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Patent Assignment Details
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Reel/Frame:018777/0478   Pages: 33
Recorded: 01/19/2007
Attorney Dkt #:31139.101
Conveyance: SECURITY AGREEMENT
Total properties: 25
1
Patent #:
Issue Dt:
02/07/2006
Application #:
09038158
Filing Dt:
03/11/1998
Title:
METHOD AND APPARATUS FOR ENABLING SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
2
Patent #:
Issue Dt:
07/29/2003
Application #:
09139020
Filing Dt:
08/24/1998
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
3
Patent #:
Issue Dt:
07/29/2003
Application #:
09139020
Filing Dt:
08/24/1998
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
4
Patent #:
Issue Dt:
12/12/2000
Application #:
09153143
Filing Dt:
09/14/1998
Title:
METHOD AND APPARATUS FOR ENABLING SMALL INVESTORS WITH A PORTFOLIO OF SECURITIES TO MANAGE TAXABLE EVENTS WITHIN THE PORTFOLIO
5
Patent #:
Issue Dt:
12/12/2000
Application #:
09153143
Filing Dt:
09/14/1998
Title:
METHOD AND APPARATUS FOR ENABLING SMALL INVESTORS WITH A PORTFOLIO OF SECURITIES TO MANAGE TAXABLE EVENTS WITHIN THE PORTFOLIO
6
Patent #:
Issue Dt:
03/19/2002
Application #:
09249022
Filing Dt:
02/12/1999
Title:
METHOD AND SYSTEM FOR ENABLING SMALLER INVESTORS TO MANAGE RISK IN A SELF-MANAGED PORTFOLIO OF ASSETS/LIABILITIES
7
Patent #:
Issue Dt:
03/19/2002
Application #:
09249022
Filing Dt:
02/12/1999
Title:
METHOD AND SYSTEM FOR ENABLING SMALLER INVESTORS TO MANAGE RISK IN A SELF-MANAGED PORTFOLIO OF ASSETS/LIABILITIES
8
Patent #:
Issue Dt:
01/08/2002
Application #:
09339299
Filing Dt:
06/24/1999
Title:
METHOD AND SYSTEM FOR INVESTING IN A GROUP OF INVESTMENTS THAT ARE SELECTED BASED ON THE AGGREGATED, INDIVIDUAL PREFERENCES OF PLURAL INVESTORS
9
Patent #:
Issue Dt:
01/08/2002
Application #:
09339299
Filing Dt:
06/24/1999
Title:
METHOD AND SYSTEM FOR INVESTING IN A GROUP OF INVESTMENTS THAT ARE SELECTED BASED ON THE AGGREGATED, INDIVIDUAL PREFERENCES OF PLURAL INVESTORS
10
Patent #:
Issue Dt:
10/05/2004
Application #:
09516791
Filing Dt:
03/01/2000
Title:
METHOD AND APPARATUS FOR INTERACTING WITH INVESTORS TO CREATE INVESTMENT PORTFOLIOS
11
Patent #:
Issue Dt:
05/16/2006
Application #:
09516792
Filing Dt:
03/01/2000
Title:
METHOD AND APPARATUS FOR TRADING SECURITIES OR OTHER INSTRUMENTS ON BEHALF OF CUSTOMERS
12
Patent #:
Issue Dt:
02/04/2003
Application #:
09688975
Filing Dt:
10/17/2000
Title:
METHOD, SYSTEM, AND APPARATUS FOR MANAGING TAXABLE EVENTS WITHIN A PORTFOLIO
13
Patent #:
Issue Dt:
02/04/2003
Application #:
09688975
Filing Dt:
10/17/2000
Title:
METHOD, SYSTEM, AND APPARATUS FOR MANAGING TAXABLE EVENTS WITHIN A PORTFOLIO
14
Patent #:
NONE
Issue Dt:
Application #:
10298185
Filing Dt:
11/15/2002
Publication #:
Pub Dt:
06/26/2003
Title:
Method and apparatus for creating investment advice marketplace
15
Patent #:
NONE
Issue Dt:
Application #:
10298213
Filing Dt:
11/15/2002
Publication #:
Pub Dt:
06/26/2003
Title:
Method and apparatus for providing investment advice to multiple investors
16
Patent #:
NONE
Issue Dt:
Application #:
10421384
Filing Dt:
04/23/2003
Publication #:
Pub Dt:
12/11/2003
Title:
Method and apparatus for converting collectively owned investment accounts and pooled investment accounts and vehicles into individually owned accounts
17
Patent #:
Issue Dt:
09/19/2006
Application #:
10435591
Filing Dt:
05/12/2003
Publication #:
Pub Dt:
11/06/2003
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
18
Patent #:
Issue Dt:
10/03/2006
Application #:
10440142
Filing Dt:
05/19/2003
Publication #:
Pub Dt:
11/13/2003
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
19
Patent #:
Issue Dt:
01/17/2012
Application #:
10627626
Filing Dt:
07/28/2003
Publication #:
Pub Dt:
02/05/2004
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
20
Patent #:
Issue Dt:
03/23/2010
Application #:
10627646
Filing Dt:
07/28/2003
Publication #:
Pub Dt:
02/26/2004
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
21
Patent #:
Issue Dt:
06/09/2009
Application #:
10627873
Filing Dt:
07/28/2003
Publication #:
Pub Dt:
02/05/2004
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
22
Patent #:
Issue Dt:
06/23/2009
Application #:
10627921
Filing Dt:
07/28/2003
Publication #:
Pub Dt:
02/05/2004
Title:
METHOD AND APPARATUS FOR ENABLING INDIVIDUAL OR SMALLER INVESTORS OR OTHERS TO CREATE AND MANAGE A PORTFOLIO OF SECURITIES OR OTHER ASSETS OR LIABILITIES ON A COST EFFECTIVE BASIS
23
Patent #:
NONE
Issue Dt:
Application #:
10644891
Filing Dt:
08/20/2003
Publication #:
Pub Dt:
04/01/2004
Title:
Method and apparatus for portfolio trading using margin
24
Patent #:
NONE
Issue Dt:
Application #:
11109777
Filing Dt:
04/20/2005
Publication #:
Pub Dt:
09/01/2005
Title:
Method and apparatus for trading securities or other instruments
25
Patent #:
Issue Dt:
12/29/2009
Application #:
11218589
Filing Dt:
09/06/2005
Publication #:
Pub Dt:
12/29/2005
Title:
METHOD AND APPARATUS FOR CORPORATE VOTING
Assignor
1
Exec Dt:
01/12/2007
Assignee
1
7710 GEORGETOWN PIKE
MCLEAN, VIRGINIA 22102
Correspondence name and address
THADDEUS STRINGER
1201 PENNSYLVANIA AVENUE, NW
WASHINGTON, DC 20004

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