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Trademark Assignment Abstract of Title

Total Assignments: 3
Serial #:
76228019
Filing Dt:
03/21/2001
Reg #:
2772978
Reg. Dt:
10/14/2003
Mark:
ARIEL APPRECIATION FUND
Assignment: 1
Reel/Frame:
2404/0125   Recorded: 12/04/2001Pages: 4
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignors:
ARIEL GROWTH FUND
Exec Dt:
12/04/2001
Entity Type:
BUSINESS TRUST
Citizenship:
NONE
BAEZA, MARIO L. ESQ.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
COMPTON, JAMES W.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
DIETRICH, WILLIAM C.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
FLIPPIN, ROYCE N., JR.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
GUFFEY, JOHN G., JR.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
KENNEDY, CHRISTOPHER G.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
MITCHELL, BERT N.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
ROGERS, JOHN W., JR.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
HOBSON, MELLODY L.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
MCKISSACK, ERIC T.
Exec Dt:
12/04/2001
Entity Type:
TRUSTEE
Citizenship:
NONE
Assignee:
ARIEL CAPITAL MANAGEMENT, INC.
SUITE 2900
200 E. RANDOLPH DRIVE
CHICAGO, ILLINOIS 60601
Entity Type:
CORPORATION
Citizenship:
ILLINOIS
Correspondent:
D'ANCONA & PFLAUM LLC
JEFFREY H. BROWN
111 E. WACKER DRIVE, SUITE 2800
CHICAGO, IL 60601
Assignment: 2
Reel/Frame:
2786/0914   Recorded: 02/02/2004Pages: 4
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
ARIEL CAPITAL MANAGEMENT, INC.
Exec Dt:
01/30/2004
Entity Type:
CORPORATION
Citizenship:
ILLINOIS
Assignee:
ARIEL CAPITAL MANAGEMENT, LLC
200 E. RANDOLPH DRIVE, SUITE 2900
CHICAGO, ILLINOIS 60601
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
JEFFREY H. BROWN
55 E. MONROE STREET, SUITE 4200
CHICAGO, IL 60603
Assignment: 3
Reel/Frame:
3776/0022   Recorded: 05/12/2008Pages: 6
Conveyance:
CHANGE OF NAME
Assignor:
ARIEL CAPITAL MANAGEMENT, LLC
Exec Dt:
04/30/2008
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
ARIEL INVESTMENTS, LLC
200 E. RANDOLPH DRIVE
SUITE 2900
CHICAGO, ILLINOIS 60601
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
LUKE W. DEMARTE
180 N. STETSON AVENUE
SUITE 2000
CHICAGO, IL 60601

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