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Trademark Assignment Abstract of Title

Total Assignments: 11
Serial #:
76665227
Filing Dt:
08/28/2006
Reg #:
3934625
Reg. Dt:
03/22/2011
Mark:
GLOBAL COMPLIANCE
Assignment: 1
Reel/Frame:
4009/0624   Recorded: 06/22/2009Pages: 7
Conveyance:
SECURITY INTEREST
Assignor:
GLOBAL COMPLIANCE SERVICES, INC.
Exec Dt:
06/19/2009
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
GCI CAPITAL MARKETS LLC, AS ADMINISTRATIVE AGENT
C/O GOLUB CAPITAL INCORPORATED
551 MADISON AVENUE, 6TH FLOOR
NEW YORK, NEW YORK 10022
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
CAROLE DOBBINS C/O KATTEN MUCHIN
525 W. MONROE ST.
CHICAGO, IL 60661
Assignment: 2
Reel/Frame:
4691/0529   Recorded: 01/04/2012Pages: 6
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
GCI CAPITAL MARKETS LLC, AS AGENT
Exec Dt:
12/30/2011
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
GLOBAL COMPLIANCE SERVICES, INC.
13950 BALLANTYNE CORPORATE PLACE
SUITE 300
CHARLOTTE, NORTH CAROLINA 28277
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
REBECCA SILVA, PARALEGAL
C/O GOLDBERG KOHN LTD.
55 E. MONROE ST., SUITE 3300
CHICAGO, IL 60603
Assignment: 3
Reel/Frame:
4777/0844   Recorded: 05/11/2012Pages: 8
Conveyance:
SECURITY INTEREST
Assignors:
GLOBAL COMPLIANCE SERVICES, INC.
Exec Dt:
12/30/2011
Entity Type:
CORPORATION
Citizenship:
DELAWARE
EMPLOYMENT LAW TRAINING, INC.
Exec Dt:
12/30/2011
Entity Type:
CORPORATION
Citizenship:
CONNECTICUT
BRIGHTLINE COMPLIANCE, LLC
Exec Dt:
12/30/2011
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
VIRGINIA
Assignee:
GCI CAPITAL MARKETS LLC, AS ADMINISTRATIVE AGENT
150 SOUTH WACKER DRIVE, SUITE 800
CHICAGO, ILLINOIS 60606
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
SHARON PATTERSON, PARALEGAL
GOLDBERG KOHN LTD., 55 E. MONROE ST.
STE. 3300
CHICAGO, IL 60603
Assignment: 4
Reel/Frame:
5379/0704   Recorded: 10/13/2014Pages: 8
Conveyance:
MERGER AND CHANGE OF NAME EFFECTIVE 10/11/2012
Assignors:
EMPLOYMENT LAW TRAINING, INC.
Exec Dt:
10/10/2012
Entity Type:
CORPORATION
Citizenship:
DELAWARE
ETHICSPOINT, INC.
Exec Dt:
10/10/2012
Entity Type:
CORPORATION
Citizenship:
WASHINGTON
POLICY TECHNOLOGIES INTERNATIONAL, INC.
Exec Dt:
10/10/2012
Entity Type:
CORPORATION
Citizenship:
IDAHO
Newly Merged Entity Data
GLOBAL COMPLIANCE SERVICES, INC.
Exec Dt:
10/10/2012
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Newly Merged Entity's New Name:
NAVEX GLOBAL, INC.
6000 MEADOWS ROAD, SUITE 200
LAKE OSWEGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
PATCHEN HAGGERTY, PERKINS COIE LLP
1201 THIRD AVENUE, SUITE 4900
SEATTLE, WA 98101
Assignment: 5
Reel/Frame:
5405/0332   Recorded: 11/20/2014Pages: 9
Conveyance:
RELEASE OF SECURITY INTEREST
Assignor:
GCI CAPITAL MARKETS LLC
Exec Dt:
11/20/2014
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignees:
NAVEX GLOBAL, INC. (FORMERLY KNOWN AS GLOBAL COMPLIANCE SERVICES, INC., AND SUCCESSOR BY MERGER WITH EACH OF EMPLOYMENT LAW TRAINING, INC., BRIGHTLINE COMPLIANCE, LLC, ETHICSPOINT, INC., AND POLICY TECHNOLOGIES INTERNATIONAL, INC.)
6000 MEADOWS RD
LAKE OSWEGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
NAVEX GLOBAL HOLDING COMPANY
6000 MEADOWS ROAD
LAKE OSWEGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
SUSAN ZABLOCKI
KIRKLAND & ELLIS LLP
601 LEXINGTON AVENUE
NEW YORK, NY 10022
Assignment: 6
Reel/Frame:
5405/0420   Recorded: 11/20/2014Pages: 8
Conveyance:
FIRST LIEN TRADEMARK SECURITY AGREEMENT
Assignor:
NAVEX GLOBAL, INC.
Exec Dt:
11/20/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
GENERAL ELECTRIC CAPITAL CORPORATION, AS COLLATERAL AGENT
201 MERRIT 7
NORWALK, CONNECTICUT 06851
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
LATHAM & WATKINS LLP
650 TOWN CENTER DRIVE, SUITE 2000
COSTA MESA, CA 92626
Assignment: 7
Reel/Frame:
5405/0435   Recorded: 11/20/2014Pages: 8
Conveyance:
SECOND LIEN TRADEMARK SECURITY AGREEMENT
Assignor:
NAVEX GLOBAL, INC.
Exec Dt:
11/20/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
GENERAL ELECTRIC CAPITAL CORPORATION, AS COLLATERAL AGENT
201 MERRIT 7
NORWALK, CONNECTICUT 06851
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
LATHAM & WATKINS LLP
650 TOWN CENTER DRIVE, SUITE 2000
COSTA MESA, CA 92626
Assignment: 8
Reel/Frame:
5612/0159   Recorded: 08/31/2015Pages: 10
Conveyance:
FIRST LIEN ASSIGNMENT OF INTELLECTUAL PROPERTY SECURITY AGREEMENT
Assignor:
GENERAL ELECTRIC CAPITAL CORPORATION, AS RETIRING AGENT
Exec Dt:
08/21/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
ANTARES CAPITAL LP, AS SUCCESSOR AGENT
500 WEST MONROE STREET
CHICAGO, ILLINOIS 60661
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Correspondent:
LATHAM & WATKINS LLP
650 TOWN CENTER DRIVE, SUITE 2000
COSTA MESA, CA 92626
Assignment: 9
Reel/Frame:
5612/0171   Recorded: 08/31/2015Pages: 10
Conveyance:
SECOND LIEN ASSIGNMENT OF INTELLECTUAL PROPERTY SECURITY AGREEMENT
Assignor:
GENERAL ELECTRIC CAPITAL CORPORATION, AS RETIRING AGENT
Exec Dt:
08/21/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
ANTARES CAPITAL LP, AS SUCCESSOR AGENT
500 WEST MONROE STREET
CHICAGO, ILLINOIS 60661
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Correspondent:
LATHAM & WATKINS LLP
650 TOWN CENTER DRIVE, SUITE 2000
COSTA MESA, CA 92626
Assignment: 10
Reel/Frame:
6143/0091   Recorded: 08/28/2017Pages: 9
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
ANTARES CAPITAL LP (SUCCESSOR TO GENERAL ELECTRIC CAPITAL CORPORATION)
Exec Dt:
08/22/2017
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Assignees:
NAVEX GLOBAL, INC.
6000 MEADOWS ROAD
LAKE OSWEGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
NAVEX GLOBAL HOLDING COMPANY
6000 MEADOWS ROAD
LAKE OSWAGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
SUSAN ZABLOCKI
KIRKLAND & ELLIS LLP
601 LEXINGTON AVENUE
NEW YORK, NY 10022
Assignment: 11
Reel/Frame:
6147/0283   Recorded: 09/05/2017Pages: 9
Conveyance:
RELEASE OF SECURITY INTEREST IN INTELLECTUAL PROPERTY
Assignor:
ANTARES CAPITAL LP (SUCCESSOR TO GENERAL ELECTRIC CAPITAL CORPORATION), AS COLLATERAL AGENT
Exec Dt:
08/22/2017
Entity Type:
LIMITED PARTNERSHIP
Citizenship:
DELAWARE
Assignees:
NAVEX GLOBAL HOLDING COMPANY
6000 MEADOWS ROAD, SUITE 200
LAKE OSWEGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
NAVEX GLOBAL, INC.
5500 MEADOWS ROAD, SUITE 500
LAKE OSWEGO, OREGON 97035
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
LATHAM & WATKINS LLP
355 SOUTH GRAND AVENUE
LOS ANGELES, CA 90071-1560

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