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Trademark Assignment Abstract of Title

Total Assignments: 6
Serial #:
86944404
Filing Dt:
03/17/2016
Reg #:
5163122
Reg. Dt:
03/14/2017
Mark:
STRATEGIC ASSET REBALANCING SOLUTION
Assignment: 1
Reel/Frame:
5876/0334   Recorded: 09/14/2016Pages: 9
Conveyance:
SECURITY INTEREST
Assignors:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
09/14/2016
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
Exec Dt:
09/14/2016
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
BARCLAYS BANK PLC
745 SEVENTH AVENUE
NEW YORK, NEW YORK 10019
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Correspondent:
DYAN FINGUERRA-DUCHARME
PRYOR CASHMAN LLP, 7 TIMES SQ.
NEW YORK, NY 10036
Assignment: 2
Reel/Frame:
5877/0262   Recorded: 09/14/2016Pages: 9
Conveyance:
SECURITY INTEREST
Assignors:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
09/14/2016
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
Exec Dt:
09/14/2016
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
BARCLAYS BANK PLC
745 SEVENTH AVENUE
NEW YORK, NEW YORK 10019
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Correspondent:
DYAN FINGUERRA-DUCHARME
PRYOR CASHMAN LLP, 7 TIMES SQ.
NEW YORK, NY 10036
Assignment: 3
Reel/Frame:
6446/0817   Recorded: 10/01/2018Pages: 13
Conveyance:
RELEASE OF SECURITY INTEREST IN FIRST LIEN TRADEMARK COLLATERAL
Assignor:
BARCLAYS BANK PLC
Exec Dt:
10/01/2018
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Assignees:
ARETEC GROUP, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
INVESTORS CAPITAL HOLDINGS, LLC
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE, SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J.P. TURNER & COMPANY, L.L.C.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
Correspondent:
MAX GOODMAN C/O WILLKIE FARR & GALLAGHER
787 SEVENTH AVENUE
NEW YORK, NY 10019
Assignment: 4
Reel/Frame:
6446/0903   Recorded: 10/01/2018Pages: 13
Conveyance:
RELEASE OF SECURITY INTEREST IN SECOND LIEN TRADEMARK COLLATERAL
Assignor:
BARCLAYS BANK PLC
Exec Dt:
10/01/2018
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Assignees:
ARETEC GROUP, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
INVESTORS CAPITAL HOLDINGS, LLC
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE, SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J.P. TURNER & COMPANY, L.L.C.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
Correspondent:
MAX GOODMAN C/O WILLKIE FARR & GALLAGHER
787 SEVENTH AVENUE
NEW YORK, NY 10019
Assignment: 5
Reel/Frame:
7512/0385   Recorded: 11/30/2021Pages: 5
Conveyance:
SECURITY INTEREST
Assignor:
LEGEND GROUP HOLDINGS, LLC
Exec Dt:
11/30/2021
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
WELLS FARGO BANK, NATIONAL ASSOCIATION
300 BARR HARBOR DRIVE, SUITE 850
CONSHOHOCKEN, PENNSYLVANIA 19428
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Correspondent:
ELIZABETH CAMPBELL
ROBINSON, BRADSHAW & HINSON, P.A
101 N. TRYON ST., SUITE 1900
CHARLOTTE, NC 28246
Assignment: 6
Reel/Frame:
8115/0413   Recorded: 06/15/2023Pages: 5
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
LEGEND GROUP HOLDINGS, LLC
Exec Dt:
06/14/2023
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
LINCOLN INVESTMENT PLANNING, LLC
601 OFFICE CENTER DRIVE
SUITE 300
FORT WASHINGTON, PENNSYLVANIA 19034
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
PENNSYLVANIA
Correspondent:
NANCY RUBNER FRANDSEN
101 W. ELM STREET
SUITE 400
CONSHOHOCKEN, PA 19428

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