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Trademark Assignment Abstract of Title

Total Assignments: 22
Serial #:
76073879
Filing Dt:
06/19/2000
Reg #:
2572922
Reg. Dt:
05/28/2002
Mark:
PROSPECTUS EXPRESS
Assignment: 1
Reel/Frame:
2143/0024   Recorded: 09/07/2000Pages: 6
Conveyance:
SECURITY INTEREST
Assignor:
NEWRIVER INVESTOR COMMUNICATIONS, INC.
Exec Dt:
08/28/2000
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
FLEET NATIONAL BANK
100 FEDERAL STREET
BOSTON, MASSACHUSETTS 02110
Entity Type:
BANK
Citizenship:
NONE
Correspondent:
JONATHAN R. HARRIS, ESQ.
EDWARDS & ANGELL, LLP
101 FEDERAL STREET
BOSTON, MA 02110
Assignment: 2
Reel/Frame:
2288/0265   Recorded: 01/19/2001Pages: 3
Conveyance:
CHANGE OF NAME
Assignor:
NEWRIVER INVESTOR COMMUNICATIONS, INC.
Exec Dt:
10/18/2000
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
NEWRIVER, INC.
FIFTH FLOOR
200 BRICKSTONE SQUARE
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
HALE AND DORR LLP
MICHAEL BEVILACQUA, ESQUIRE
60 STATE STREET
BOSTON, MA 02109
Assignment: 3
Reel/Frame:
2323/0821   Recorded: 07/06/2001Pages: 6
Conveyance:
SECURITY INTEREST
Assignor:
NEWRIVER INC.
Exec Dt:
05/29/2001
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
FLEET NATIONAL BANK
100 FEDERAL STREET
BOSTON, MASSACHUSETTS 02110
Entity Type:
BANK
Citizenship:
NONE
Correspondent:
EDWARDS & ANGELL, LLP
JONATHAN R. HARRIS, ESQ.
101 FEDERAL STREET
BOSTON, MA 02110
Assignment: 4
Reel/Frame:
2492/0750   Recorded: 04/26/2002Pages: 6
Conveyance:
SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
04/09/2002
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
COMERICA BANK-CALIFORNIA
333 WEST SANTA CLARA STREET
SAN JOSE, CALIFORNIA 95113
Entity Type:
A CALIFORNIA BANKING CORPORATION
Citizenship:
NONE
Correspondent:
GRAY CARY WARE & FREIDENRICH
ERIN O'BRIEN
4365 EXECUTIVE DRIVE, SUITE 1100
SAN DIEGO, CALIFORNIA 92121-2133
Assignment: 5
Reel/Frame:
2501/0259   Recorded: 05/08/2002Pages: 2
Conveyance:
REASSIGNMENT AND RELEASE OF SECURITY INTEREST
Assignor:
FLEET NATIONAL BANK
Exec Dt:
04/29/2002
Entity Type:
UNKNOWN
Citizenship:
NONE
Assignee:
NEWRIVER, INC.
3 BROOK STREET
WATERTOWN, MASSACHUSETTS 02110
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
GRAY CARY ET AL
ERIN O'BRIEN
4365 EXECUTIVE DR., STE. 1100
SAN DIEGO, CA 92121-2133
Assignment: 6
Reel/Frame:
2693/0111   Recorded: 08/01/2003Pages: 12
Conveyance:
INTELLECTUAL PROPERTY SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
06/24/2003
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
LAZARD TECHNOLOGY PARTNERS II, LP
30 ROCKEFELLER PLAZA
61ST FLOOR
NEW YORK, NEW YORK 10020
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Correspondent:
MIRIAM J. ROVNER, SENIOR LEGAL ASSISTANT
GOODWIN PROCTER LLP
EXCHANGE PLACE
BOSTON, MA 02109-2881
Assignment: 7
Reel/Frame:
2771/0881   Recorded: 12/31/2003Pages: 26
Conveyance:
SECURITY INTEREST
Assignor:
NEWRIVER, INC.
Exec Dt:
12/22/2003
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
SILICON VALLEY BANK DBA SILICON VALLEY EAST
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Entity Type:
CALIFORNIA-CHARTERED BANK
Citizenship:
NONE
Correspondent:
CHRISTOPHER E. KONDRACKI
2001 JEFFERSON DAVIS, HWY.
SUITE 505
ARLINGTON, VA 22202
Assignment: 8
Reel/Frame:
3374/0652   Recorded: 08/07/2006Pages: 3
Conveyance:
ASSIGNMENT OF AN UNDIVIDED PART OF ASSIGNORS INTEREST
Assignor:
NEWRIVER, INC.
Exec Dt:
06/06/2006
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CT 06032
Assignment: 9
Reel/Frame:
3654/0716   Recorded: 11/05/2007Pages: 17
Conveyance:
SECURITY INTEREST
Assignor:
NEWRIVER, INC.
Exec Dt:
10/25/2007
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
SILICON VALLEY BANK
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
CHRISTOPHER E. KONDRACKI
2001 JEFFERSON DAVIS, HWY., SUITE 1007
ARLINGTON, VA 22202
Assignment: 10
Reel/Frame:
3705/0035   Recorded: 01/28/2008Pages: 12
Conveyance:
SECURITY INTEREST
Assignor:
NEWRIVER, INC.
Exec Dt:
01/14/2008
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
LAZARD TECHNOLOGY PARTNERS II, LP
30 ROCKEFELLER PLAZA
61ST FLOOR
NEW YORK, NEW YORK 10020
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 11
Reel/Frame:
3703/0983   Recorded: 01/25/2008Pages: 6
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 2693 FRAME 0111
Assignor:
LAZARD TECHNOLOGY PARTNERS II, LP
Exec Dt:
01/24/2008
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 12
Reel/Frame:
3818/0148   Recorded: 07/14/2008Pages: 3
Conveyance:
SECURITY AGREEMENT
Assignor:
NEWRIVER, INC.
Exec Dt:
06/26/2008
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
COMPASS HORIZON FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
HORIZON TECHNOLOGY FUNDING COMPANY V LLC
FARMINGTON, CONNECTICUT 06032
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CT 06032
Assignment: 13
Reel/Frame:
3835/0066   Recorded: 08/11/2008Pages: 2
Conveyance:
RELEASE
Assignor:
NEWRIVER, INC.
Exec Dt:
06/26/2008
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CONNECTICUT 06032
Entity Type:
LLC
Citizenship:
DELAWARE
Correspondent:
JOHN C. BOMBARA
HORIZON TECHNOLOGY FUNDING COMPANY LLC
76 BATTERSON PARK ROAD
FARMINGTON, CT 06032
Assignment: 14
Reel/Frame:
4262/0836   Recorded: 08/18/2010Pages: 7
Conveyance:
TERMINATION OF SECURITY INTEREST IN PATENTS AND TRADEMARKS AT REEL 3818 FRAME 0148
Assignors:
COMPASS HORIZON FUNDING COMPANY LLC
Exec Dt:
08/16/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
HORIZON TECHNOLOGY FUNDING COMPANY V LLC
Exec Dt:
08/16/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 15
Reel/Frame:
4263/0057   Recorded: 08/18/2010Pages: 5
Conveyance:
RELEASE OF SECURITY INTEREST AT REEL 2492 FRAME 0750
Assignor:
COMERICA BANK-CALIFORNIA
Exec Dt:
08/17/2010
Entity Type:
BANKING CORPORATION
Citizenship:
CALIFORNIA
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 16
Reel/Frame:
4263/0047   Recorded: 08/18/2010Pages: 7
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 3654 FRAME 0716
Assignor:
SILICON VALLEY BANK
Exec Dt:
08/18/2010
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 17
Reel/Frame:
4263/0152   Recorded: 08/18/2010Pages: 5
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 2771 FRAME 0881
Assignor:
SILICON VALLEY BANK DBA SILICON VALLEY EAST
Exec Dt:
08/18/2010
Entity Type:
CHARTERED BANK
Citizenship:
CALIFORNIA
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 18
Reel/Frame:
4264/0001   Recorded: 08/19/2010Pages: 7
Conveyance:
TERMINATION OF INTELLECTUAL PROPERTY SECURITY AGREEMENT AT REEL 3705 FRAME 0035
Assignor:
LAZARD TECHNOLOGY PARTNERS II, LP
Exec Dt:
08/18/2010
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 19
Reel/Frame:
4265/0465   Recorded: 08/23/2010Pages: 4
Conveyance:
TERMINATION OF TRADEMARKS SECURITY AGREEMENT AT REEL 2143 FRAME 0024
Assignor:
BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
Exec Dt:
08/23/2010
Entity Type:
NATIONAL ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
NEWRIVER INVESTOR COMMUNICATION, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 20
Reel/Frame:
4265/0476   Recorded: 08/23/2010Pages: 4
Conveyance:
TERMINATION OF TRADEMARKS SECURITY AGREEMENT AT REEL 2323 FRAME 0822
Assignor:
BANK OF AMERICA, N.A., SUCCESSOR BY MERGER TO FLEET NATIONAL BANK
Exec Dt:
08/23/2010
Entity Type:
NATIONAL ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
NEWRIVER, INC.
200 BRICKSTONE SQUARE
5TH FLOOR
ANDOVER, MASSACHUSETTS 01810
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
MICHAEL J. BEVILACQUA, ESQ.
WILMER CUTLER PICKERING HALE AND DORRLLP
60 STATE STREET
BOSTON, MA 02109
Assignment: 21
Reel/Frame:
4907/0563   Recorded: 11/27/2012Pages: 6
Conveyance:
MERGER EFFECTIVE 08/24/2010
Assignor:
NEWRIVER, INC.
Exec Dt:
08/24/2010
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
BROADRIDGE CONTENT SOLUTIONS, INC.
2 JOURNAL SQUARE, ATT: TAX DEPT.
JERSEY CITY, NEW JERSEY 07306
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Correspondent:
KARL KAUPER OF GREENBERG TRAURIG, LLP
200 PARK AVENUE, 34TH FLOOR
NEW YORK, NY 10166
Assignment: 22
Reel/Frame:
4907/0735   Recorded: 11/27/2012Pages: 6
Conveyance:
MERGER EFFECTIVE 06/30/2011
Assignor:
BROADRIDGE CONTENT SOLUTIONS, INC.
Exec Dt:
06/23/2011
Entity Type:
CORPORATION
Citizenship:
MASSACHUSETTS
Assignee:
BROADRIDGE INVESTOR COMMUNICATION SOLUTIONS, INC.
2 JOURNAL SQUARE
JERSEY CITY, NEW JERSEY 07306
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
KARL KAUPER OF GREENBERG TRAURIG, LLP
200 PARK AVENUE, 34TH FLOOR
NEW YORK, NY 10166

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