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Trademark Assignment Abstract of Title

Total Assignments: 11
Serial #:
78827537
Filing Dt:
03/02/2006
Reg #:
3198631
Reg. Dt:
01/16/2007
Mark:
INVESTWORKS
Assignment: 1
Reel/Frame:
3454/0457   Recorded: 01/04/2007Pages: 9
Conveyance:
CHANGE OF NAME
Assignor:
CRA ROGERSCASEY, INC.
Exec Dt:
12/31/2006
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
ROGERSCASEY, INC.
ONE PARKLANDS DRIVE
DARIEN, CONNECTICUT 06820
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
BARB VILLANDRY, DAY PITNEY LLP
CITYPLACE 1
HARTFORD, CT 06103
Assignment: 2
Reel/Frame:
4301/0206   Recorded: 10/21/2010Pages: 4
Conveyance:
SECURITY INTEREST
Assignor:
INVESTMENT METRICS, LLC
Exec Dt:
08/01/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
ROGERSCASEY, INC.
ONE PARKLANDS DRIVE
DARIEN, CONNECTICUT 06820
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
ELYSE A. MARCUS, ESQ., DAY PITNEY LLP
7 TIMES SQUARE
NEW YORK, NY 10036-7311
Assignment: 3
Reel/Frame:
4667/0991   Recorded: 11/29/2011Pages: 5
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
ROGERSCASEY, INC.
Exec Dt:
08/01/2010
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
INVESTMENT METRICS, LLC
ONE PARKLANDS DRIVE
DARIEN, CONNECTICUT 06820
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
RICHARD D. HARRIS, DAY PITNEY LLP
SEVEN TIMES SQUARE
NEW YORK, NY 10036-7311
Assignment: 4
Reel/Frame:
6078/0710   Recorded: 06/07/2017Pages: 7
Conveyance:
SECURITY INTEREST
Assignor:
INVESTMENT METRICS, LLC
Exec Dt:
06/07/2017
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
SILICON VALLEY BANK, AS ADMINISTRATIVE AGENT
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Entity Type:
BANKING CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
HELEN PANNECK
1000 WILSHIRE BOULEVARD, SUITE 1500
LOS ANGELES, CA 90017
Assignment: 5
Reel/Frame:
6080/0209   Recorded: 06/08/2017Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
INVESTMENT METRICS, LLC
Exec Dt:
06/07/2017
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
HARBOURVEST PARTNERS MEZZANINE INCOME FUND L.P.
ONE FINANCIAL CENTER
BOSTON, MASSACHUSETTS 02111
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Correspondent:
MEREDITH WREN
919 THIRD AVENUE
DEBEVOISE & PLIMPTON LLP
NEW YORK, NY 10022
Assignment: 6
Reel/Frame:
7152/0640   Recorded: 12/31/2020Pages: 4
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
SILICON VALLEY BANK
Exec Dt:
12/30/2020
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Assignee:
INVESTMENT METRICS, LLC
ONE PARKLANDS DRIVE
DARIEN, CONNECTICUT 06820
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
GREGORY ESAU
500 EIGHTH STREET, NW
WASHINGTON, DC 20004
Assignment: 7
Reel/Frame:
7153/0845   Recorded: 01/01/2021Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
INVESTMENT METRICS, LLC
Exec Dt:
12/30/2020
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
PNC BANK, NATIONAL ASSOCIATION
500 FIRST AVENUE
COMMERCIAL LOAN SERVICE CENTER/DCC
PITTSBURGH, PENNSYLVANIA 15219
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Correspondent:
TIMOTHY D. PECSENYE (074658-20137 ND)
ONE LOGAN SQUARE
8TH FLOOR
PHILADELPHIA, PA 19103
Assignment: 8
Reel/Frame:
7199/0990   Recorded: 12/31/2020Pages: 4
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
SILICON VALLEY BANK, AS AGENT
Exec Dt:
12/30/2020
Entity Type:
BANK
Citizenship:
UNITED STATES
Assignee:
INVESTMENT METRICS, LLC
THREE PARKLANDS DRIVE
DARIEN, CONNECTICUT 06820
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
CORINA RACHINA
1000 WILSHIRE BOULEVARD
12TH FLOOR
LOS ANGELES, CA 90017
Assignment: 9
Reel/Frame:
7692/0372   Recorded: 04/14/2022Pages: 6
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
PNC BANK, NATIONAL ASSOCIATION, AS ADMINISTRATIVE AGENT
Exec Dt:
12/31/2021
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
INVESTMENT METRICS, LLC
3 PARKLANDS DRIVE
SUITE 203
DARIEN, CONNECTICUT 06820
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
DUSAN CLARK, ESQ.
SIDLEY AUSTIN LLP
2021 MCKINNEY AVE., SUITE 2000
DALLAS, TX 75201
Assignment: 10
Reel/Frame:
7699/0256   Recorded: 04/21/2022Pages: 7
Conveyance:
FIRST LIEN INTELLECTUAL PROPERTY SECURITY AGREEMENT
Assignors:
ASCENDANT COMPLIANCE MANAGEMENT, LLC
Exec Dt:
04/20/2022
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
NEW YORK
INVESTMENT METRICS, LLC
Exec Dt:
04/20/2022
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
GOLUB CAPITAL MARKETS LLC, AS COLLATERAL AGENT
200 PARK AVENUE
NEW YORK, NEW YORK 10166
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
JAY DASILVA
1025 CONNECTICUT AVE., NW, STE. 712
COGENCY GLOBAL INC.
WASHINGTON, DC 20036
Assignment: 11
Reel/Frame:
7699/0263   Recorded: 04/21/2022Pages: 7
Conveyance:
SECOND LIEN INTELLECTUAL PROPERTY SECURITY AGREEMENT
Assignors:
ASCENDANT COMPLIANCE MANAGEMENT, LLC
Exec Dt:
04/20/2022
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
NEW YORK
INVESTMENT METRICS, LLC
Exec Dt:
04/20/2022
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
GOLUB CAPITAL MARKETS LLC, AS COLLATERAL AGENT
200 PARK AVENUE
NEW YORK, NEW YORK 10166
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
JAY DASILVA
1025 CONNECTICUT AVE., NW, STE. 712
COGENCY GLOBAL INC.
WASHINGTON, DC 20036

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