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Trademark Assignment Abstract of Title

Total Assignments: 14
Serial #:
77542888
Filing Dt:
08/08/2008
Reg #:
3861417
Reg. Dt:
10/12/2010
Mark:
FREEDOM
Assignment: 1
Reel/Frame:
4287/0085   Recorded: 09/30/2010Pages: 10
Conveyance:
SECURITY INTEREST
Assignor:
SYNCARDIA SYSTEMS, INC.
Exec Dt:
06/24/2010
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
SILICON VALLEY BANK
3003 TASMAN DRIVE
SANTA CLARA, CALIFORNIA 95054
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
DAVID S. STOLLE
901 MAIN STREET, SUITE 6000
DALLAS, TX 75202
Assignment: 2
Reel/Frame:
4836/0716   Recorded: 08/06/2012Pages: 9
Conveyance:
AMENDED AND RESTATED IPSA
Assignor:
SYNCARDIA SYSTEMS, INC.
Exec Dt:
08/03/2012
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
SILICON VALLEY BANK
2151 E. BROADWAY ROAD, SUITE 117
TEMPE, ARIZONA 85282
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Correspondent:
CORPORATION SERVICE COMPANY
1090 VERMONT AVENUE NW, SUITE 430
WASHINGTON, DC 20005
Assignment: 3
Reel/Frame:
4975/0824   Recorded: 03/06/2013Pages: 6
Conveyance:
NOTICE OF GRANT OF SECURITY INTEREST IN TRADEMARKS
Assignor:
SYNCARDIA SYSTEMS, INC.
Exec Dt:
03/05/2013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
ATHYRIUM OPPORTUNITIES FUND (A) LP, AS ADMINISTRATIVE AGENT
126 EAST 56TH STREET
FLOOR 4
NEW YORK, NEW YORK 10022
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Correspondent:
MOORE & VAN ALLEN PLLC
430 DAVIS DRIVE
SUITE 500
MORRISVILLE, NC 27560
Assignment: 4
Reel/Frame:
4977/0847   Recorded: 03/07/2013Pages: 6
Conveyance:
TERMINATION AND RELEASE OF SECURITY INTEREST IN INTELLECTUAL PROPERTY
Assignor:
SILICON VALLEY BANK
Exec Dt:
03/06/2013
Entity Type:
CORPORATION
Citizenship:
CALIFORNIA
Assignee:
SYNCARDIA SYSTEMS, INC.
1992 E. SILVERLAKE ROAD
TUSCON, ARIZONA 85713
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
MOORE & VAN ALLEN PLLC
430 DAVIS DRIVE
SUITE 500
MORRISVILLE, NC 27560
Assignment: 5
Reel/Frame:
5174/0539   Recorded: 12/16/2013Pages: 6
Conveyance:
NOTICE OF GRANT OF SECURITY INTEREST IN TRADEMARKS
Assignor:
SYNCARDIA SYSTEMS, INC.
Exec Dt:
12/13/2013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
CANTOR FITZGERALD SECURITIES, AS ADMINISTRATIVE AGENT
110 EAST 58TH STREET
NEW YORK, NEW YORK 10022
Entity Type:
GENERAL PARTNERSHIP
Citizenship:
NEW YORK
Correspondent:
MOORE & VAN ALLEN PLLC
430 DAVIS DRIVE
SUITE 500
MORRISVILLE, NC 27560
Assignment: 6
Reel/Frame:
5176/0858   Recorded: 12/16/2013Pages: 6
Conveyance:
SECURITY INTEREST
Assignor:
SYNCARDIA SYSTEMS, INC.
Exec Dt:
12/13/2013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
CANTOR FITGERALD SECURITIES, AS ADMINISTRATIVE AGENT
110 EAST 59TH STREET
NEW YORK, NEW YORK 10022
Entity Type:
GENERAL PARTNERSHIP
Citizenship:
NEW YORK
Correspondent:
DANIEL SALGADO
HOLLAND & KNIGHT LLP
300 CRESCENT COURT, SUITE 1100
DALLAS, TX 75201
Assignment: 7
Reel/Frame:
5186/0988   Recorded: 12/20/2013Pages: 7
Conveyance:
INTELLECTUAL PROPERTY SECURITY INTEREST ASSIGNMENT AGREEMENT
Assignor:
ATHYRIUM OPPORTUNITIES FUND (A), LP, AS RESIGNING ADMINISTRATIVE AGENT
Exec Dt:
12/13/2013
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Assignee:
CANTOR FITZGERALD SECURITIES, AS SUCCESSOR ADMINISTRATIVE AGENT
110 EAST 58TH STREET
NEW YORK, NEW YORK 10022
Entity Type:
GENERAL PARTNERSHIP
Citizenship:
NEW YORK
Correspondent:
MOORE & VAN ALLEN PLLC
430 DAVIS DRIVE
SUITE 500
MORRISVILLE, NC 27560
Assignment: 8
Reel/Frame:
5714/0475   Recorded: 01/22/2016Pages: 5
Conveyance:
SECURITY INTEREST
Assignor:
SYNCARDIA SYSTEMS, INC.
Exec Dt:
12/13/2013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
CANTOR FITZGERALD SECURITIES, AS ADMINSTRATIVE AGENT
110 EAST 58TH STREET
NEW YORK, NEW YORK 10022
Entity Type:
GENERAL PARTNERSHIP
Citizenship:
NEW YORK
Correspondent:
HOLLAND & KNIGHT LLP
10 ST. JAMES AVE.
11TH FLOOR
BOSTON, MA 02116
Assignment: 9
Reel/Frame:
5735/0050   Recorded: 02/18/2016Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
CANTOR FITZGERALD SECURITIES
Exec Dt:
02/09/2016
Entity Type:
SECURITIES AGENCY
Citizenship:
NEW YORK
Assignee:
SWK FUNDING LLC
14755 PRESTON ROAD, SUITE 105
DALLAS, TEXAS 75254
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
TEXAS
Correspondent:
HOLLAND & KNIGHT LLP
10 ST. JAMES AVENUE
BOSTON, MA 02116
Assignment: 10
Reel/Frame:
5735/0064   Recorded: 02/18/2016Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
CANTOR FITZGERALD SECURITIES
Exec Dt:
02/09/2016
Entity Type:
SECURITIES AGENCY
Citizenship:
NEW YORK
Assignee:
SWK FUNDING LLC
14755 PRESTON ROAD, SUITE 105
DALLAS, TEXAS 75254
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
TEXAS
Correspondent:
HOLLAND & KNIGHT LLP
10 ST. JAMES AVENUE
BOSTON, MA 02116
Assignment: 11
Reel/Frame:
5878/0865   Recorded: 09/19/2016Pages: 4
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
SWK FUNDING LLC
Exec Dt:
09/15/2016
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
SYNCARDIA SYSTEMS, INC.
1992 E. SILVERLAKE ROAD
TUCSON, ARIZONA 85713
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
MICHAEL P. RITTINGER
1835 MARKET STREET
SUITE 1400
PHILADELPHIA, PA 19103
Assignment: 12
Reel/Frame:
5878/0874   Recorded: 09/19/2016Pages: 4
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
SWK FUNDING LLC
Exec Dt:
09/15/2016
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
SYNCARDIA SYSTEMS, INC.
1992 E. SILVERLAKE ROAD
TUCSON, ARIZONA 85713
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
MICHAEL P. RITTINGER
1835 MARKET STREET
SUITE 1400
PHILADELPHIA, PA 19103
Assignment: 13
Reel/Frame:
5879/0377   Recorded: 09/19/2016Pages: 8
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
TAH WINDOWN, INC.
Formerly: FORMERLY SYNCARDIA SYSTEMS, INC.
Exec Dt:
09/19/2016
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
SYNCARDIA SYSTEMS, LLC
1992 E. SILVERLAKE ROAD
TUCSON, ARIZONA 85713
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
MICHAEL P. RITTINGER
1835 MARKET STREET
SUITE 1400
PHILADELPHIA, PA 19103
Assignment: 14
Reel/Frame:
5879/0385   Recorded: 09/19/2016Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
SYNCARDIA SYSTEMS, LLC
Exec Dt:
09/19/2016
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
SINDEX SSI LENDING, LLC
2929 ARCH STREET
PHILADELPHIA, PENNSYLVANIA 19104
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
MICHAEL P. RITTINGER
1835 MARKET STREET
SUITE 1400
PHILADELPHIA, PA 19103

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