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Trademark Assignment Details

Reel/Frame:5802/0437 View Recorded Assignment View Recorded Assignment   Pages: 8
    Recorded: 05/25/2016
Conveyance: RELEASE BY SECURED PARTY
Total properties: 25
1
Serial #:
74727482
Filing Dt:
09/11/1995
Reg #:
2122102
Reg. Dt:
12/16/1997
Mark:
TOWER SQUARE SECURITIES
2
Serial #:
75251838
Filing Dt:
03/04/1997
Reg #:
2165498
Reg. Dt:
06/16/1998
Mark:
1 FP
3
Serial #:
75564452
Filing Dt:
10/05/1998
Reg #:
2307318
Reg. Dt:
01/11/2000
Mark:
FREEMARK FREEDOM SERIES
4
Serial #:
75712649
Filing Dt:
04/27/1999
Reg #:
2562204
Reg. Dt:
04/16/2002
Mark:
FREEMARK LIBERTY SERIES
5
Serial #:
76025490
Filing Dt:
04/14/2000
Reg #:
2633966
Reg. Dt:
10/15/2002
Mark:
INVESTING WITH INTELLIGENCE
6
Serial #:
76602898
Filing Dt:
07/16/2004
Reg #:
3047858
Reg. Dt:
01/24/2006
Mark:
INVESTORS CAPITAL HOLDINGS
7
Serial #:
76603171
Filing Dt:
07/19/2004
Reg #:
3066881
Reg. Dt:
03/07/2006
Mark:
INVESTORS CAPITAL
8
Serial #:
77038796
Filing Dt:
11/07/2006
Reg #:
3279172
Reg. Dt:
08/14/2007
Mark:
ETF SELECT
9
Serial #:
77794599
Filing Dt:
07/31/2009
Reg #:
3760971
Reg. Dt:
03/16/2010
Mark:
STRATEGIC ASSET MANAGEMENT
10
Serial #:
77794641
Filing Dt:
07/31/2009
Reg #:
3902615
Reg. Dt:
01/11/2011
Mark:
SAM
11
Serial #:
78607443
Filing Dt:
04/12/2005
Reg #:
3480600
Reg. Dt:
08/05/2008
Mark:
THE LEGEND GROUP
12
Serial #:
78607447
Filing Dt:
04/12/2005
Reg #:
3214231
Reg. Dt:
02/27/2007
Mark:
SAM
13
Serial #:
78607450
Filing Dt:
04/13/2005
Reg #:
3131411
Reg. Dt:
08/15/2006
Mark:
STRATEGIC ASSET MANAGEMENT
14
Serial #:
78856502
Filing Dt:
04/07/2006
Reg #:
3211043
Reg. Dt:
02/20/2007
Mark:
NEURALVISION
15
Serial #:
85915954
Filing Dt:
04/26/2013
Reg #:
4645920
Reg. Dt:
11/25/2014
Mark:
RCS CAPITAL
16
Serial #:
85974525
Filing Dt:
07/01/2013
Reg #:
4689345
Reg. Dt:
02/17/2015
Mark:
DATAPAK
17
Serial #:
86222883
Filing Dt:
03/17/2014
Reg #:
4664849
Reg. Dt:
12/30/2014
Mark:
PENTAMETER
18
Serial #:
86258230
Filing Dt:
04/21/2014
Reg #:
NONE
Reg. Dt:
Mark:
CATCHLIGHT CAPITAL
19
Serial #:
86300134
Filing Dt:
06/04/2014
Reg #:
4632535
Reg. Dt:
11/04/2014
Mark:
COMPETITIVE EDGE
20
Serial #:
86481633
Filing Dt:
12/16/2014
Reg #:
4919272
Reg. Dt:
03/15/2016
Mark:
CONNECT2CLIENTS
21
Serial #:
86481835
Filing Dt:
12/16/2014
Reg #:
4919274
Reg. Dt:
03/15/2016
Mark:
CONNECT2CLIENTS
22
Serial #:
86505086
Filing Dt:
01/15/2015
Reg #:
4882991
Reg. Dt:
01/05/2016
Mark:
TOWER SQUARE INVESTMENT MANAGEMENT
23
Serial #:
86595705
Filing Dt:
04/13/2015
Reg #:
4886991
Reg. Dt:
01/12/2016
Mark:
TOWER SQUARE INVESTMENT MANAGEMENT
24
Serial #:
86653538
Filing Dt:
06/05/2015
Reg #:
4887018
Reg. Dt:
01/12/2016
Mark:
IC2I
25
Serial #:
86685311
Filing Dt:
07/07/2015
Reg #:
5006067
Reg. Dt:
07/26/2016
Mark:
ADAPTIVE INTELLIGENCE PORTFOLIOS
Assignor
1
BARCLAYS BANK PLC
Exec Dt:
05/23/2016
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED STATES
Assignees
1
ARETEC GROUP, INC. (FORMERLY KNOWN AS RCS CAPITAL CORPORATION)
245 PARK AVENUE
39TH FLOOR
NEW YORK, NEW YORK 10170
Entity Type:
CORPORATION
Citizenship:
DELAWARE
2
CETERA FINANCIAL HOLDINGS, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
3
FAS HOLDINGS, INC.
655 WEST BROADWAY
12TH FLOOR
SAN DIEGO, CALIFORNIA 92101
Entity Type:
CORPORATION
Citizenship:
DELAWARE
4
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE
SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
5
INVESTORS CAPITAL HOLDINGS, LLC
6 KIMBALL LANE
SUITE 150
LYNNFIELD, MASSACHUSETTS 01940
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondence name and address
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797

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