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Trademark Assignment Abstract of Title

Total Assignments: 13
Serial #:
77051520
Filing Dt:
11/27/2006
Reg #:
3610806
Reg. Dt:
04/28/2009
Mark:
MULTIFINANCIAL SECURITIES CORPORATION
Assignment: 1
Reel/Frame:
4237/0412   Recorded: 07/06/2010Pages: 11
Conveyance:
ASSIGNS THE ENTIRE INTEREST
Assignor:
ING NORTH AMERICA INSURANCE CORPORATION
Exec Dt:
01/31/2010
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
ING BROKERS NETWORK, LLC
1100 N MARKET STREET
WILMINGTON, DELAWARE 19801-1243
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
TERESE R. COHEN
399 PARK AVENUE, 37TH FLOOR
NEW YORK, NY 10022
Assignment: 2
Reel/Frame:
4237/0528   Recorded: 07/06/2010Pages: 12
Conveyance:
CHANGE OF NAME
Assignor:
ING BROKERS NETWORK, LLC
Exec Dt:
04/09/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
CETERA BROKERS NETWORK, LLC
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
WHITE & CASE LLP
1155 AVENUE OF THE AMERICAS
PATENTS & TRADEMARKS
NEW YORK, NY 10036
Assignment: 3
Reel/Frame:
4808/0965   Recorded: 06/27/2012Pages: 4
Conveyance:
MERGER EFFECTIVE 12/31/2010
Assignor:
CETERA BROKERS NETWORK, LLC
Exec Dt:
12/31/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
SHARON PATTERSON, PARALEGAL
GOLDBERG KOHN LTD., 55 E. MONROE ST.
STE. 3300
CHICAGO, IL 60603
Assignment: 4
Reel/Frame:
4810/0081   Recorded: 06/28/2012Pages: 7
Conveyance:
SECURITY INTEREST
Assignor:
CETERA FINANCIAL GROUP, INC.
Exec Dt:
06/22/2012
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
MADISON CAPITAL FUNDING LLC, AS AGENT
30 SOUTH WACKER DRIVE, SUITE 3700
CHICAGO, ILLINOIS 60606
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
SHARON PATTERSON, PARALEGAL
GOLDBERG KOHN LTD. 55 E. MONROE ST.
STE. 3300
CHICAGO, IL 60603
Assignment: 5
Reel/Frame:
5087/0001   Recorded: 08/07/2013Pages: 5
Conveyance:
RELEASE OF SECURITY INTEREST
Assignor:
MADISON CAPITAL FUNDING LLC
Exec Dt:
08/07/2013
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
CETERA FINANCIAL HOLDINGS, INC.
200 N. SEPULVEDA BLVD. SUITE 1200
EI SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 6
Reel/Frame:
5087/0560   Recorded: 08/08/2013Pages: 8
Conveyance:
SECURITY AGREEMENT
Assignor:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
08/07/2013
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
JPMORGAN CHASE BANK, N,A , AS COLLATERAL AGENT
500 STANTON CHRISTIANA RD ., OPS 2, FL. 3
NEWARK, DELAWARE 19713-2107
Entity Type:
BANK
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 7
Reel/Frame:
5271/0146   Recorded: 04/30/2014Pages: 8
Conveyance:
RELEASE OF SECURITY INTEREST
Assignor:
JPMORGAN CHASE BANK, N.A.
Exec Dt:
04/29/2014
Entity Type:
BANK
Citizenship:
UNITED STATES
Assignees:
CETERA FINANCIAL HOLDINGS, INC.
200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL GROUP, INC., A DELAWARE COMPANY
200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 8
Reel/Frame:
5272/0160   Recorded: 05/01/2014Pages: 8
Conveyance:
FIRST LIEN SECURITY AGREEMENT
Assignor:
CETERA FINANCIAL GROUP, INC.
Exec Dt:
04/29/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
BARCLAYS BANK PLC, AS COLLATERAL AGENT
745 SEVENTH AVENUE, 27TH FLOOR
NEW YORK, NEW YORK 10019
Entity Type:
BANK
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 9
Reel/Frame:
5273/0094   Recorded: 05/02/2014Pages: 7
Conveyance:
SECOND LIEN SECURITY AGREEMENT
Assignor:
CETERA FINANCIAL GROUP, INC.
Exec Dt:
04/29/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
901 MAIN ST.,14TH FLOOR
MAIL CODE TX1-492-14-06
DALLAS, TEXAS 75202
Entity Type:
BANK
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDEL LLP
NEW YORK, NY 10005
Assignment: 10
Reel/Frame:
5711/0612   Recorded: 01/19/2016Pages: 6
Conveyance:
NOTICE OF SUCCESSION OF AGENCY
Assignor:
BANK OF AMERICA, N.A.
Exec Dt:
01/14/2016
Entity Type:
ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
WILMINGTON TRUST, NATIONAL ASSOCIATION, AS SUCCESSOR AGENT
50 SOUTH SIXTH STREET, SUITE 1290
MINNEAPOLIS, MINNESOTA 55402
Entity Type:
ASSOCIATION
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDAL LLP
NEW YORK, NY 10005
Assignment: 11
Reel/Frame:
5800/0785   Recorded: 05/26/2016Pages: 6
Conveyance:
RELEASE OF SECOND LIEN TRADEMARK SECURITY AGREEMENT
Assignor:
WILMINGTON TRUST, NATIONAL ASSOCIATION
Exec Dt:
05/23/2016
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
JOANNA MCCALL
1025 VERMONT AVE NW, SUITE 1130
NATIONAL CORPORATE RESEARCH, LTD
WASHINGTON, DC 20005
Assignment: 12
Reel/Frame:
5807/0656   Recorded: 05/25/2016Pages: 6
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
BARCLAYS BANK PLC, AS COLLATERAL AGENT
Exec Dt:
05/23/2016
Entity Type:
BANK
Citizenship:
UNITED STATES
Assignee:
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797
Assignment: 13
Reel/Frame:
5807/0662   Recorded: 05/25/2016Pages: 6
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
WILMINGTON TRUST, NATIONAL ASSOCIATION
Exec Dt:
05/23/2016
Entity Type:
NATIONAL ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797

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