skip navigationU S P T O SealUnited States Patent and Trademark Office AOTW logo
Home|Site Index|Search|Guides|Contacts|eBusiness|eBiz alerts|News|Help
Assignments on the Web > Patent Query
Patent Assignment Details
NOTE:Results display only for issued patents and published applications. For pending or abandoned applications please consult USPTO staff.

Reel/Frame:044741/0138   Pages: 18
Recorded: 12/07/2017
Attorney Dkt #:11927
Conveyance: CHANGE OF NAME (SEE DOCUMENT FOR DETAILS).
Total properties: 71
1
Patent #:
Issue Dt:
04/08/2008
Application #:
09475534
Filing Dt:
12/30/1999
Publication #:
Pub Dt:
06/27/2002
Title:
AUTOMATED TRADING EXCHANGE SYSTEM HAVING INTEGRATED QUOTE RISK MONITORING AND INTEGRATED QUOTE MODIFICATION SERVICES
2
Patent #:
Issue Dt:
01/22/2008
Application #:
09699533
Filing Dt:
10/30/2000
Title:
AUTOMATED TRADING EXCHANGE SYSTEM AND METHOD UTILIZING A RANDOMIZED OPENING PROCEDURE
3
Patent #:
Issue Dt:
01/26/2010
Application #:
09896061
Filing Dt:
06/29/2001
Publication #:
Pub Dt:
01/02/2003
Title:
AUTOMATED EXECUTION SYSTEM HAVING PARTICIPATION
4
Patent #:
Issue Dt:
07/15/2008
Application #:
09912709
Filing Dt:
07/25/2001
Publication #:
Pub Dt:
01/30/2003
Title:
SYSTEM AND METHOD FOR DISPLAYING OPTION MARKET INFORMATION
5
Patent #:
Issue Dt:
11/03/2009
Application #:
10423201
Filing Dt:
04/24/2003
Publication #:
Pub Dt:
10/28/2004
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING SECURITIES OR DERIVATIVES THROUGH BOTH ELECTRONIC AND OPEN-OUTCRY TRADING MECHANISMS
6
Patent #:
Issue Dt:
10/05/2010
Application #:
11102490
Filing Dt:
04/07/2005
Publication #:
Pub Dt:
10/12/2006
Title:
MARKET PARTICIPANT ISSUE SELECTION SYSTEM AND METHOD
7
Patent #:
Issue Dt:
07/14/2009
Application #:
11122511
Filing Dt:
05/04/2005
Publication #:
Pub Dt:
11/09/2006
Title:
SYSTEM AND METHOD FOR CREATING AND TRADING PACKAGED COLLAR OPTIONS ON AN EXCHANGE
8
Patent #:
Issue Dt:
12/04/2012
Application #:
11122748
Filing Dt:
05/04/2005
Publication #:
Pub Dt:
11/09/2006
Title:
METHOD OF CREATING AND TRADING DERIVATIVE INVESTMENT PRODUCTS BASED ON A STATISTICAL PROPERTY REFLECTING THE VARIANCE OF AN UNDERLYING ASSET
9
Patent #:
Issue Dt:
03/09/2010
Application #:
11249018
Filing Dt:
10/11/2005
Publication #:
Pub Dt:
05/18/2006
Title:
METHOD AND SYSTEM FOR PROVIDING AN AUTOMATED AUCTION FOR INTERNALIZATION AND COMPLEX ORDERS IN A HYBRID TRADING SYSTEM
10
Patent #:
Issue Dt:
06/23/2009
Application #:
11291086
Filing Dt:
11/30/2005
Publication #:
Pub Dt:
07/06/2006
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING THROUGH BOTH ELECTRONIC AND OPEN-OUTCRY TRADING MECHANISMS
11
Patent #:
Issue Dt:
01/26/2010
Application #:
11321065
Filing Dt:
12/29/2005
Publication #:
Pub Dt:
07/27/2006
Title:
METHOD AND SYSTEM FOR PROVIDING ORDER ROUTING TO A VIRTUAL CROWD IN A HYBRID TRADING SYSTEM
12
Patent #:
Issue Dt:
09/27/2011
Application #:
11409381
Filing Dt:
04/21/2006
Publication #:
Pub Dt:
11/09/2006
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING CORPORATE DEBT SECURITY DERIVATIVE INVESTMENT INSTRUMENTS
13
Patent #:
Issue Dt:
07/16/2013
Application #:
11416711
Filing Dt:
05/03/2006
Publication #:
Pub Dt:
12/28/2006
Title:
SYSTEM AND METHOD FOR TRADING DERIVATIVES IN PENNY INCREMENTS WHILE DISSEMINATING QUOTES FOR DERIVATIVES IN NICKEL/DIME INCREMENTS
14
Patent #:
Issue Dt:
02/16/2010
Application #:
11513893
Filing Dt:
08/31/2006
Publication #:
Pub Dt:
03/06/2008
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON AN INDEX OF INVESTMENT MANAGEMENT COMPANIES
15
Patent #:
Issue Dt:
12/04/2012
Application #:
11545793
Filing Dt:
10/10/2006
Publication #:
Pub Dt:
05/10/2007
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING DERIVATIVE INVESTMENT PRODUCTS BASED ON A STATISTICAL PROPERTY REFLECTING THE VARIANCE OF AN UNDERLYING ASSET
16
Patent #:
Issue Dt:
04/05/2011
Application #:
11829669
Filing Dt:
07/27/2007
Publication #:
Pub Dt:
05/01/2008
Title:
AUTOMATED TRADING EXCHANGE SYSTEM AND METHOD UTILIZING A RANDOMIZED OPENING PROCEDURE
17
Patent #:
Issue Dt:
04/24/2012
Application #:
11849835
Filing Dt:
09/04/2007
Publication #:
Pub Dt:
03/05/2009
Title:
SYSTEM AND METHOD FOR CREATING AND TRADING A DERIVATIVE INVESTMENT INSTRUMENT OVER A RANGE OF INDEX VALUES
18
Patent #:
Issue Dt:
03/20/2012
Application #:
11875572
Filing Dt:
10/19/2007
Publication #:
Pub Dt:
06/26/2008
Title:
METHOD AND SYSTEM FOR GENERATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON A VOLATILITY ARBITRAGE BENCHMARK INDEX
19
Patent #:
Issue Dt:
05/24/2011
Application #:
12020809
Filing Dt:
01/28/2008
Publication #:
Pub Dt:
07/31/2008
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON AN INDEX OF COLLATERALIZED OPTIONS
20
Patent #:
Issue Dt:
01/31/2012
Application #:
12030696
Filing Dt:
02/13/2008
Publication #:
Pub Dt:
08/21/2008
Title:
MARKET SENTIMENT INDICATOR
21
Patent #:
Issue Dt:
07/19/2011
Application #:
12035996
Filing Dt:
02/22/2008
Publication #:
Pub Dt:
08/28/2008
Title:
AUTOMATED TRADING EXCHANGE SYSTEM HAVING INTEGRATED QUOTE RISK MONITORING AND INTEGRATED QUOTE MODIFICATION SERVICES
22
Patent #:
Issue Dt:
11/30/2010
Application #:
12040365
Filing Dt:
02/29/2008
Publication #:
Pub Dt:
10/02/2008
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING COMBINED ORDERS FOR FINANCIAL INSTRUMENTS THROUGH BOTH ELECTRONIC AND OPEN-OUTCRY TRADING MECHANISMS
23
Patent #:
Issue Dt:
08/21/2012
Application #:
12267013
Filing Dt:
11/07/2008
Publication #:
Pub Dt:
07/16/2009
Title:
METHOD AND SYSTEM FOR CREATING A VOLATILITY BENCHMARK INDEX
24
Patent #:
Issue Dt:
02/21/2012
Application #:
12481388
Filing Dt:
06/09/2009
Publication #:
Pub Dt:
01/14/2010
Title:
SYSTEM AND METHOD FOR TRADING PACKAGED COLLAR OPTIONS ON AN EXCHANGE
25
Patent #:
Issue Dt:
01/01/2013
Application #:
12560981
Filing Dt:
09/16/2009
Publication #:
Pub Dt:
04/01/2010
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING SECURITIES OR DERIVATIVES THROUGH BOTH ELECTRONIC AND OPEN-OUTCRY TRADING MECHANISMS
26
Patent #:
Issue Dt:
07/22/2014
Application #:
12575250
Filing Dt:
10/07/2009
Publication #:
Pub Dt:
06/17/2010
Title:
SYSTEM AND METHOD FOR CREATING AND TRADING A DIGITAL DERIVATIVE INVESTMENT INSTRUMENT
27
Patent #:
Issue Dt:
01/01/2013
Application #:
12605127
Filing Dt:
10/23/2009
Publication #:
Pub Dt:
07/29/2010
Title:
AUTOMATED TRADING SYSTEM FOR ROUTING AND MATCHING ORDERS
28
Patent #:
Issue Dt:
08/16/2011
Application #:
12648045
Filing Dt:
12/28/2009
Publication #:
Pub Dt:
07/29/2010
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON AN INDEX OF INVESTMENT MANAGEMENT COMPANIES
29
Patent #:
Issue Dt:
10/23/2012
Application #:
12649047
Filing Dt:
12/29/2009
Publication #:
Pub Dt:
09/02/2010
Title:
METHOD AND SYSTEM FOR PROVIDING AN AUTOMATED AUCTION FOR INTERNALIZATION AND COMPLEX ORDERS IN A HYBRID TRADING SYSTEM
30
Patent #:
Issue Dt:
06/26/2012
Application #:
12836349
Filing Dt:
07/14/2010
Publication #:
Pub Dt:
11/11/2010
Title:
MARKET PARTICIPANT ISSUE SELECTION SYSTEM AND METHOD
31
Patent #:
Issue Dt:
05/06/2014
Application #:
12883048
Filing Dt:
09/15/2010
Publication #:
Pub Dt:
03/24/2011
Title:
EXCHANGE TRADING SYSTEM AND METHOD HAVING A VARIABLE MAKER-TAKER MODEL
32
Patent #:
Issue Dt:
03/05/2013
Application #:
12887349
Filing Dt:
09/21/2010
Publication #:
Pub Dt:
07/21/2011
Title:
METHOD, SYSTEM AND PROGRAM PRODUCT FOR DETERMINING A VALUE OF AN INDEX
33
Patent #:
Issue Dt:
11/27/2012
Application #:
12892212
Filing Dt:
09/28/2010
Publication #:
Pub Dt:
04/07/2011
Title:
METHOD AND SYSTEM FOR CREATING A SPOT PRICE TRACKER INDEX
34
Patent #:
Issue Dt:
11/26/2013
Application #:
12893859
Filing Dt:
09/29/2010
Title:
MARKET ON CLOSE SYSTEM, METHOD AND PROGRAM PRODUCT
35
Patent #:
Issue Dt:
05/08/2012
Application #:
12909619
Filing Dt:
10/21/2010
Publication #:
Pub Dt:
07/21/2011
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING COMBINED ORDERS FOR FINANCIAL INSTRUMENTS THROUGH BOTH ELECTRONIC AND OPEN-OUTCRY TRADING MECHANISMS
36
Patent #:
Issue Dt:
08/05/2014
Application #:
13009520
Filing Dt:
01/19/2011
Publication #:
Pub Dt:
07/21/2011
Title:
SYSTEM AND METHOD FOR PRESENTING OPTION DATA USING ANIMATED 3-DIMENSIONAL GRAPHICAL DISPLAY
37
Patent #:
Issue Dt:
05/07/2013
Application #:
13041107
Filing Dt:
03/04/2011
Publication #:
Pub Dt:
08/30/2012
Title:
METHODS AND SYSTEMS FOR CREATING AND TRADING DERIVATIVE INVESTMENT PRODUCTS BASED ON A SKEW INDEX
38
Patent #:
Issue Dt:
12/25/2012
Application #:
13113755
Filing Dt:
05/23/2011
Publication #:
Pub Dt:
01/26/2012
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON AN INDEX OF COLLATERALIZED OPTIONS
39
Patent #:
Issue Dt:
05/27/2014
Application #:
13168172
Filing Dt:
06/24/2011
Publication #:
Pub Dt:
03/22/2012
Title:
SYSTEM AND METHOD FOR CREATING PARITY ON CLOSE ORDERS
40
Patent #:
Issue Dt:
09/11/2012
Application #:
13178289
Filing Dt:
07/07/2011
Publication #:
Pub Dt:
04/19/2012
Title:
AUTOMATED TRADING EXCHANGE SYSTEM HAVING INTEGRATED QUOTE RISK MONITORING AND INTEGRATED QUOTE MODIFICATION SERVICES
41
Patent #:
Issue Dt:
06/19/2012
Application #:
13210588
Filing Dt:
08/16/2011
Publication #:
Pub Dt:
03/15/2012
Title:
METHOD AND SYSTEM FOR CREATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON AN INDEX OF INVESTMENT MANAGEMENT COMPANIES
42
Patent #:
Issue Dt:
06/25/2013
Application #:
13226315
Filing Dt:
09/06/2011
Publication #:
Pub Dt:
05/24/2012
Title:
METHODS AND SYSTEMS FOR CREATING AND TRADING STRIPS OF FINANCIAL PRODUCTS
43
Patent #:
Issue Dt:
09/10/2013
Application #:
13399198
Filing Dt:
02/17/2012
Publication #:
Pub Dt:
11/22/2012
Title:
METHOD AND SYSTEM FOR GENERATING AND TRADING DERIVATIVE INVESTMENT INSTRUMENTS BASED ON A VOLATILITY ARBITRAGE BENCHMARK INDEX
44
Patent #:
Issue Dt:
02/26/2013
Application #:
13399217
Filing Dt:
02/17/2012
Publication #:
Pub Dt:
10/18/2012
Title:
SYSTEM AND METHOD FOR CREATING AND TRADING PACKAGED COLLAR OPTIONS ON AN EXCHANGE
45
Patent #:
Issue Dt:
05/06/2014
Application #:
13422536
Filing Dt:
03/16/2012
Publication #:
Pub Dt:
12/20/2012
Title:
SYSTEM AND METHOD FOR CREATING AND TRADING A DERIVATIVE INVESTMENT INSTRUMENT OVER A RANGE OF INDEX VALUES
46
Patent #:
Issue Dt:
12/04/2012
Application #:
13428444
Filing Dt:
03/23/2012
Publication #:
Pub Dt:
11/22/2012
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING COMBINED ORDERS FOR FINANCIAL INSTRUMENTS THROUGH BOTH ELECTRONIC AND OPEN OUTCRY TRADING MECHANISMS
47
Patent #:
Issue Dt:
12/17/2013
Application #:
13491338
Filing Dt:
06/07/2012
Title:
METHODS AND SYSTEMS FOR TRADE FEE AND REBATE COMPUTATION AND ORDER ROUTING
48
Patent #:
Issue Dt:
08/13/2013
Application #:
13528150
Filing Dt:
06/20/2012
Title:
METHODS AND SYSTEMS FOR CREATING AN INTEREST RATE SWAP VOLATILITY INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
49
Patent #:
Issue Dt:
07/09/2013
Application #:
13532541
Filing Dt:
06/25/2012
Title:
MARKET PARTICIPANT ISSUE SELECTION SYSTEM AND METHOD
50
Patent #:
Issue Dt:
04/08/2014
Application #:
13553341
Filing Dt:
07/19/2012
Publication #:
Pub Dt:
04/18/2013
Title:
METHOD AND SYSTEM FOR CREATING A VOLATILITY BENCHMARK INDEX
51
Patent #:
Issue Dt:
04/29/2014
Application #:
13560308
Filing Dt:
07/27/2012
Title:
METHODS AND SYSTEMS FOR CREATING A TAIL RISK HEDGE INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
52
Patent #:
Issue Dt:
04/07/2020
Application #:
13630647
Filing Dt:
09/28/2012
Publication #:
Pub Dt:
07/11/2013
Title:
METHOD AND SYSTEM FOR PROVIDING AN AUTOMATED AUCTION FOR INTERNALIZATION AND COMPLEX ORDERS IN A HYBRID TRADING SYSTEM
53
Patent #:
Issue Dt:
09/17/2019
Application #:
13715476
Filing Dt:
12/14/2012
Publication #:
Pub Dt:
09/12/2013
Title:
HYBRID TRADING SYSTEM FOR CONCURRENTLY TRADING SECURITIES OR DERIVATIVES THROUGH BOTH ELECTRONIC AND OPEN-OUTCRY TRADING MECHANISMS
54
Patent #:
Issue Dt:
08/08/2017
Application #:
14066184
Filing Dt:
10/29/2013
Title:
AUTOMATED TRADING EXCHANGE SYSTEM HAVING INTEGRATED QUOTE RISK MONITORING AND INTEGRATED QUOTE MODIFICATION SERVICES
55
Patent #:
NONE
Issue Dt:
Application #:
14203138
Filing Dt:
03/10/2014
Publication #:
Pub Dt:
02/05/2015
Title:
VOLATILITY INDEX AND DERIVATIVE CONTRACTS BASED THEREON
56
Patent #:
Issue Dt:
03/27/2018
Application #:
14668359
Filing Dt:
03/25/2015
Publication #:
Pub Dt:
02/18/2016
Title:
AUTOMATED TRADING EXCHANGE SYSTEM HAVING INTEGRATED QUOTE RISK MONITORING AND INTEGRATED QUOTE MODIFICATION SERVICES
57
Patent #:
NONE
Issue Dt:
Application #:
14722994
Filing Dt:
05/27/2015
Publication #:
Pub Dt:
09/24/2015
Title:
METHODS AND SYSTEMS FOR CREATING A CREDIT VOLATILITY INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
58
Patent #:
NONE
Issue Dt:
Application #:
14849283
Filing Dt:
09/09/2015
Publication #:
Pub Dt:
08/04/2016
Title:
Method of Creating and Trading Derivative Investment Products Based on a Statistical Property Reflecting the Variance of an Underlying Asset
59
Patent #:
NONE
Issue Dt:
Application #:
14849340
Filing Dt:
09/09/2015
Publication #:
Pub Dt:
08/04/2016
Title:
Method and System for Creating and Trading Derivative Investment Products Based on a Statistical Property Reflecting the Variance of an Underlying Asset
60
Patent #:
NONE
Issue Dt:
Application #:
14991688
Filing Dt:
01/08/2016
Publication #:
Pub Dt:
12/08/2016
Title:
AUTOMATED TRADING SYSTEM FOR ROUTING AND MATCHING ORDERS
61
Patent #:
NONE
Issue Dt:
Application #:
15018418
Filing Dt:
02/08/2016
Publication #:
Pub Dt:
12/08/2016
Title:
METHOD AND SYSTEM FOR PROVIDING ORDER ROUTING TO A VIRTUAL CROWD IN A HYBRID TRADING SYSTEM AND EXECUTING AN ENTIRE ORDER
62
Patent #:
NONE
Issue Dt:
Application #:
15049948
Filing Dt:
02/22/2016
Publication #:
Pub Dt:
11/24/2016
Title:
METHODS AND SYSTEMS FOR CREATING A GOVERNMENT BOND VOLATILITY INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
63
Patent #:
NONE
Issue Dt:
Application #:
15066712
Filing Dt:
03/10/2016
Publication #:
Pub Dt:
12/15/2016
Title:
SYSTEM AND METHOD FOR DETERMINING A TRADABLE VALUE
64
Patent #:
NONE
Issue Dt:
Application #:
15243681
Filing Dt:
08/22/2016
Publication #:
Pub Dt:
07/13/2017
Title:
METHODS AND SYSTEMS FOR CREATING AN INTEREST RATE SWAP VOLATILITY INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
65
Patent #:
NONE
Issue Dt:
Application #:
15355952
Filing Dt:
11/18/2016
Publication #:
Pub Dt:
10/05/2017
Title:
AUTOMATED TRADING SYSTEM FOR ROUTING AND MATCHING ORDERS
66
Patent #:
NONE
Issue Dt:
Application #:
15376146
Filing Dt:
12/12/2016
Publication #:
Pub Dt:
11/02/2017
Title:
METHODS AND SYSTEMS FOR CREATING A TIME DEPOSIT VOLATILITY INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
67
Patent #:
Issue Dt:
12/24/2019
Application #:
15383920
Filing Dt:
12/19/2016
Title:
SYSTEM AND METHOD FOR REAL-TIME DATA ACQUISITION AND DISPLAY
68
Patent #:
NONE
Issue Dt:
Application #:
15628288
Filing Dt:
06/20/2017
Publication #:
Pub Dt:
10/05/2017
Title:
METHODS AND SYSTEMS FOR CREATING A CREDIT VOLATILITY INDEX AND TRADING DERIVATIVE PRODUCTS BASED THEREON
69
Patent #:
NONE
Issue Dt:
Application #:
15659181
Filing Dt:
07/25/2017
Publication #:
Pub Dt:
05/24/2018
Title:
METHOD OF CREATING AND TRADING DERIVATIVE INVESTMENT PRODUCTS BASED ON AN AVERAGE PRICE OF AN UNDERLYING ASSET DURING A CALCULATION PERIOD
70
Patent #:
NONE
Issue Dt:
Application #:
15697079
Filing Dt:
09/06/2017
Publication #:
Pub Dt:
07/26/2018
Title:
METHODS AND SYSTEMS FOR HANDLING COMPLEX ORDERS
71
Patent #:
Issue Dt:
07/23/2019
Application #:
15786091
Filing Dt:
10/17/2017
Publication #:
Pub Dt:
05/03/2018
Title:
LOW LATENCY SYSTEM HAVING HIGH AVAILABILITY COMPUTER ARCHITECTURE
Assignor
1
Exec Dt:
10/16/2017
Assignee
1
400 S. LASALLE STREET
CHICAGO, ILLINOIS 60605
Correspondence name and address
KENT E. GENIN
P.O. BOX 10395
CHICAGO, IL 60610

Search Results as of: 05/13/2024 06:01 PM
If you have any comments or questions concerning the data displayed, contact PRD / Assignments at 571-272-3350. v.2.6
Web interface last modified: August 25, 2017 v.2.6
| .HOME | INDEX| SEARCH | eBUSINESS | CONTACT US | PRIVACY STATEMENT