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Trademark Assignment Assignor Details

Assignor Name : NORTHERN LIGHTS COMPLIANCE SERVICES, LLC

Total Assignments: 4

Assignment: 1

Reel/Frame:	6420/0584	View Recorded Assignment		Pages:	11
		Recorded:	08/22/2018
Attorney Dkt #:	387132-485
Conveyance:	SECURITY INTEREST

Assignors

CLS INVESTMENTS, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

F T J FUNDCHOICE, L.L.C.

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	MISSOURI

BLU GIANT, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

NORTHERN LIGHTS COMPLIANCE SERVICES, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

NORTHSTAR FINANCIAL SERVICES GROUP, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

ORION ADVISOR SERVICES, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

Assignee

ANTARES CAPITAL LP, AS COLLATERAL AGENT

500 W MONROE STREET

CHICAGO, ILLINOIS 60661

Entity Type:	LIMITED PARTNERSHIP
Citizenship:	DELAWARE

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
76330686	2763387	77037277	3342664	77037419	3305450	77037554	3443491	77037643	3296396
77427541	3533650	85146851	3977129	85146852	3970377	85556695	4244958	85565670	NONE
85876537	4418599	86012317	4488174	86451701	5066712	86451706	4776207	86451713	4768332
86451733	4776210	87143263	5180361	87143270	5180363	87143276	5180364	87143282	5180366
87337991	5487565	87637845	5553422	87637848	NONE	87660469	NONE	87660641	5563980
87709083	5664601	87721207	5730905	87721357	5730906	87741749	NONE	87746508	5535555
87746514	5540175	87851672	5546059

Correspondence name and address
	KRISTIN BROZOVIC C/O KATTEN
	525 W MONROE ST
	CHICAGO, IL 60661

Assignment: 2

Reel/Frame:	6427/0246	View Recorded Assignment		Pages:	11
		Recorded:	08/22/2018
Attorney Dkt #:	387132-485
Conveyance:	SECURITY INTEREST

Assignors

CLS INVESTMENTS, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

F T J FUNDCHOICE, L.L.C.

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	MISSOURI

BLU GIANT, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

NORTHERN LIGHTS COMPLIANCE SERVICES, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

NORTHSTAR FINANCIAL SERVICES GROUP, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

ORION ADVISOR SERVICES, LLC

Exec Dt:	05/25/2018
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

Assignee

ANTARES CAPITAL LP, AS COLLATERAL AGENT

500 W MONROE STREET

CHICAGO, ILLINOIS 60661

Entity Type:	LIMITED PARTNERSHIP
Citizenship:	DELAWARE

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
76330686	2763387	77037277	3342664	77037419	3305450	77037554	3443491	77037643	3296396
77427541	3533650	85146851	3977129	85146852	3970377	85556695	4244958	85565670	NONE
85876537	4418599	86012317	4488174	86451701	5066712	86451706	4776207	86451713	4768332
86451733	4776210	87143263	5180361	87143270	5180363	87143276	5180364	87143282	5180366
87337991	5487565	87637845	5553422	87637848	NONE	87660469	NONE	87660641	5563980
87709083	5664601	87721207	5730905	87721357	5730906	87741749	NONE	87746508	5535555
87746514	5540175	87851672	5546059

Correspondence name and address
	KRISTIN BROZOVIC C/O KATTEN
	525 W MONROE ST
	CHICAGO, IL 60661

Assignment: 3

Reel/Frame:	6547/0143	View Recorded Assignment		Pages:	8
		Recorded:	02/01/2019
Attorney Dkt #:	387132-00553
Conveyance:	SECURITY INTEREST

Assignors

NORTHERN LIGHTS COMPLIANCE SERVICES, LLC

Exec Dt:	02/01/2019
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

GEMINI FUND SERVICES, LLC

Exec Dt:	02/01/2019
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

Assignee

ANTARES CAPITAL LP, AS COLLATERAL AGENT

500 WEST MONROE STREET

CHICAGO, ILLINOIS 60661

Entity Type:	LIMITED PARTNERSHIP
Citizenship:	DELAWARE

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
77037554	3443491	85556695	4244958	86451706	4776207	86451713	4768332	86451733	4776210
87143263	5180361	87143270	5180363	87143276	5180364	87143282	5180366	87721207	5730905
87721357	5730906

Correspondence name and address
	HUMBERTO AQUINO C/O KATTEN
	525 WEST MONROE STREET
	CHICAGO, IL 60661

Assignment: 4

Reel/Frame:	6547/0605	View Recorded Assignment		Pages:	8
		Recorded:	02/01/2019
Conveyance:	SECURITY INTEREST

Assignors

NORTHERN LIGHTS COMPLIANCE SERVICES, LLC

Exec Dt:	02/01/2019
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

GEMINI FUND SERVICES, LLC

Exec Dt:	02/01/2019
Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	NEBRASKA

Assignee

ICG DEBT ADMINISTRATION, LLC, AS COLLATERAL AGENT

600 LEXINGTON AVENUE, 19TH FLOOR

NEW YORK, NEW YORK 10022

Entity Type:	LIMITED LIABILITY COMPANY
Citizenship:	DELAWARE

Properties

Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #	Ser. #	Reg. #
77037554	3443491	85556695	4244958	86451706	4776207	86451713	4768332	86451733	4776210
87143263	5180361	87143270	5180363	87143276	5180364	87143282	5180366	87721207	5730905
87721357	5730906

Correspondence name and address
	REBECCA A. PAUL C/O KATTEN MUCHIN
	525 WEST MONROE STREET
	CHICAGO, IL 60661

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