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Reel/Frame:	048195/0381			Pages:	11
		Recorded:	01/30/2019
Attorney Dkt #:	A8852-0084
Conveyance:	SECURITY INTEREST (SEE DOCUMENT FOR DETAILS).

Total properties: 69

Patent #:	4763984	Issue Dt:	08/16/1988	Application #:	07000113	Filing Dt:	01/02/1987
Title:	LIGHTING APPARATUS AND METHOD

Patent #:	4825341	Issue Dt:	04/25/1989	Application #:	07121906	Filing Dt:	11/17/1987
Title:	COOLED LIGHTING APPARATUS AND METHOD

Patent #:	4922385	Issue Dt:	05/01/1990	Application #:	07264778	Filing Dt:	10/31/1988
Title:	COOLED LIGHTING APPARATUS AND METHOD

Patent #:	5016152	Issue Dt:	05/14/1991	Application #:	07410860	Filing Dt:	09/21/1989
Title:	FOCUSED LIGHT SOURCE AND METHOD

Patent #:	5345531	Issue Dt:	09/06/1994	Application #:	08024185	Filing Dt:	02/26/1993
Title:	OPTICAL FIBER LIGHTING APPARATUS AND METHOD

Patent #:	5406641	Issue Dt:	04/11/1995	Application #:	08076039	Filing Dt:	06/15/1993
Title:	FLEXIBLE LIGHT PIPE CURED COMPOSITE AND PROCESSES FOR PREPARATION THEREOF

Patent #:	5479322	Issue Dt:	12/26/1995	Application #:	08089988	Filing Dt:	07/16/1993
Title:	LIGHTING SYSTEM AND METHOD FOR FIBER OPTIC AND AREA ILLUMINATION

Patent #:	5485541	Issue Dt:	01/16/1996	Application #:	08236381	Filing Dt:	05/09/1994
Title:	CURED COMPOSITE, PROCESSES AND COMPOSITION

Patent #:	5416875	Issue Dt:	05/16/1995	Application #:	08253845	Filing Dt:	06/03/1994
Title:	OPTICAL FIBER LIGHTING APPARATUS AND METHOD

Patent #:	5430825	Issue Dt:	07/04/1995	Application #:	08266565	Filing Dt:	06/28/1994
Title:	FIBER OPTIC LIGHT ASSEMBLY METHOD

Patent #:	5530940	Issue Dt:	06/25/1996	Application #:	08382746	Filing Dt:	02/02/1995
Title:	COUPLING DEVICE FOR LIGHT PIPE SYSTEM

Patent #:	5616638	Issue Dt:	04/01/1997	Application #:	08406605	Filing Dt:	03/20/1995
Title:	CURED COMPOSITE AND PROCESS THEREFOR

Patent #:	5779353	Issue Dt:	07/14/1998	Application #:	08633157	Filing Dt:	04/16/1996
Title:	WEATHER-PROTECTED LIGHTING APPARATUS AND METHOD

Patent #:	5816128	Issue Dt:	10/06/1998	Application #:	08701515	Filing Dt:	08/22/1996
Title:	SEVERING DEVICE

Patent #:	5708749	Issue Dt:	01/13/1998	Application #:	08713603	Filing Dt:	09/13/1996
Title:	LIGHTING APPARATUS AND METHOD

Patent #:	5916648	Issue Dt:	06/29/1999	Application #:	08812420	Filing Dt:	03/06/1997
Title:	FLEXIBLE SHEATHING AND CLADDING

Patent #:	5901449	Issue Dt:	05/11/1999	Application #:	08928190	Filing Dt:	09/12/1997
Title:	CUTTING APPLIANCE FOR FILAMENT TYPE MATERIAL

Patent #:	5930442	Issue Dt:	07/27/1999	Application #:	08950020	Filing Dt:	10/14/1997
Title:	ACRYLIC FLEXIBLE LIGHT PIPE OF IMPROVED THERMAL STABILITY

Patent #:	5999686	Issue Dt:	12/07/1999	Application #:	08970437	Filing Dt:	11/14/1997
Title:	FIBER OPTIC LIGHTING SYSTEM WITH LOCKABLE SPOT LIGHTS

Patent #:	6091878	Issue Dt:	07/18/2000	Application #:	08974766	Filing Dt:	11/20/1997
Title:	FLEXIBLE LIGHT PIPE FOR SIDE-LIT APPLICATIONS

Patent #:	6207747	Issue Dt:	03/27/2001	Application #:	08987875	Filing Dt:	12/11/1997
Title:	ACRYLIC FLEXIBLE LIGHT PIPE OF IMPROVED PHOTO-THERMAL STABILITY

Patent #:	6050715	Issue Dt:	04/18/2000	Application #:	09006277	Filing Dt:	01/13/1998
Title:	METHOD AND APPARATUS FOR FORMING SURFACE LIGHTING

Patent #:	6082884	Issue Dt:	07/04/2000	Application #:	09031600	Filing Dt:	02/27/1998
Title:	ADJUSTABLE FIBER OPTIC LIGHTING FIXTURE FOR INDIVIDUALLY ADJUSTING THE COLOR, FOCAL LENGTH AND AIM OF THE PRODUCED LIGHT AND METHOD

Patent #:	6382824	Issue Dt:	05/07/2002	Application #:	09087826	Filing Dt:	05/29/1998
Title:	FIBER OPTICS ILLUMINATORS AND LIGHTING SYSTEM

Patent #:	6272267	Issue Dt:	08/07/2001	Application #:	09226066	Filing Dt:	01/06/1999
Title:	OPTICAL COUPLER AND SYSTEM FOR DISTRIBUTING LIGHT IN A 360-DEGREE PATTERN

Patent #:	6219480	Issue Dt:	04/17/2001	Application #:	09240388	Filing Dt:	01/29/1999
Title:	OPTICAL COUPLER FOR COUPLING LIGHT BETWEEN ONE AND A PLURALITY OF LIGHT PORTS

Patent #:	6526213	Issue Dt:	02/25/2003	Application #:	09313594	Filing Dt:	05/18/1999
Title:	LIGHT PIPE COMPOSITION

Patent #:	6304693	Issue Dt:	10/16/2001	Application #:	09454073	Filing Dt:	12/02/1999
Title:	EFFICIENT ARRANGEMENT FOR COUPLING LIGHT BETWEEN LIGHT SOURCE AND LIGHT GUIDE

Patent #:	6546752	Issue Dt:	04/15/2003	Application #:	09470156	Filing Dt:	12/22/1999
Publication #:	US20010052247	Pub Dt:	12/20/2001
Title:	METHOD OF MAKING OPTICAL COUPLING DEVICE

Patent #:	6302571	Issue Dt:	10/16/2001	Application #:	09539652	Filing Dt:	03/30/2000
Title:	Waterproof System for delivering light to a light guide

Patent #:	6215947	Issue Dt:	04/10/2001	Application #:	09552482	Filing Dt:	04/18/2000
Title:	Flexible light pipe for side-lit applications

Patent #:	6350050	Issue Dt:	02/26/2002	Application #:	09565258	Filing Dt:	05/05/2000
Title:	Efficient fiberoptic directional lighting system

Patent #:	6508579	Issue Dt:	01/21/2003	Application #:	09568209	Filing Dt:	05/09/2000
Title:	LIGHTING APPARATUS FOR ILLUMINATING WELL-DEFINED LIMITED AREAS

Patent #:	6379027	Issue Dt:	04/30/2002	Application #:	09568210	Filing Dt:	05/09/2000
Title:	LIGHT-GENERATING AND BEAM-ESTABLISHING DEVICE

Patent #:	6453099	Issue Dt:	09/17/2002	Application #:	09776208	Filing Dt:	02/02/2001
Publication #:	US20020106170	Pub Dt:	08/08/2002
Title:	MULTI-STRANDED FIBEROPTIC LIGHT DELIVERY SYSTEM WITH SMOOTH COLOR TRANSITIONING

Patent #:	7163329	Issue Dt:	01/16/2007	Application #:	10793049	Filing Dt:	03/04/2004
Publication #:	US20040196666	Pub Dt:	10/07/2004
Title:	ADJUSTABLE LIGHT PIPE FIXTURE

Patent #:	7008071	Issue Dt:	03/07/2006	Application #:	10793059	Filing Dt:	03/04/2004
Publication #:	US20040174696	Pub Dt:	09/09/2004
Title:	LIGHT COLLECTION SYSTEM CONVERTING ULTRAVIOLET ENERGY TO VISIBLE LIGHT

Patent #:	7220035	Issue Dt:	05/22/2007	Application #:	10794623	Filing Dt:	03/05/2004
Publication #:	US20040174709	Pub Dt:	09/09/2004
Title:	COMPACT, HIGH-EFFICIENCY ILLUMINATION SYSTEM FOR VIDEO-IMAGING DEVICES

Patent #:	6942373	Issue Dt:	09/13/2005	Application #:	10794624	Filing Dt:	03/05/2004
Publication #:	US20040179349	Pub Dt:	09/16/2004
Title:	FIBEROPTIC LIGHTING SYSTEM WITH SHAPED COLLECTOR FOR EFFICIENCY

Patent #:	7164819	Issue Dt:	01/16/2007	Application #:	10797383	Filing Dt:	03/10/2004
Publication #:	US20040179776	Pub Dt:	09/16/2004
Title:	SIDE-LIGHT EXTRACTION BY LIGHT PIPE-SURFACE ALTERATION

Patent #:	7194184	Issue Dt:	03/20/2007	Application #:	10797761	Filing Dt:	03/10/2004
Publication #:	US20040179777	Pub Dt:	09/16/2004
Title:	LIGHT PIPE WITH SIDE-LIGHT EXTRACTION

Patent #:	7190863	Issue Dt:	03/13/2007	Application #:	10797859	Filing Dt:	03/10/2004
Publication #:	US20040218864	Pub Dt:	11/04/2004
Title:	LIGHT-PIPE ARRANGEMENT WITH REDUCED FRESNEL-REFLECTION LOSSES

Patent #:	7334945	Issue Dt:	02/26/2008	Application #:	10825985	Filing Dt:	04/16/2004
Publication #:	US20040240231	Pub Dt:	12/02/2004
Title:	PLUG-AND-SOCKET HUB ARRANGEMENT FOR MOUNTING LIGHT PIPE TO RECEIVE LIGHT

Patent #:	7163326	Issue Dt:	01/16/2007	Application #:	11108279	Filing Dt:	04/18/2005
Publication #:	US20050231973	Pub Dt:	10/20/2005
Title:	EFFICIENT LUMINAIRE WITH DIRECTIONAL SIDE-LIGHT EXTRACTION

Patent #:	7198398	Issue Dt:	04/03/2007	Application #:	11172555	Filing Dt:	06/30/2005
Publication #:	US20060002136	Pub Dt:	01/05/2006
Title:	ADJUSTABLE-AIM LIGHT PIPE FIXTURE

Patent #:	7549783	Issue Dt:	06/23/2009	Application #:	11278797	Filing Dt:	04/05/2006
Publication #:	US20060232993	Pub Dt:	10/19/2006
Title:	EFFICIENT LUMINAIRE WITH DIRECTIONAL SIDE-LIGHT EXTRACTION

Patent #:	7374313	Issue Dt:	05/20/2008	Application #:	11366711	Filing Dt:	03/02/2006
Publication #:	US20070211488	Pub Dt:	09/13/2007
Title:	LUMINAIRE WITH IMPROVED LATERAL ILLUMINANCE CONTROL

Patent #:	7588342	Issue Dt:	09/15/2009	Application #:	11379997	Filing Dt:	04/24/2006
Publication #:	US20070247831	Pub Dt:	10/25/2007
Title:	LIGHTED REFRIGERATED DISPLAY CASE WITH REMOTE LIGHT SOURCE

Patent #:	7330632	Issue Dt:	02/12/2008	Application #:	11466645	Filing Dt:	08/23/2006
Publication #:	US20080050087	Pub Dt:	02/28/2008
Title:	FIBEROPTIC LUMINAIRE WITH SCATTERING AND SPECULAR SIDE-LIGHT EXTRACTOR PATTERNS

Patent #:	8348488	Issue Dt:	01/08/2013	Application #:	11848493	Filing Dt:	08/31/2007
Publication #:	US20070291468	Pub Dt:	12/20/2007
Title:	ELONGATED SOLID LUMINAIRE WITH LIGHT-EMITTING PORTION WITH FIRST AND SECOND EXTRACTION REGIONS SPATIALLY DIVIDED ALONG THE LONGITUDINAL AXIS THEREOF

Patent #:	8283874	Issue Dt:	10/09/2012	Application #:	12489193	Filing Dt:	06/22/2009
Publication #:	US20090322253	Pub Dt:	12/31/2009
Title:	LED LIGHTING SYSTEM HAVING A REDUCED-POWER USAGE MODE

Patent #:	8217578	Issue Dt:	07/10/2012	Application #:	12490161	Filing Dt:	06/23/2009
Publication #:	US20100156298	Pub Dt:	06/24/2010
Title:	LED LIGHTING ARRANGEMENT

Patent #:	8847061	Issue Dt:	09/30/2014	Application #:	12814361	Filing Dt:	06/11/2010
Publication #:	US20100313955	Pub Dt:	12/16/2010
Title:	Method of Making Solar Collector Assemblies with Optical Concentrator Encapsulant

Patent #:	8347492	Issue Dt:	01/08/2013	Application #:	13022206	Filing Dt:	02/07/2011
Publication #:	US20110192005	Pub Dt:	08/11/2011
Title:	METHOD OF MAKING AN ARRANGEMENT FOR COLLECTING OR EMITTING LIGHT

Patent #:	8956006	Issue Dt:	02/17/2015	Application #:	13216229	Filing Dt:	08/23/2011
Publication #:	US20120044666	Pub Dt:	02/23/2012
Title:	ELONGATED LED LAMP FOR REPLACING A FLUORESCENT LAMP

Patent #:	8480276	Issue Dt:	07/09/2013	Application #:	13229480	Filing Dt:	09/09/2011
Publication #:	US20120063158	Pub Dt:	03/15/2012
Title:	ELONGATED LIGHTING SYSTEM

Patent #:	8657476	Issue Dt:	02/25/2014	Application #:	13335503	Filing Dt:	12/22/2011
Publication #:	US20120163013	Pub Dt:	06/28/2012
Title:	Elongated LED Lighting Arrangement

Patent #:	8870428	Issue Dt:	10/28/2014	Application #:	13528584	Filing Dt:	06/20/2012
Publication #:	US20130343079	Pub Dt:	12/26/2013
Title:	Elongated LED Lighting Arrangement

Patent #:	9204504	Issue Dt:	12/01/2015	Application #:	13605670	Filing Dt:	09/17/2012
Publication #:	US20140077722	Pub Dt:	03/20/2014
Title:	LED LAMP SYSTEM

Patent #:	9557044	Issue Dt:	01/31/2017	Application #:	14702591	Filing Dt:	05/01/2015
Publication #:	US20160109070	Pub Dt:	04/21/2016
Title:	LED LAMP WITH DUAL MODE OPERATION

Patent #:	10222006	Issue Dt:	03/05/2019	Application #:	15458497	Filing Dt:	03/14/2017
Publication #:	US20170268731	Pub Dt:	09/21/2017
Title:	TUBULAR LAMP AND LAMP SOCKET WITH POWER PIN CONNECTOR AND SIGNAL PIN CONNECTOR

Patent #:	10236716	Issue Dt:	03/19/2019	Application #:	15493216	Filing Dt:	04/21/2017
Publication #:	US20170310157	Pub Dt:	10/26/2017
Title:	LAMP WITH BATTERY BACKUP CAPABILITY

Patent #:	10892615	Issue Dt:	01/12/2021	Application #:	15497127	Filing Dt:	04/25/2017
Publication #:	US20180310370	Pub Dt:	10/25/2018
Title:	CIRCUIT FOR MITIGATING ELECTRIC SHOCK

Patent #:	D465038	Issue Dt:	10/29/2002	Application #:	29123042	Filing Dt:	05/08/2000
Title:	ILLUMINATION APPARATUS

Patent #:	D587833	Issue Dt:	03/03/2009	Application #:	29320333	Filing Dt:	06/25/2008
Title:	DOCKLIGHT

Patent #:	D783198	Issue Dt:	04/04/2017	Application #:	29554584	Filing Dt:	02/12/2016
Title:	LED ENDCAP

Patent #:	D783199	Issue Dt:	04/04/2017	Application #:	29554737	Filing Dt:	02/15/2016
Title:	LED ENDCAP

Patent #:	D822889	Issue Dt:	07/10/2018	Application #:	29562128	Filing Dt:	04/22/2016
Title:	LED ENDCAP

Patent #:	D809703	Issue Dt:	02/06/2018	Application #:	29576367	Filing Dt:	09/02/2016
Title:	LED ENDCAP

Assignor

ENERGY FOCUS, INC.

Exec Dt:

12/11/2018

Assignee

AUSTIN FINANCIAL SERVICES, INC.

11111 SANTA MONICA BOULEVARD, SUITE 900

LOS ANGELES, CALIFORNIA 90017

Correspondence name and address
	HELEN PANNECK
	1000 WILSHIRE BOULEVARD, SUITE 1500
	LOS ANGELES, CA 90017

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