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Trademark Assignment Details

Reel/Frame:6446/0614 View Recorded Assignment View Recorded Assignment   Pages: 12
    Recorded: 10/01/2018
Attorney Dkt #:37199.09500
Conveyance: SECURITY INTEREST
Total properties: 43
1
Serial #:
74727482
Filing Dt:
09/11/1995
Reg #:
2122102
Reg. Dt:
12/16/1997
Mark:
TOWER SQUARE SECURITIES
2
Serial #:
75129498
Filing Dt:
07/03/1996
Reg #:
2194574
Reg. Dt:
10/13/1998
Mark:
PRIMESWEEP
3
Serial #:
75251838
Filing Dt:
03/04/1997
Reg #:
2165498
Reg. Dt:
06/16/1998
Mark:
1 FP
4
Serial #:
76403377
Filing Dt:
05/02/2002
Reg #:
4342766
Reg. Dt:
05/28/2013
Mark:
SUMMIT COMMUNITY BANK
5
Serial #:
76519933
Filing Dt:
05/23/2003
Reg #:
4638801
Reg. Dt:
11/18/2014
Mark:
SUMMIT FINANCIAL GROUP
6
Serial #:
76602898
Filing Dt:
07/16/2004
Reg #:
3047858
Reg. Dt:
01/24/2006
Mark:
INVESTORS CAPITAL HOLDINGS
7
Serial #:
76603171
Filing Dt:
07/19/2004
Reg #:
3066881
Reg. Dt:
03/07/2006
Mark:
INVESTORS CAPITAL
8
Serial #:
77387832
Filing Dt:
02/04/2008
Reg #:
3504418
Reg. Dt:
09/23/2008
Mark:
J.P. TURNER & COMPANY
9
Serial #:
77532815
Filing Dt:
07/28/2008
Reg #:
3764318
Reg. Dt:
03/23/2010
Mark:
FLEXINSURED ACCOUNT
10
Serial #:
77553195
Filing Dt:
08/22/2008
Reg #:
3598192
Reg. Dt:
03/31/2009
Mark:
11
Serial #:
77843508
Filing Dt:
10/07/2009
Reg #:
3912040
Reg. Dt:
01/25/2011
Mark:
SMARTWORKS
12
Serial #:
77870072
Filing Dt:
11/11/2009
Reg #:
3806932
Reg. Dt:
06/22/2010
Mark:
CPR COLLEGE PLANNING RELIEF
13
Serial #:
77942067
Filing Dt:
02/23/2010
Reg #:
3953295
Reg. Dt:
05/03/2011
Mark:
CETERA FINANCIAL GROUP
14
Serial #:
85016918
Filing Dt:
04/19/2010
Reg #:
3953736
Reg. Dt:
05/03/2011
Mark:
C CETERA FINANCIAL GROUP
15
Serial #:
85021919
Filing Dt:
04/23/2010
Reg #:
3907114
Reg. Dt:
01/18/2011
Mark:
REP ON DEMAND
16
Serial #:
85197603
Filing Dt:
12/14/2010
Reg #:
4078041
Reg. Dt:
12/27/2011
Mark:
PLATFORMPREP
17
Serial #:
85204976
Filing Dt:
12/23/2010
Reg #:
4165371
Reg. Dt:
06/26/2012
Mark:
SMARTWORKS ADVISER
18
Serial #:
85317881
Filing Dt:
05/11/2011
Reg #:
4083031
Reg. Dt:
01/10/2012
Mark:
RC SECURITIES
19
Serial #:
85324795
Filing Dt:
05/19/2011
Reg #:
4083225
Reg. Dt:
01/10/2012
Mark:
R C SECURITIES
20
Serial #:
85389506
Filing Dt:
08/04/2011
Reg #:
4400652
Reg. Dt:
09/10/2013
Mark:
CONNECT2CLIENTS
21
Serial #:
85415379
Filing Dt:
09/06/2011
Reg #:
4227341
Reg. Dt:
10/16/2012
Mark:
ICONNECT2INVEST
22
Serial #:
85433961
Filing Dt:
09/28/2011
Reg #:
4195933
Reg. Dt:
08/21/2012
Mark:
XMA
23
Serial #:
85653680
Filing Dt:
06/15/2012
Reg #:
4386540
Reg. Dt:
08/20/2013
Mark:
C
24
Serial #:
85653688
Filing Dt:
06/15/2012
Reg #:
4386541
Reg. Dt:
08/20/2013
Mark:
CETERA
25
Serial #:
85653699
Filing Dt:
06/15/2012
Reg #:
4386542
Reg. Dt:
08/20/2013
Mark:
C CETERA
26
Serial #:
85915954
Filing Dt:
04/26/2013
Reg #:
4645920
Reg. Dt:
11/25/2014
Mark:
RCS CAPITAL
27
Serial #:
85974525
Filing Dt:
07/01/2013
Reg #:
4689345
Reg. Dt:
02/17/2015
Mark:
DATAPAK
28
Serial #:
86036709
Filing Dt:
08/13/2013
Reg #:
4501486
Reg. Dt:
03/25/2014
Mark:
MANAGED WEALTH ADVANTAGE
29
Serial #:
86185463
Filing Dt:
02/05/2014
Reg #:
4605004
Reg. Dt:
09/16/2014
Mark:
TRUPOLY
30
Serial #:
86222883
Filing Dt:
03/17/2014
Reg #:
4664849
Reg. Dt:
12/30/2014
Mark:
PENTAMETER
31
Serial #:
86300134
Filing Dt:
06/04/2014
Reg #:
4632535
Reg. Dt:
11/04/2014
Mark:
COMPETITIVE EDGE
32
Serial #:
86481633
Filing Dt:
12/16/2014
Reg #:
4919272
Reg. Dt:
03/15/2016
Mark:
CONNECT2CLIENTS
33
Serial #:
86481835
Filing Dt:
12/16/2014
Reg #:
4919274
Reg. Dt:
03/15/2016
Mark:
CONNECT2CLIENTS
34
Serial #:
86505086
Filing Dt:
01/15/2015
Reg #:
4882991
Reg. Dt:
01/05/2016
Mark:
TOWER SQUARE INVESTMENT MANAGEMENT
35
Serial #:
86595705
Filing Dt:
04/13/2015
Reg #:
4886991
Reg. Dt:
01/12/2016
Mark:
TOWER SQUARE INVESTMENT MANAGEMENT
36
Serial #:
86653538
Filing Dt:
06/05/2015
Reg #:
4887018
Reg. Dt:
01/12/2016
Mark:
IC2I
37
Serial #:
86875145
Filing Dt:
01/14/2016
Reg #:
5026839
Reg. Dt:
08/23/2016
Mark:
TOWER SQUARE
38
Serial #:
86903088
Filing Dt:
02/10/2016
Reg #:
5261935
Reg. Dt:
08/08/2017
Mark:
1040 PROSPECTOR
39
Serial #:
86945467
Filing Dt:
03/18/2016
Reg #:
5099168
Reg. Dt:
12/13/2016
Mark:
PENTAMETER FIVE MEASURES OF BUSINESS SUCCESS
40
Serial #:
86958103
Filing Dt:
03/30/2016
Reg #:
5125829
Reg. Dt:
01/17/2017
Mark:
DOL DYNAMIQS
41
Serial #:
87976488
Filing Dt:
11/18/2016
Reg #:
5403517
Reg. Dt:
02/13/2018
Mark:
ADVICEARCHITECT ECOSYSTEM
42
Serial #:
87977015
Filing Dt:
03/08/2017
Reg #:
5445179
Reg. Dt:
04/10/2018
Mark:
MYADVICEARCHITECT
43
Serial #:
87978425
Filing Dt:
06/16/2017
Reg #:
5582430
Reg. Dt:
10/09/2018
Mark:
ADVICE-CENTRIC EXPERIENCE
Assignors
1
ARETEC GROUP, INC.
Formerly: FORMERLY RCS CAPITAL CORPORATION
Exec Dt:
10/01/2018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
2
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
10/01/2018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
3
CETERA FINANCIAL GROUP, INC.
Exec Dt:
10/01/2018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
4
FAS HOLDINGS, INC.
Exec Dt:
10/01/2018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
5
INVESTORS CAPITAL HOLDINGS, LLC
Exec Dt:
10/01/2018
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
6
J.P. TURNER & COMPANY, L.L.C.
Exec Dt:
10/01/2018
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
7
SUMMIT FINANCIAL GROUP, INC.
Exec Dt:
10/01/2018
Entity Type:
CORPORATION
Citizenship:
FLORIDA
Assignee
1
UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
600 WASHINGTON BOULEVARD
UBS AGENCY SERVICES
STAMFORD, CONNECTICUT 06901
Entity Type:
AKTIENGESELLSCHAFT (AG)
Citizenship:
SWITZERLAND
Correspondence name and address
KRISTIN YOHANNAN, ESQ.
1850 K STREET, NW, SUITE 1100
MILBANK, TWEED, HADLEY & MCCLOY, LLP
WASHINGTON, DC 20006

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