Total properties:
46
|
|
Serial #:
|
|
Filing Dt:
|
12/01/1982
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Reg #:
|
|
Reg. Dt:
|
09/03/1985
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Mark:
|
FMA
|
|
|
Serial #:
|
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Filing Dt:
|
03/04/1986
|
Reg #:
|
|
Reg. Dt:
|
01/20/1987
|
Mark:
|
DEAN WITTER
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|
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Serial #:
|
|
Filing Dt:
|
12/11/1987
|
Reg #:
|
|
Reg. Dt:
|
12/06/1988
|
Mark:
|
WHERE WE STAND
|
|
|
Serial #:
|
|
Filing Dt:
|
01/19/1988
|
Reg #:
|
|
Reg. Dt:
|
09/20/1988
|
Mark:
|
ACTIVE ASSETS ACCOUNT
|
|
|
Serial #:
|
|
Filing Dt:
|
07/29/1991
|
Reg #:
|
|
Reg. Dt:
|
04/20/1993
|
Mark:
|
TRAK
|
|
|
Serial #:
|
|
Filing Dt:
|
12/17/1992
|
Reg #:
|
|
Reg. Dt:
|
06/20/2000
|
Mark:
|
RETIREEASE
|
|
|
Serial #:
|
|
Filing Dt:
|
10/20/1994
|
Reg #:
|
|
Reg. Dt:
|
07/16/1996
|
Mark:
|
SMITH BARNEY
|
|
|
Serial #:
|
|
Filing Dt:
|
07/19/1996
|
Reg #:
|
|
Reg. Dt:
|
10/21/1997
|
Mark:
|
PORTFOLIO CREDITLINE
|
|
|
Serial #:
|
|
Filing Dt:
|
10/15/1996
|
Reg #:
|
|
Reg. Dt:
|
11/04/1997
|
Mark:
|
STRATEGIC 10 PORTFOLIO
|
|
|
Serial #:
|
|
Filing Dt:
|
10/28/1996
|
Reg #:
|
|
Reg. Dt:
|
07/08/1997
|
Mark:
|
M-CAMP
|
|
|
Serial #:
|
|
Filing Dt:
|
04/07/1997
|
Reg #:
|
|
Reg. Dt:
|
07/20/1999
|
Mark:
|
PRESERVED ASSET MORTGAGE
|
|
|
Serial #:
|
|
Filing Dt:
|
07/07/1997
|
Reg #:
|
|
Reg. Dt:
|
08/31/1999
|
Mark:
|
PARTICIPANT INVESTMENT PLANNER
|
|
|
Serial #:
|
|
Filing Dt:
|
07/28/1997
|
Reg #:
|
|
Reg. Dt:
|
12/08/1998
|
Mark:
|
INSIDE TRACK
|
|
|
Serial #:
|
|
Filing Dt:
|
12/03/1997
|
Reg #:
|
|
Reg. Dt:
|
02/22/2000
|
Mark:
|
CLIENTSERV
|
|
|
Serial #:
|
|
Filing Dt:
|
05/11/1999
|
Reg #:
|
|
Reg. Dt:
|
02/20/2001
|
Mark:
|
MULTIPLE DISCIPLINE ACCOUNT
|
|
|
Serial #:
|
|
Filing Dt:
|
05/20/1999
|
Reg #:
|
|
Reg. Dt:
|
02/24/2004
|
Mark:
|
FAMILY ASSIST
|
|
|
Serial #:
|
|
Filing Dt:
|
03/22/2000
|
Reg #:
|
|
Reg. Dt:
|
07/15/2003
|
Mark:
|
BUSINESSCAPE
|
|
|
Serial #:
|
|
Filing Dt:
|
05/25/2000
|
Reg #:
|
|
Reg. Dt:
|
05/08/2001
|
Mark:
|
PLANPERSPECTIVES
|
|
|
Serial #:
|
|
Filing Dt:
|
09/18/2000
|
Reg #:
|
|
Reg. Dt:
|
12/18/2001
|
Mark:
|
STRATEGIC EQUITY PORTFOLIO
|
|
|
Serial #:
|
|
Filing Dt:
|
10/30/2000
|
Reg #:
|
|
Reg. Dt:
|
07/09/2002
|
Mark:
|
401(K) ADVISOR
|
|
|
Serial #:
|
|
Filing Dt:
|
05/29/2001
|
Reg #:
|
|
Reg. Dt:
|
09/23/2003
|
Mark:
|
PDP
|
|
|
Serial #:
|
|
Filing Dt:
|
01/03/2002
|
Reg #:
|
|
Reg. Dt:
|
01/20/2004
|
Mark:
|
ROLLOVER REVIEW
|
|
|
Serial #:
|
|
Filing Dt:
|
06/03/2002
|
Reg #:
|
|
Reg. Dt:
|
03/25/2003
|
Mark:
|
ASSET SCAN
|
|
|
Serial #:
|
|
Filing Dt:
|
06/26/2007
|
Reg #:
|
|
Reg. Dt:
|
10/21/2008
|
Mark:
|
SELECT UMA
|
|
|
Serial #:
|
|
Filing Dt:
|
11/28/2007
|
Reg #:
|
|
Reg. Dt:
|
10/28/2008
|
Mark:
|
HEDGEPREMIER
|
|
|
Serial #:
|
|
Filing Dt:
|
07/23/2009
|
Reg #:
|
|
Reg. Dt:
|
06/07/2011
|
Mark:
|
MSSB
|
|
|
Serial #:
|
|
Filing Dt:
|
11/01/2005
|
Reg #:
|
|
Reg. Dt:
|
01/23/2007
|
Mark:
|
LIFEVIEW
|
|
|
Serial #:
|
|
Filing Dt:
|
04/21/2006
|
Reg #:
|
|
Reg. Dt:
|
10/30/2007
|
Mark:
|
BAMAIL
|
|
|
Serial #:
|
|
Filing Dt:
|
05/19/2010
|
Reg #:
|
|
Reg. Dt:
|
11/09/2010
|
Mark:
|
MORGAN STANLEY SMITH BARNEY
|
|
|
Serial #:
|
|
Filing Dt:
|
07/06/2010
|
Reg #:
|
|
Reg. Dt:
|
12/07/2010
|
Mark:
|
GLOBALCURRENCY
|
|
|
Serial #:
|
|
Filing Dt:
|
07/20/2010
|
Reg #:
|
|
Reg. Dt:
|
08/30/2011
|
Mark:
|
PRESET DIVERSIFICATION PROGRAM
|
|
|
Serial #:
|
|
Filing Dt:
|
01/26/2011
|
Reg #:
|
|
Reg. Dt:
|
04/23/2013
|
Mark:
|
LIFEVIEW MONITOR
|
|
|
Serial #:
|
|
Filing Dt:
|
05/04/2011
|
Reg #:
|
|
Reg. Dt:
|
01/03/2012
|
Mark:
|
FREE FOREVER IRA
|
|
|
Serial #:
|
|
Filing Dt:
|
05/04/2011
|
Reg #:
|
|
Reg. Dt:
|
12/20/2011
|
Mark:
|
THE CLIENT'S WORLD
|
|
|
Serial #:
|
|
Filing Dt:
|
05/08/2011
|
Reg #:
|
|
Reg. Dt:
|
12/06/2011
|
Mark:
|
CLIENT PEOPLE FAMILY FRIENDS CLIENTS COLLEAGUES ADVISORS MENTORS SCHOOLMATES CLERGY ACTIVITIES PROFESSIONAL COMMUNITY CHARITY HOBBIES LEISURE TRAVEL POLITICAL SPIRITUAL IDEAS VALUES GOALS CONCERNS LEGACY CHALLENGES FEARS RISKS OPPORTUNITIES THINGS BUSINESS ACCOUNTS REAL PROPERTY COLLECTIBLES CARS JEWELRY ART BOATS
|
|
|
Serial #:
|
|
Filing Dt:
|
05/13/2011
|
Reg #:
|
|
Reg. Dt:
|
06/19/2012
|
Mark:
|
TRUSTSOURCE
|
|
|
Serial #:
|
|
Filing Dt:
|
01/31/2013
|
Reg #:
|
|
Reg. Dt:
|
10/22/2013
|
Mark:
|
MORGAN STANLEY BENEFIT ACCESS
|
|
|
Serial #:
|
|
Filing Dt:
|
02/05/2013
|
Reg #:
|
|
Reg. Dt:
|
11/19/2013
|
Mark:
|
THE RETIREMENT NAVIGATION PROCESS
|
|
|
Serial #:
|
|
Filing Dt:
|
04/25/2013
|
Reg #:
|
|
Reg. Dt:
|
09/30/2014
|
Mark:
|
LIFEVIEW CONNECT
|
|
|
Serial #:
|
|
Filing Dt:
|
06/27/2013
|
Reg #:
|
|
Reg. Dt:
|
02/04/2014
|
Mark:
|
WEALTHCASE
|
|
|
Serial #:
|
|
Filing Dt:
|
07/10/2013
|
Reg #:
|
|
Reg. Dt:
|
02/10/2015
|
Mark:
|
MORGAN STANLEY STOCKPLAN CONNECT
|
|
|
Serial #:
|
|
Filing Dt:
|
08/08/2013
|
Reg #:
|
|
Reg. Dt:
|
04/29/2014
|
Mark:
|
ADVERSE ACTIVE ALPHA
|
|
|
Serial #:
|
|
Filing Dt:
|
09/09/2013
|
Reg #:
|
|
Reg. Dt:
|
07/01/2014
|
Mark:
|
MORGAN STANLEY WEALTH MANAGEMENT
|
|
|
Serial #:
|
|
Filing Dt:
|
09/12/2013
|
Reg #:
|
|
Reg. Dt:
|
02/04/2014
|
Mark:
|
MSWM
|
|
|
Serial #:
|
|
Filing Dt:
|
09/27/2013
|
Reg #:
|
|
Reg. Dt:
|
01/06/2015
|
Mark:
|
BEYONDWORK
|
|
|
Serial #:
|
|
Filing Dt:
|
02/12/2014
|
Reg #:
|
|
Reg. Dt:
|
05/19/2015
|
Mark:
|
WEALTH STRATEGIES FOR DISCUSSION
|
|