Title
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Total Assignments: 4
Patent #:
NONE
Issue Dt:
Application #:
12148983
Filing Dt:
04/24/2008
Publication #:
Pub Dt:
05/14/2009
Inventors:
Jeffrey B. Levering, Jonas Burton, Stephen Powell
Title:
Systems and methods for determining investment product suitability
Assignment: 1
Reel/Frame:
021051/0940Recorded: 06/05/2008Pages: 6
Conveyance:
ASSIGNMENT OF ASSIGNORS INTEREST (SEE DOCUMENT FOR DETAILS).
Assignors:
Exec Dt:
03/28/2008
Exec Dt:
03/26/2008
Exec Dt:
03/27/2008
Assignee:
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
RANDY J. PRITZKER
600 ATLANTIC AVENUE
WOLF, GREENFIELD & SACKS, P.C.
BOSTON, MA 02110-2206
Assignment: 2
Reel/Frame:
021253/0149Recorded: 07/14/2008Pages: 7
Conveyance:
SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).
Assignor:
Exec Dt:
06/26/2008
Assignees:
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Assignment: 3
Reel/Frame:
024850/0288Recorded: 08/18/2010Pages: 8
Conveyance:
TERMINATION OF SECURITY INTEREST IN PATENTS AND TRADEMARKS AT REEL 021253 FRAME 0149
Assignors:
Exec Dt:
08/16/2010
Exec Dt:
08/16/2010
Assignee:
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 4
Reel/Frame:
026767/0062Recorded: 08/17/2011Pages: 7
Conveyance:
CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Assignor:
Exec Dt:
08/24/2010
Assignee:
2 JOURNAL SQUARE
JERSEY CITY, NEW JERSEY 07306
Correspondent:
GREENBERG TRAURIG, LLP
MET LIFE BUILDING
200 PARK AVENUE
NEW YORK, NY 10166

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