|
Total properties:
15
|
|
|
|
Serial #:
|
|
Filing Dt:
|
11/25/1988
|
Reg #:
|
|
Reg. Dt:
|
09/05/1989
|
|
Mark:
|
NASD
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
10/10/1990
|
Reg #:
|
|
Reg. Dt:
|
04/20/1993
|
|
Mark:
|
PROCTOR
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
10/10/1990
|
Reg #:
|
|
Reg. Dt:
|
04/27/1993
|
|
Mark:
|
PROCTOR
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
01/22/1992
|
Reg #:
|
|
Reg. Dt:
|
10/05/1993
|
|
Mark:
|
PROCTOR
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
01/22/1992
|
Reg #:
|
|
Reg. Dt:
|
09/19/1995
|
|
Mark:
|
PROCTOR
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
11/24/1999
|
Reg #:
|
|
Reg. Dt:
|
04/24/2001
|
|
Mark:
|
CRD
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
04/27/2007
|
Reg #:
|
NONE
|
Reg. Dt:
|
|
|
Mark:
|
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
07/10/2007
|
Reg #:
|
|
Reg. Dt:
|
10/21/2008
|
|
Mark:
|
FINRA
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
07/10/2007
|
Reg #:
|
NONE
|
Reg. Dt:
|
|
|
Mark:
|
FINRA
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
07/10/2007
|
Reg #:
|
NONE
|
Reg. Dt:
|
|
|
Mark:
|
FINRA FINANCIAL INDUSTRY REGULATORY AUTHORITY
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
07/31/2007
|
Reg #:
|
|
Reg. Dt:
|
03/04/2008
|
|
Mark:
|
FINRA INVESTOR EDUCATION FOUNDATION
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
05/24/2004
|
Reg #:
|
|
Reg. Dt:
|
02/28/2006
|
|
Mark:
|
NASD INVESTOR EDUCATION FOUNDATION
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
05/24/2004
|
Reg #:
|
|
Reg. Dt:
|
01/24/2006
|
|
Mark:
|
NASD INVESTOR EDUCATION FOUNDATION
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
08/22/2005
|
Reg #:
|
|
Reg. Dt:
|
08/08/2006
|
|
Mark:
|
ADF
|
|
|
|
|
Serial #:
|
|
Filing Dt:
|
03/31/2006
|
Reg #:
|
|
Reg. Dt:
|
04/10/2007
|
|
Mark:
|
BROKERCHECK
|
|
