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Trademark Assignment Abstract of Title

Total Assignments: 10
Serial #:
75036005
Filing Dt:
12/22/1995
Reg #:
2028670
Reg. Dt:
01/07/1997
Mark:
INVESTOOLS
Assignment: 1
Reel/Frame:
2609/0308   Recorded: 10/31/2002Pages: 4
Conveyance:
CHANGE OF NAME
Assignor:
TABULA INTERACTIVE, INC.
Exec Dt:
02/04/1997
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Assignee:
INVESTOOLS, INC.
3705 HAVEN AVENUE
MENLO PARK, CALIFORNIA 94025
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
RICHARD L. HILL
3319 NORTH UNIVERSITY AVENUE
SUITE 200
PROVO, UT 84604
Assignment: 2
Reel/Frame:
2541/0388   Recorded: 07/09/2002Pages: 4
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
INVESTOOLS INC.
Exec Dt:
06/02/2002
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
INVESTOOLS, INC.
3705 HAVEN AVE.
MENLO PARK, CALIFORNIA 94025
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
RICHARD L. HILL
3319 NORTH UNIVERSITY AVENUE
PROVO, UT 84604
Assignment: 3
Reel/Frame:
3496/0963   Recorded: 03/09/2007Pages: 20
Conveyance:
SECURITY AGREEMENT
Assignors:
INVESTOOLS INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
NONE
PROPHET FINANCIAL SYSTEMS, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
NONE
THINKORSWIM TECHNOLOGIES, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
NONE
Assignee:
JPMORGAN CHASE BANK, AS COLLATERAL AGENT
270 MADISON AVENUE
NEW YORK, NEW YORK 10017
Entity Type:
BANK
Citizenship:
NONE
Correspondent:
CBCINNOVIS DBA FEDERAL RESEARCH
1023 FIFTEENTH STREET, NW, STE 401
ATTN: OLEH HERELIUK
WASHINGTON, DC 20005
Assignment: 4
Reel/Frame:
3539/0347   Recorded: 05/08/2007Pages: 22
Conveyance:
TO CORRECT THE NAME OF CONVEYING PARTY FROM THINKORSWIM TECHNOLOGIES, INC. TO THINKORSWIM GROUP, INC. TO CORRECT THE ADDR. OF RECEIVING PARTY FROM 270 MADISON AVE. TO 270 PARK AVE. PREVIOUSLY RECORDED ON REEL/FRAME: 003496/0963
Assignors:
INVESTOOLS INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
DELAWARE
PROPHET FINANCIAL SYSTEMS, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
THINKORSWIM GROUP, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
JPMORGAN CHASE BANK, N.A. AS COLLATERAL AGENT
270 PARK AVE.
NEW YORK, NEW YORK 10017
Entity Type:
BANK
Citizenship:
NONE
Correspondent:
CBCINNOVIS DBA FEDERAL RESEARCH
1023 FIFTEENTH STREET, NW, STE 401
ATTN: OLEH HERELIUK
WASHINGTON, DC 20005
Assignment: 5
Reel/Frame:
3797/0081   Recorded: 06/17/2008Pages: 6
Conveyance:
CHANGE OF NAME
Assignor:
INVESTOOLS INC.
Exec Dt:
06/04/2008
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
THINKORSWIM GROUP INC.
45 ROCKEFELLER PLAZA, SUITE 2012
NEW YORK, NEW YORK 10111
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
KATHRYN A. ERICKSON
30 NORTH LASALLE STREET, SUITE 3000
CHICAGO, IL 60602
Assignment: 6
Reel/Frame:
4504/0749   Recorded: 03/24/2011Pages: 8
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
THINKORSWIM GROUP INC.
Exec Dt:
08/19/2008
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
INVESTOOLS INC.
13947 S. MINUTEMAN DRIVE
DRAPER, UTAH 84020
Entity Type:
CORPORATION
Citizenship:
UTAH
Correspondent:
BARNES & THORNBURG LLP
P.O. BOX 2786
CHICAGO, IL 60690-2786
Assignment: 7
Reel/Frame:
4022/0729   Recorded: 07/10/2009Pages: 9
Conveyance:
INTELLECTUAL PROPERTY SECURITY AGREEMENT SUPPLEMENT
Assignor:
THINKORSWIM GROUP INC.
Exec Dt:
07/10/2009
Entity Type:
CORPORATION
Citizenship:
NONE
Assignee:
CITICORP NORTH AMERICA, INC.
390 GREENWICH STREET
NEW YORK, NEW YORK 10013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
TIMOTHY FRANKLIN
599 LEXINGTON AVENUE
SHEARMAN & STERLING LLP
NEW YORK, NY 10022
Assignment: 8
Reel/Frame:
4023/0292   Recorded: 07/13/2009Pages: 8
Conveyance:
RELEASE OF SECURITY INTEREST RECORDED AT REEL/FRAME 3496/963, 3539/347 AND 3839/772
Assignor:
JPMORGAN CHASE BANK, N.A. AS COLLATERAL AGENT
Exec Dt:
07/10/2009
Entity Type:
NATIONAL ASSOCIATION
Citizenship:
UNITED STATES
Assignees:
INVESTOOLS INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
NONE
PROPHET FINANCIAL SYSTEMS, INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
NONE
THINKORSWIM GROUP, INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
NONE
Correspondent:
DUSAN CLARK, ESQ.
SIDLEY AUSTIN LLP
717 N. HARWOOD ST., SUITE 3400
DALLAS, TX 75201
Assignment: 9
Reel/Frame:
4103/0600   Recorded: 11/25/2009Pages: 31
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
CITICORP NORTH AMERICA, INC.
Exec Dt:
11/25/2009
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignees:
TD AMERITRADE HOLDING CORPORATION (FORMERLY AMERITRADE HOLDING CORPORATION)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
TD AMERITRADE ONLINE HOLDINGS CORP. (FORMERLY, AMERITRADE ONLINE HOLDINGS CORP. AND SUCCESSOR TO DATEK ONLINE HOLDINGS CORP. AND TD WATERHOUSE GROUP, INC.)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
TD AMERITRADE IP COMPANY, INC. (FORMERLY AMERITRADE IP COMPANY, INC.)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
TD AMERITRADE SERVICES COMPANY, INC. (FORMERLY AMERITRADE SERVICES COMPANY, INC.)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
THINKTECH, INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
THINKORSWIM GROUP INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
THINKORSWIM HOLDINGS INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
GLORIA JUNG
599 LEXINGTON AVENUE
SHEARMAN & STERLING LLP
NEW YORK, NY 10022
Assignment: 10
Reel/Frame:
6332/0341   Recorded: 05/17/2018Pages: 14
Conveyance:
MERGER EFFECTIVE 03/31/2018
Assignor:
INVESTOOLS, INC.
Exec Dt:
03/29/2018
Entity Type:
CORPORATION
Citizenship:
UTAH
Assignee:
TD AMERITRADE, INC.
200 S. 108TH AVENUE
OMAHA, NEBRASKA 68154
Entity Type:
CORPORATION
Citizenship:
NEW YORK
Correspondent:
MONICA RIVA TALLEY
1100 NEW YORK AVENUE, N.W.
WASHINGTON, DC 20005

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