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Trademark Assignment Abstract of Title

Total Assignments: 5
Serial #:
Filing Dt:
02/14/1997
Reg #:
Reg. Dt:
10/05/1999
Registrant:
BNY ESI & CO., INC.
Mark:
THE COMMISSION OPTIMIZER
Assignment: 1
Reel/Frame:
1884/0350   Recorded: 04/05/1999Pages: 6
Conveyance:
TRANSFER BY OPERATION OF MERGER AND DISSOLUTION OF PARTNERSHIP BY OPERATION OF LAW, EACH PARTNER HAS MERGED INTO NEW RECORD OWNER
Assignor:
Exec Dt:
05/06/1998
Entity Type:
GENERAL PARTNERSHIP
Citizenship:
NONE
Assignee:
48TH FLOOR
1633 BROADWAY
NEW YORK, NEW YORK 10019
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PENNIE & EDMONDS LLP
JACQUELINE LESSER
1155 AVENUE OF THE AMERICAS
NEW YORK, NY 10036
Assignment: 2
Reel/Frame:
2908/0555   Recorded: 01/30/2004Pages: 6
Conveyance:
CHANGE OF NAME
Assignor:
Exec Dt:
08/22/2002
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PILLSBURY WINTHROP LLP
DOUGLAS J. RAY, ESQ.
1540 BROADWAY
NEW YORK, NY 10036-4039
Assignment: 3
Reel/Frame:
2908/0561   Recorded: 01/30/2004Pages: 3
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
Exec Dt:
01/23/2004
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
12 FARNSWORTH STREET, 2ND FLOOR
BOSTON, MASSACHUSETTS 02210
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PILLSBURY WINTHROP LLP
DOUGLAS J. RAY, ESQ.
1540 BROADWAY
NEW YORK, NY 10036-4039
Assignment: 4
Reel/Frame:
3411/0387   Recorded: 10/18/2006Pages: 8
Conveyance:
FIRST LIEN TRADEMARK SECURITY AGREEMENT
Assignors:
Exec Dt:
10/02/2006
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Exec Dt:
10/02/2006
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
4 WORLD FINANCIAL CENTER, 250 VESEY STREET
NEW YORK, NEW YORK 10080
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CORPORATION SERVICE COMPANY
1133 AVENUE OF THE AMERICAS
31ST FLOOR
NEW YORK, NY 10036
Assignment: 5
Reel/Frame:
3413/0076   Recorded: 10/20/2006Pages: 8
Conveyance:
SECOND LIEN TRADEMARK SECURITY AGREEMENT
Assignors:
Exec Dt:
10/02/2006
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Exec Dt:
10/02/2006
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
4 WORLD FINANCIAL CENTER
NEW YORK, NEW YORK 10080
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CORPORATION SERVICE COMPANY
1133 AVENUE OF THE AMERICAS
31ST FLOOR
NEW YORK, NY 10036

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