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Trademark Assignment Abstract of Title

Total Assignments: 14
Serial #:
75819263
Filing Dt:
10/12/1999
Reg #:
2568003
Reg. Dt:
05/07/2002
Mark:
THINKORSWIM
Assignment: 1
Reel/Frame:
2218/0219   Recorded: 01/09/2001Pages: 6
Conveyance:
CONVERSION TO CORPORATION
Assignor:
THINKORSWIM.COM LLC
Exec Dt:
07/31/2000
Entity Type:
LIMITED LIABILITY COMPANY DELAWARE
Citizenship:
NONE
Assignee:
THINKORSWIM, INC.
SUITE 2301
440 SOUTH LASALLE STREET
CHICAGO, ILLINOIS 60605
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
SUGAR FRIEDBERG & FELSENTHAL
KATHRYN A. ERICKSON
30 NORTH LASALLE STREET
SUITE 2600
CHICAGO, IL 60602
Assignment: 2
Reel/Frame:
2941/0966   Recorded: 03/19/2004Pages: 3
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
THINKORSWIM, INC.
Exec Dt:
03/17/2004
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
THINKORSWIM GROUP, INC.
3304 N. LINCOLN AVE.
CHICAGO, ILLINOIS 60657
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
SUGAR, FRIEDBERG & FELSENTHAL
KATHRYN A. ERICKSON, ESQ.
30 N. LASALLE STREET, #3000
CHICAGO, IL 60602
Assignment: 3
Reel/Frame:
3496/0963   Recorded: 03/09/2007Pages: 20
Conveyance:
SECURITY AGREEMENT
Assignors:
INVESTOOLS INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
NONE
PROPHET FINANCIAL SYSTEMS, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
NONE
THINKORSWIM TECHNOLOGIES, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
NONE
Assignee:
JPMORGAN CHASE BANK, AS COLLATERAL AGENT
270 MADISON AVENUE
NEW YORK, NEW YORK 10017
Entity Type:
BANK
Citizenship:
NONE
Correspondent:
CBCINNOVIS DBA FEDERAL RESEARCH
1023 FIFTEENTH STREET, NW, STE 401
ATTN: OLEH HERELIUK
WASHINGTON, DC 20005
Assignment: 4
Reel/Frame:
3539/0347   Recorded: 05/08/2007Pages: 22
Conveyance:
TO CORRECT THE NAME OF CONVEYING PARTY FROM THINKORSWIM TECHNOLOGIES, INC. TO THINKORSWIM GROUP, INC. TO CORRECT THE ADDR. OF RECEIVING PARTY FROM 270 MADISON AVE. TO 270 PARK AVE. PREVIOUSLY RECORDED ON REEL/FRAME: 003496/0963
Assignors:
INVESTOOLS INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
DELAWARE
PROPHET FINANCIAL SYSTEMS, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
THINKORSWIM GROUP, INC.
Exec Dt:
02/13/2007
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
JPMORGAN CHASE BANK, N.A. AS COLLATERAL AGENT
270 PARK AVE.
NEW YORK, NEW YORK 10017
Entity Type:
BANK
Citizenship:
NONE
Correspondent:
CBCINNOVIS DBA FEDERAL RESEARCH
1023 FIFTEENTH STREET, NW, STE 401
ATTN: OLEH HERELIUK
WASHINGTON, DC 20005
Assignment: 5
Reel/Frame:
3797/0053   Recorded: 06/17/2008Pages: 4
Conveyance:
CHANGE OF NAME
Assignor:
THINKORSWIM GROUP, INC.
Exec Dt:
05/19/2008
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
THINKORSWIM HOLDINGS INC.
600 WEST CHICAGO AVENUE, SUITE 100
CHICAGO, ILLINOIS 60654
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
KATHRYN A. ERICKSON
30 NORTH LASALLE STREET, SUITE 3000
CHICAGO, IL 60602
Assignment: 6
Reel/Frame:
3839/0924   Recorded: 08/22/2008Pages: 9
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
THINKORSWIM GROUP INC.
Exec Dt:
08/19/2008
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
INVESTOOLS INC.
13947 S. MINUTEMAN DRIVE
DRAPER, UTAH 84020
Entity Type:
CORPORATION
Citizenship:
UTAH
Correspondent:
PATRICIA PAQUET
600 TRAVIS STREET
3400 JPMORGAN CHASE TOWER
HOUSTON, TX 77002-3095
Assignment: 7
Reel/Frame:
3879/0494   Recorded: 10/29/2008Pages: 11
Conveyance:
CORRECTIVE ASSIGNMENT TO CORRECT THE ERROR MADE IN THE PREVIOUSLY RECORDED DOCUMENT THAT ERRONEOUSLY AFFECTS THE IDENTIFIED APPLICATIONS AND REGISTRATIONS PREVIOUSLY RECORDED ON REEL 003839 FRAME 0924. ASSIGNOR(S) HEREBY CONFIRMS THE CHANGES MADE TO THE REGISTRATIONS AND APPLICATIONS LISTED ON EXHIBIT A OF THE ORIGINAL ASSIGNMENT.
Assignor:
INVESTOOLS INC.
Exec Dt:
08/19/2008
Entity Type:
CORPORATION
Citizenship:
UTAH
Assignee:
THINKORSWIM HOLDINGS INC.
600 WEST CHICAGO AVENUE
SUITE 100
CHICAGO, ILLINOIS, TEXAS 60654
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PATRICIA PAQUET
600 TRAVIS STREET
3400 JPMORGAN CHASE TOWER
HOUSTON, TX 77002-3095
Assignment: 8
Reel/Frame:
4022/0808   Recorded: 07/10/2009Pages: 9
Conveyance:
INTELLECTUAL PROPERTY SECURITY AGREEMENT SUPPLEMENT
Assignor:
THINKORSWIM HOLDINGS INC.
Exec Dt:
07/10/2009
Entity Type:
CORPORATION
Citizenship:
NONE
Assignee:
CITICORP NORTH AMERICA, INC.
390 GREENWICH STREET
NEW YORK, NEW YORK 10013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
TIMOTHY FRANKLIN
599 LEXINGTON AVENUE
SHEARMAN & STERLING LLP
NEW YORK, NY 10022
Assignment: 9
Reel/Frame:
4023/0292   Recorded: 07/13/2009Pages: 8
Conveyance:
RELEASE OF SECURITY INTEREST RECORDED AT REEL/FRAME 3496/963, 3539/347 AND 3839/772
Assignor:
JPMORGAN CHASE BANK, N.A. AS COLLATERAL AGENT
Exec Dt:
07/10/2009
Entity Type:
NATIONAL ASSOCIATION
Citizenship:
UNITED STATES
Assignees:
INVESTOOLS INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
NONE
PROPHET FINANCIAL SYSTEMS, INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
NONE
THINKORSWIM GROUP, INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
NONE
Correspondent:
DUSAN CLARK, ESQ.
SIDLEY AUSTIN LLP
717 N. HARWOOD ST., SUITE 3400
DALLAS, TX 75201
Assignment: 10
Reel/Frame:
4103/0600   Recorded: 11/25/2009Pages: 31
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
CITICORP NORTH AMERICA, INC.
Exec Dt:
11/25/2009
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignees:
TD AMERITRADE HOLDING CORPORATION (FORMERLY AMERITRADE HOLDING CORPORATION)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
TD AMERITRADE ONLINE HOLDINGS CORP. (FORMERLY, AMERITRADE ONLINE HOLDINGS CORP. AND SUCCESSOR TO DATEK ONLINE HOLDINGS CORP. AND TD WATERHOUSE GROUP, INC.)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
TD AMERITRADE IP COMPANY, INC. (FORMERLY AMERITRADE IP COMPANY, INC.)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
TD AMERITRADE SERVICES COMPANY, INC. (FORMERLY AMERITRADE SERVICES COMPANY, INC.)
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
THINKTECH, INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
THINKORSWIM GROUP INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
THINKORSWIM HOLDINGS INC.
4211 SOUTH 102ND STREET
OMAHA, NEBRASKA 68127
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
GLORIA JUNG
599 LEXINGTON AVENUE
SHEARMAN & STERLING LLP
NEW YORK, NY 10022
Assignment: 11
Reel/Frame:
5247/0547   Recorded: 03/31/2014Pages: 5
Conveyance:
MERGER EFFECTIVE 03/21/2014
Assignor:
THINKORSWIM HOLDINGS INC.
Exec Dt:
03/21/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
THINKORSWIM GROUP INC.
200 SOUTH 108TH AVENUE
OMAHA, NEBRASKA 68154
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CHARLES R. MANDLY, JR.
321 NORTH CLARK STREET, SUITE 2800
CHICAGO, IL 60654
Assignment: 12
Reel/Frame:
5247/0661   Recorded: 03/31/2014Pages: 5
Conveyance:
MERGER EFFECTIVE 03/21/2014
Assignor:
THINKORSWIIM GROUP INC.
Exec Dt:
03/21/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
TD AMERITRADE ONLINE HOLDINGS CORP.
200 SOUTH 108TH AVENUE
OMAHA, NEBRASKA 68154
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CHARLES R. MANDLY, JR.
321 NORTH CLARK STREET SUITE 2800
CHICAGO, IL 60654
Assignment: 13
Reel/Frame:
5247/0748   Recorded: 03/31/2014Pages: 7
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
TD AMERITRADE ONLINE HOLDINGS CORP.
Exec Dt:
03/27/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
TD AMERITRADE IP COMPANY, INC.
200 SOUTH 108TH AVENUE
OMAHA, NEBRASKA 68154
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CHARLES R. MANDLY, JR.
321 NORTH CLARK STREET, SUITE 2800
CHICAGO, IL 60654
Assignment: 14
Reel/Frame:
8345/0903   Recorded: 02/15/2024Pages: 49
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
TD AMERITRADE IP COMPANY, INC.
Exec Dt:
02/02/2024
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
CHARLES SCHWAB & CO., INC.
3000 SCHWAB WAY
WESTLAKE, TEXAS 76262
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
LOUISE ARNOTT
444 W. LAKE STREET, SUITE 3200
CHICAGO, IL 60606

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