Total properties:
40
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Serial #:
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Filing Dt:
|
12/01/1982
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Reg #:
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Reg. Dt:
|
09/03/1985
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Mark:
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FMA
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|
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Serial #:
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Filing Dt:
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12/11/1987
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Reg #:
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Reg. Dt:
|
12/06/1988
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Mark:
|
WHERE WE STAND
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|
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Serial #:
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Filing Dt:
|
06/10/1988
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Reg #:
|
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Reg. Dt:
|
07/11/1989
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Mark:
|
THE SERIOUS INVESTOR
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|
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Serial #:
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Filing Dt:
|
07/29/1991
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Reg #:
|
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Reg. Dt:
|
04/20/1993
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Mark:
|
TRAK
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|
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Serial #:
|
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Filing Dt:
|
03/15/1993
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Reg #:
|
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Reg. Dt:
|
11/23/1993
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Mark:
|
401(K) TRAK
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|
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Serial #:
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Filing Dt:
|
10/20/1994
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Reg #:
|
|
Reg. Dt:
|
07/16/1996
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Mark:
|
SMITH BARNEY
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|
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Serial #:
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Filing Dt:
|
07/19/1996
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Reg #:
|
|
Reg. Dt:
|
10/21/1997
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Mark:
|
PORTFOLIO CREDITLINE
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|
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Serial #:
|
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Filing Dt:
|
04/07/1997
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Reg #:
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Reg. Dt:
|
07/20/1999
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Mark:
|
PRESERVED ASSET MORTGAGE
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Serial #:
|
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Filing Dt:
|
07/07/1997
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Reg #:
|
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Reg. Dt:
|
08/31/1999
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Mark:
|
PARTICIPANT INVESTMENT PLANNER
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|
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Serial #:
|
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Filing Dt:
|
07/28/1997
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Reg #:
|
|
Reg. Dt:
|
12/08/1998
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Mark:
|
INSIDE TRACK
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|
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Serial #:
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|
Filing Dt:
|
08/29/1997
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Reg #:
|
|
Reg. Dt:
|
08/24/1999
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Mark:
|
TAKE YOUR PARENTS TO SCHOOL DAY
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|
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Serial #:
|
|
Filing Dt:
|
11/17/1997
|
Reg #:
|
|
Reg. Dt:
|
06/15/1999
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Mark:
|
SMITH BARNEY STRATEGIES
|
|
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Serial #:
|
|
Filing Dt:
|
05/03/1999
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Reg #:
|
|
Reg. Dt:
|
11/14/2000
|
Mark:
|
WOMEN IN TRANSITION
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|
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Serial #:
|
|
Filing Dt:
|
05/11/1999
|
Reg #:
|
|
Reg. Dt:
|
02/20/2001
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Mark:
|
MULTIPLE DISCIPLINE ACCOUNT
|
|
|
Serial #:
|
|
Filing Dt:
|
05/20/1999
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Reg #:
|
|
Reg. Dt:
|
02/24/2004
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Mark:
|
FAMILY ASSIST
|
|
|
Serial #:
|
|
Filing Dt:
|
10/30/2000
|
Reg #:
|
|
Reg. Dt:
|
07/09/2002
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Mark:
|
401(K) ADVISOR
|
|
|
Serial #:
|
|
Filing Dt:
|
12/07/2006
|
Reg #:
|
|
Reg. Dt:
|
04/29/2008
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Mark:
|
SMITH BARNEY CORPORATE BENEFIT ACCESS
|
|
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Serial #:
|
|
Filing Dt:
|
12/15/2006
|
Reg #:
|
|
Reg. Dt:
|
01/29/2008
|
Mark:
|
PLAYVESTOR PARK
|
|
|
Serial #:
|
|
Filing Dt:
|
01/05/2007
|
Reg #:
|
|
Reg. Dt:
|
11/20/2007
|
Mark:
|
SMITH BARNEY PROFESSIONAL ALLIANCE PROGRAM
|
|
|
Serial #:
|
|
Filing Dt:
|
05/04/2007
|
Reg #:
|
|
Reg. Dt:
|
05/20/2008
|
Mark:
|
WE HEAR YOU
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|
|
Serial #:
|
|
Filing Dt:
|
06/26/2007
|
Reg #:
|
|
Reg. Dt:
|
10/21/2008
|
Mark:
|
SELECT UMA
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2008
|
Reg #:
|
NONE
|
Reg. Dt:
|
|
Mark:
|
OLD WORLD OF WEALTH. NEW WORLD OF WEALTH.
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2008
|
Reg #:
|
NONE
|
Reg. Dt:
|
|
Mark:
|
OLD WORLD OF WEALTH
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2008
|
Reg #:
|
NONE
|
Reg. Dt:
|
|
Mark:
|
NEW WORLD OF WEALTH
|
|
|
Serial #:
|
|
Filing Dt:
|
11/15/2002
|
Reg #:
|
|
Reg. Dt:
|
06/01/2004
|
Mark:
|
SMITH BARNEY ACCESS
|
|
|
Serial #:
|
|
Filing Dt:
|
12/11/2002
|
Reg #:
|
|
Reg. Dt:
|
12/02/2003
|
Mark:
|
FIXED INCOME HIGH NET WORTH PROGRAM
|
|
|
Serial #:
|
|
Filing Dt:
|
04/28/2003
|
Reg #:
|
|
Reg. Dt:
|
05/11/2004
|
Mark:
|
SMITH BARNEY PERSONAL WEALTH AUDIT
|
|
|
Serial #:
|
|
Filing Dt:
|
06/03/2003
|
Reg #:
|
|
Reg. Dt:
|
06/22/2004
|
Mark:
|
SBMF SMITH BARNEY MUTUAL FUNDS
|
|
|
Serial #:
|
|
Filing Dt:
|
07/10/2003
|
Reg #:
|
|
Reg. Dt:
|
06/29/2004
|
Mark:
|
SMITH BARNEY ON-SITE
|
|
|
Serial #:
|
|
Filing Dt:
|
07/28/2003
|
Reg #:
|
|
Reg. Dt:
|
07/13/2004
|
Mark:
|
THIS IS WHO WE ARE. THIS IS HOW WE EARN IT.
|
|
|
Serial #:
|
|
Filing Dt:
|
07/23/2004
|
Reg #:
|
|
Reg. Dt:
|
01/31/2006
|
Mark:
|
SMITH BARNEY ACCEL PROGRAM
|
|
|
Serial #:
|
|
Filing Dt:
|
12/10/2004
|
Reg #:
|
|
Reg. Dt:
|
04/25/2006
|
Mark:
|
SMITH BARNEY REAL RETURN STRATEGY FUND
|
|
|
Serial #:
|
|
Filing Dt:
|
01/27/2005
|
Reg #:
|
|
Reg. Dt:
|
01/24/2006
|
Mark:
|
INVEST ON YOUR OWN TERMS. NOT ON YOUR OWN.
|
|
|
Serial #:
|
|
Filing Dt:
|
02/10/2005
|
Reg #:
|
|
Reg. Dt:
|
09/13/2005
|
Mark:
|
SMITH BARNEY ADVISOR
|
|
|
Serial #:
|
|
Filing Dt:
|
07/21/2005
|
Reg #:
|
|
Reg. Dt:
|
07/04/2006
|
Mark:
|
401(K) BLUEPRINT
|
|
|
Serial #:
|
|
Filing Dt:
|
06/23/2006
|
Reg #:
|
|
Reg. Dt:
|
12/18/2007
|
Mark:
|
WORKING WEALTH
|
|
|
Serial #:
|
|
Filing Dt:
|
07/17/2006
|
Reg #:
|
|
Reg. Dt:
|
07/22/2008
|
Mark:
|
IF YOUR WEALTH ISN'T WORKING FOR YOU, THEN NEITHER IS YOUR FINANCIAL ADVISOR
|
|
|
Serial #:
|
|
Filing Dt:
|
07/17/2006
|
Reg #:
|
|
Reg. Dt:
|
01/22/2008
|
Mark:
|
COME TO SMITH BARNEY, WHERE WEALTH WORKS
|
|
|
Serial #:
|
|
Filing Dt:
|
07/25/2006
|
Reg #:
|
|
Reg. Dt:
|
01/15/2008
|
Mark:
|
TRADEMINDER
|
|
|
Serial #:
|
|
Filing Dt:
|
08/29/2006
|
Reg #:
|
|
Reg. Dt:
|
11/20/2007
|
Mark:
|
SMITH BARNEY BENEFIT ACCESS
|
|