Total properties:
59
|
|
Serial #:
|
|
Filing Dt:
|
09/22/1980
|
Reg #:
|
|
Reg. Dt:
|
05/17/1983
|
Mark:
|
|
|
|
Serial #:
|
|
Filing Dt:
|
12/24/1984
|
Reg #:
|
|
Reg. Dt:
|
10/01/1985
|
Mark:
|
THE IRA DIRECTOR
|
|
|
Serial #:
|
|
Filing Dt:
|
06/02/1987
|
Reg #:
|
|
Reg. Dt:
|
01/19/1988
|
Mark:
|
KHON-TV
|
|
|
Serial #:
|
|
Filing Dt:
|
04/21/1989
|
Reg #:
|
|
Reg. Dt:
|
12/26/1989
|
Mark:
|
UBS
|
|
|
Serial #:
|
|
Filing Dt:
|
09/22/1989
|
Reg #:
|
|
Reg. Dt:
|
12/11/1990
|
Mark:
|
GLOBAL ASSET MANAGEMENT
|
|
|
Serial #:
|
|
Filing Dt:
|
10/07/1996
|
Reg #:
|
|
Reg. Dt:
|
09/16/1997
|
Mark:
|
AGRIVEST
|
|
|
Serial #:
|
|
Filing Dt:
|
04/24/1997
|
Reg #:
|
|
Reg. Dt:
|
05/19/1998
|
Mark:
|
STORM TEAM
|
|
|
Serial #:
|
|
Filing Dt:
|
09/30/1998
|
Reg #:
|
|
Reg. Dt:
|
06/08/2004
|
Mark:
|
UBS
|
|
|
Serial #:
|
|
Filing Dt:
|
02/19/2000
|
Reg #:
|
|
Reg. Dt:
|
11/21/2000
|
Mark:
|
WYFX
|
|
|
Serial #:
|
|
Filing Dt:
|
06/13/2000
|
Reg #:
|
|
Reg. Dt:
|
08/17/2004
|
Mark:
|
SWISKEY
|
|
|
Serial #:
|
|
Filing Dt:
|
09/26/2000
|
Reg #:
|
|
Reg. Dt:
|
10/21/2003
|
Mark:
|
FX2B
|
|
|
Serial #:
|
|
Filing Dt:
|
09/28/2000
|
Reg #:
|
|
Reg. Dt:
|
07/08/2003
|
Mark:
|
VOLCAST
|
|
|
Serial #:
|
|
Filing Dt:
|
10/16/2000
|
Reg #:
|
|
Reg. Dt:
|
05/25/2004
|
Mark:
|
PRIMEACCESS
|
|
|
Serial #:
|
|
Filing Dt:
|
08/10/2001
|
Reg #:
|
|
Reg. Dt:
|
12/27/2005
|
Mark:
|
PACE
|
|
|
Serial #:
|
|
Filing Dt:
|
10/12/2001
|
Reg #:
|
|
Reg. Dt:
|
10/21/2003
|
Mark:
|
SEVENS
|
|
|
Serial #:
|
|
Filing Dt:
|
01/28/2002
|
Reg #:
|
|
Reg. Dt:
|
11/22/2005
|
Mark:
|
UBS
|
|
|
Serial #:
|
|
Filing Dt:
|
09/13/2002
|
Reg #:
|
|
Reg. Dt:
|
09/09/2003
|
Mark:
|
PRIVATE WEALTH SOLUTIONS
|
|
|
Serial #:
|
|
Filing Dt:
|
09/19/2002
|
Reg #:
|
|
Reg. Dt:
|
01/06/2004
|
Mark:
|
Q SERIES
|
|
|
Serial #:
|
|
Filing Dt:
|
09/19/2002
|
Reg #:
|
|
Reg. Dt:
|
01/06/2004
|
Mark:
|
WHERE SOCRATES MEETS WALL STREET
|
|
|
Serial #:
|
|
Filing Dt:
|
11/22/2002
|
Reg #:
|
|
Reg. Dt:
|
11/14/2006
|
Mark:
|
PWS
|
|
|
Serial #:
|
|
Filing Dt:
|
12/02/2002
|
Reg #:
|
|
Reg. Dt:
|
05/25/2004
|
Mark:
|
SHORT TERM DIRECT
|
|
|
Serial #:
|
|
Filing Dt:
|
12/02/2002
|
Reg #:
|
|
Reg. Dt:
|
05/04/2004
|
Mark:
|
TRADING EXPRESS
|
|
|
Serial #:
|
|
Filing Dt:
|
05/01/2003
|
Reg #:
|
|
Reg. Dt:
|
05/31/2005
|
Mark:
|
UBS GLOBAL ASSET MANAGEMENT
|
|
|
Serial #:
|
|
Filing Dt:
|
05/08/2003
|
Reg #:
|
|
Reg. Dt:
|
10/18/2005
|
Mark:
|
UBS
|
|
|
Serial #:
|
|
Filing Dt:
|
05/09/2003
|
Reg #:
|
|
Reg. Dt:
|
01/18/2005
|
Mark:
|
UBS WEALTH MANAGEMENT
|
|
|
Serial #:
|
|
Filing Dt:
|
05/09/2003
|
Reg #:
|
|
Reg. Dt:
|
01/18/2005
|
Mark:
|
UBS INVESTMENT BANK
|
|
|
Serial #:
|
|
Filing Dt:
|
05/09/2003
|
Reg #:
|
|
Reg. Dt:
|
12/13/2005
|
Mark:
|
|
|
|
Serial #:
|
|
Filing Dt:
|
01/18/2007
|
Reg #:
|
|
Reg. Dt:
|
02/19/2008
|
Mark:
|
UBS AGRIVEST
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2007
|
Reg #:
|
|
Reg. Dt:
|
12/09/2008
|
Mark:
|
PROTECTION
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2007
|
Reg #:
|
|
Reg. Dt:
|
11/25/2008
|
Mark:
|
OPTIMIZATION
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2007
|
Reg #:
|
|
Reg. Dt:
|
12/09/2008
|
Mark:
|
PERFORMANCE
|
|
|
Serial #:
|
|
Filing Dt:
|
08/21/2007
|
Reg #:
|
|
Reg. Dt:
|
11/25/2008
|
Mark:
|
LEVERAGE
|
|
|
Serial #:
|
|
Filing Dt:
|
12/13/2007
|
Reg #:
|
|
Reg. Dt:
|
05/19/2009
|
Mark:
|
UBS
|
|
|
Serial #:
|
|
Filing Dt:
|
12/18/2007
|
Reg #:
|
|
Reg. Dt:
|
05/19/2009
|
Mark:
|
UBS ASSET MANAGEMENT
|
|
|
Serial #:
|
|
Filing Dt:
|
02/27/2008
|
Reg #:
|
|
Reg. Dt:
|
05/19/2009
|
Mark:
|
UBS E-TRACS
|
|
|
Serial #:
|
|
Filing Dt:
|
02/27/2008
|
Reg #:
|
|
Reg. Dt:
|
09/23/2008
|
Mark:
|
UBS GLOBAL I/O
|
|
|
Serial #:
|
|
Filing Dt:
|
03/05/2008
|
Reg #:
|
|
Reg. Dt:
|
08/11/2009
|
Mark:
|
EXCHANGE TRADED ACCESS SECURITIES
|
|
|
Serial #:
|
|
Filing Dt:
|
10/27/2008
|
Reg #:
|
|
Reg. Dt:
|
04/06/2010
|
Mark:
|
UBS ALLEGIS
|
|
|
Serial #:
|
|
Filing Dt:
|
10/27/2008
|
Reg #:
|
|
Reg. Dt:
|
05/18/2010
|
Mark:
|
UBS TRUMBULL
|
|
|
Serial #:
|
|
Filing Dt:
|
07/17/2009
|
Reg #:
|
|
Reg. Dt:
|
06/15/2010
|
Mark:
|
THE DIRECTOR'S CUT
|
|
|
Serial #:
|
|
Filing Dt:
|
09/16/2009
|
Reg #:
|
|
Reg. Dt:
|
10/01/2013
|
Mark:
|
PAINEWEBBER
|
|
|
Serial #:
|
|
Filing Dt:
|
09/16/2009
|
Reg #:
|
|
Reg. Dt:
|
10/01/2013
|
Mark:
|
KIDDER PEABODY
|
|
|
Serial #:
|
|
Filing Dt:
|
07/20/2005
|
Reg #:
|
|
Reg. Dt:
|
12/18/2007
|
Mark:
|
GRADISON
|
|
|
Serial #:
|
|
Filing Dt:
|
06/01/2011
|
Reg #:
|
|
Reg. Dt:
|
01/17/2012
|
Mark:
|
ETRACS
|
|
|
Serial #:
|
|
Filing Dt:
|
02/17/2012
|
Reg #:
|
|
Reg. Dt:
|
06/11/2013
|
Mark:
|
ALPHAKEYS FUNDS
|
|
|
Serial #:
|
|
Filing Dt:
|
03/12/2013
|
Reg #:
|
|
Reg. Dt:
|
11/19/2013
|
Mark:
|
ADVICE. BEYOND INVESTING.
|
|
|
Serial #:
|
|
Filing Dt:
|
03/25/2013
|
Reg #:
|
|
Reg. Dt:
|
05/20/2014
|
Mark:
|
DILLON READ
|
|
|
Serial #:
|
|
Filing Dt:
|
11/21/2013
|
Reg #:
|
|
Reg. Dt:
|
10/14/2014
|
Mark:
|
UBS EQUITY AWARD VALUE INDEX
|
|
|
Serial #:
|
|
Filing Dt:
|
12/10/2013
|
Reg #:
|
|
Reg. Dt:
|
09/22/2015
|
Mark:
|
KNOW WHAT'S NEXT
|
|
|
Serial #:
|
|
Filing Dt:
|
04/04/2014
|
Reg #:
|
|
Reg. Dt:
|
07/21/2015
|
Mark:
|
UBS EVIDENCE LAB
|
|
|
Serial #:
|
|
Filing Dt:
|
11/04/2014
|
Reg #:
|
|
Reg. Dt:
|
07/21/2015
|
Mark:
|
UBS SWITZERLAND
|
|
|
Serial #:
|
|
Filing Dt:
|
11/04/2014
|
Reg #:
|
|
Reg. Dt:
|
07/21/2015
|
Mark:
|
UBS GROUP
|
|
|
Serial #:
|
|
Filing Dt:
|
06/01/2015
|
Reg #:
|
|
Reg. Dt:
|
06/07/2016
|
Mark:
|
NINETEEN77
|
|
|
Serial #:
|
|
Filing Dt:
|
06/08/2015
|
Reg #:
|
|
Reg. Dt:
|
03/15/2016
|
Mark:
|
ARCHMORE
|
|
|
Serial #:
|
|
Filing Dt:
|
10/29/2015
|
Reg #:
|
|
Reg. Dt:
|
07/12/2016
|
Mark:
|
VONOBIS
|
|
|
Serial #:
|
|
Filing Dt:
|
11/13/2015
|
Reg #:
|
|
Reg. Dt:
|
01/03/2017
|
Mark:
|
UBS LIFE PILOT
|
|
|
Serial #:
|
|
Filing Dt:
|
04/14/2016
|
Reg #:
|
|
Reg. Dt:
|
01/17/2017
|
Mark:
|
UBS MARKET PIONEERS INDEX
|
|
|
Serial #:
|
|
Filing Dt:
|
08/23/2016
|
Reg #:
|
|
Reg. Dt:
|
05/15/2018
|
Mark:
|
QVALITY
|
|
|
Serial #:
|
|
Filing Dt:
|
08/26/2016
|
Reg #:
|
|
Reg. Dt:
|
10/16/2018
|
Mark:
|
UBS ADVICE ADVANTAGE
|
|