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Trademark Assignment Abstract of Title

Total Assignments: 7
Serial #:
Filing Dt:
04/29/1999
Reg #:
Reg. Dt:
04/25/2000
Registrant:
BNY ESI & CO.,INC.
Mark:
THE COMMISSION OPTIMIZER
Assignment: 1
Reel/Frame:
2908/0555   Recorded: 01/30/2004Pages: 6
Conveyance:
CHANGE OF NAME
Assignor:
Exec Dt:
08/22/2002
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
1633 BROADWAY, 48TH FLOOR
NEW YORK, NEW YORK 10019
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PILLSBURY WINTHROP LLP
DOUGLAS J. RAY, ESQ.
1540 BROADWAY
NEW YORK, NY 10036-4039
Assignment: 2
Reel/Frame:
2908/0561   Recorded: 01/30/2004Pages: 3
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
Exec Dt:
01/23/2004
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
12 FARNSWORTH STREET, 2ND FLOOR
BOSTON, MASSACHUSETTS 02210
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PILLSBURY WINTHROP LLP
DOUGLAS J. RAY, ESQ.
1540 BROADWAY
NEW YORK, NY 10036-4039
Assignment: 3
Reel/Frame:
4941/0262   Recorded: 01/11/2013Pages: 16
Conveyance:
CORRECTIVE ASSIGNMENT TO CORRECT THE ASSIGNOR'S NAME AND TO SUBMIT THE CORRECT ASSIGNMENT DOCUMENT TO REPLACE THE INCORRECT ASSIGNMENT DOCUMENT PREVIOUSLY RECORDED ON REEL 003568 FRAME 0707. ASSIGNOR(S) HEREBY CONFIRMS THE ASSIGNMENT.
Assignor:
Exec Dt:
01/02/2006
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
12 FARNSWORTH STREET
BOSTON, MASSACHUSETTS 02210
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
RENEE PRESCAN
300 NORTH LASALLE STREET
KIRKLAND & ELLIS LLP
CHICAGO, IL 60654
Assignment: 4
Reel/Frame:
3411/0387   Recorded: 10/18/2006Pages: 8
Conveyance:
FIRST LIEN TRADEMARK SECURITY AGREEMENT
Assignors:
Exec Dt:
10/02/2006
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Exec Dt:
10/02/2006
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
4 WORLD FINANCIAL CENTER, 250 VESEY STREET
NEW YORK, NEW YORK 10080
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CORPORATION SERVICE COMPANY
1133 AVENUE OF THE AMERICAS
31ST FLOOR
NEW YORK, NY 10036
Assignment: 5
Reel/Frame:
3413/0076   Recorded: 10/20/2006Pages: 8
Conveyance:
SECOND LIEN TRADEMARK SECURITY AGREEMENT
Assignors:
Exec Dt:
10/02/2006
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Exec Dt:
10/02/2006
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
4 WORLD FINANCIAL CENTER
NEW YORK, NEW YORK 10080
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CORPORATION SERVICE COMPANY
1133 AVENUE OF THE AMERICAS
31ST FLOOR
NEW YORK, NY 10036
Assignment: 6
Reel/Frame:
3568/0699   Recorded: 06/26/2007Pages: 8
Conveyance:
ASSIGNS THE ENTIRE INTEREST EFFECTIVE 10062006
Assignor:
Exec Dt:
10/02/2006
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
1633 BROADWAY
48TH FLOOR
NEW YORK, NEW YORK 10019
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
MICHELLE A. MASSICOTTE, ESQ.
100 SUMMER STREET
NIXON PEABODY LLP
BOSTON, MA 02110-2131
Assignment: 7
Reel/Frame:
3568/0707   Recorded: 06/26/2007Pages: 8
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
Exec Dt:
10/02/2006
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
12 FARNSWORTH STREET
BOSTON, MASSACHUSETTS 02110
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
MICHELLE A. MASSICOTTE, ESQ.
100 SUMMER STREET
NIXON PEABODY LLP
BOSTON, MA 02110-2131

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