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Trademark Assignment Assignor Details

Assignor Name : J.P. TURNER & COMPANY, L.L.C.

Total Assignments: 4

Assignment: 1

Reel/Frame:	6169/0232	View Recorded Assignment		Pages:	9
		Recorded:	10/03/2017
Conveyance:	FIRST LIEN SECURITY AGREEMENT

Assignor

J.P. TURNER & COMPANY, L.L.C.

Exec Dt:	09/29/2017
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

Assignee

BARCLAYS BANK PLC, AS COLLATERAL AGENT

745 SEVENTH AVENUE, 27TH FLOOR

NEW YORK, NEW YORK 10019

Entity Type:	BANK
Citizenship:	UNITED STATES

Properties

	Ser. #	Reg. #		Ser. #	Reg. #
	77387832	3504418		77553195	3598192

Correspondence name and address
	JAMES MURRAY
	4400 EASTON COMMONS WAY, SUITE 125
	CT CORPORATION
	COLUMBUS, OH 43219

Assignment: 2

Reel/Frame:	6172/0559	View Recorded Assignment		Pages:	9
		Recorded:	10/04/2017
Conveyance:	SECOND LIEN SECURITY AGREEMENT

Assignor

J.P. TURNER & COMPANY, L.L.C.

Exec Dt:	09/29/2017
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

Assignee

BARCLAYS BANK PLC, AS COLLATERAL AGENT

745 SEVENTH AVENUE, 27TH FLOOR

NEW YORK, NEW YORK 10019

Entity Type:	BANK
Citizenship:	UNITED STATES

Properties

	Ser. #	Reg. #		Ser. #	Reg. #
	77387832	3504418		77553195	3598192

Correspondence name and address
	JAMES MURRAY
	4400 EASTON COMMONS WAY, SUITE 125
	CT CORPORATION
	COLUMBUS, OH 43219

Assignment: 3

Reel/Frame:	6446/0602	View Recorded Assignment		Pages:	12
		Recorded:	10/01/2018
Attorney Dkt #:	37199.09500
Conveyance:	SECURITY INTEREST

Assignors

ARETEC GROUP, INC.

Formerly: FORMERLY RCS CAPITAL CORPORATION

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

CETERA FINANCIAL HOLDINGS, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

CETERA FINANCIAL GROUP, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

FAS HOLDINGS, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

INVESTORS CAPITAL HOLDINGS, LLC

Exec Dt:	10/01/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

J.P. TURNER & COMPANY, L.L.C.

Exec Dt:	10/01/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

SUMMIT FINANCIAL GROUP, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	FLORIDA

Assignee

UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT

600 WASHINGTON BOULEVARD

UBS AGENCY SERVICES

STAMFORD, CONNECTICUT 06901

Entity Type:	AKTIENGESELLSCHAFT (AG)
Citizenship:	SWITZERLAND

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75129498	2194574	75251838	2165498	76403377	4342766	76519933	4638801
76602898	3047858	76603171	3066881	77387832	3504418	77532815	3764318	77553195	3598192
77843508	3912040	77870072	3806932	77942067	3953295	85016918	3953736	85021919	3907114
85197603	4078041	85204976	4165371	85317881	4083031	85324795	4083225	85389506	4400652
85415379	4227341	85433961	4195933	85653680	4386540	85653688	4386541	85653699	4386542
85915954	4645920	85974525	4689345	86036709	4501486	86185463	4605004	86222883	4664849
86300134	4632535	86481633	4919272	86481835	4919274	86505086	4882991	86595705	4886991
86653538	4887018	86875145	5026839	86903088	5261935	86945467	5099168	86958103	5125829
87976488	5403517	87977015	5445179	87978425	5582430

Correspondence name and address
	KRISTIN YOHANNAN, ESQ.
	1850 K STREET, NW, SUITE 1100
	MILBANK, TWEED, HADLEY & MCCLOY, LLP
	WASHINGTON, DC 20006

Assignment: 4

Reel/Frame:	6446/0614	View Recorded Assignment		Pages:	12
		Recorded:	10/01/2018
Attorney Dkt #:	37199.09500
Conveyance:	SECURITY INTEREST

Assignors

ARETEC GROUP, INC.

Formerly: FORMERLY RCS CAPITAL CORPORATION

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

CETERA FINANCIAL HOLDINGS, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

CETERA FINANCIAL GROUP, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

FAS HOLDINGS, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	DELAWARE

INVESTORS CAPITAL HOLDINGS, LLC

Exec Dt:	10/01/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

J.P. TURNER & COMPANY, L.L.C.

Exec Dt:	10/01/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	GEORGIA

SUMMIT FINANCIAL GROUP, INC.

Exec Dt:	10/01/2018
Entity Type:	CORPORATION
Citizenship:	FLORIDA

Assignee

UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT

600 WASHINGTON BOULEVARD

UBS AGENCY SERVICES

STAMFORD, CONNECTICUT 06901

Entity Type:	AKTIENGESELLSCHAFT (AG)
Citizenship:	SWITZERLAND

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
74727482	2122102	75129498	2194574	75251838	2165498	76403377	4342766	76519933	4638801
76602898	3047858	76603171	3066881	77387832	3504418	77532815	3764318	77553195	3598192
77843508	3912040	77870072	3806932	77942067	3953295	85016918	3953736	85021919	3907114
85197603	4078041	85204976	4165371	85317881	4083031	85324795	4083225	85389506	4400652
85415379	4227341	85433961	4195933	85653680	4386540	85653688	4386541	85653699	4386542
85915954	4645920	85974525	4689345	86036709	4501486	86185463	4605004	86222883	4664849
86300134	4632535	86481633	4919272	86481835	4919274	86505086	4882991	86595705	4886991
86653538	4887018	86875145	5026839	86903088	5261935	86945467	5099168	86958103	5125829
87976488	5403517	87977015	5445179	87978425	5582430

Correspondence name and address
	KRISTIN YOHANNAN, ESQ.
	1850 K STREET, NW, SUITE 1100
	MILBANK, TWEED, HADLEY & MCCLOY, LLP
	WASHINGTON, DC 20006

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