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Trademark Assignment Abstract of Title

Total Assignments: 6
Serial #:
77487486
Filing Dt:
05/30/2008
Reg #:
3938301
Reg. Dt:
03/29/2011
Mark:
TRADER TRIPLE CROWN
Assignment: 1
Reel/Frame:
5568/0332   Recorded: 07/02/2015Pages: 4
Conveyance:
CHANGE OF NAME
Assignor:
LIGHTSPEED FINANCIAL, INC.
Exec Dt:
03/04/2004
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
PROFESSIONAL TRADING SOLUTIONS, INC.
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
JENNIFER T. CRISS
DRINKER BIDDLE & REATH LLP
1500 K STREET, NW, SUITE 1100
WASHINGTON, DC 20005
Assignment: 2
Reel/Frame:
4146/0110   Recorded: 02/08/2010Pages: 5
Conveyance:
MERGER EFFECTIVE 08252009
Assignor:
LIGHTSPEED FINANCIAL, LLC
Exec Dt:
08/25/2009
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
LIGHTSPEED FINANCIAL, INC.
148 MADISON AVENUE, 9TH FLOOR
NEW YORK, NEW YORK 10016
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
JUSTIN WELCH
7 TIMES SQUARE
DAY PITNEY LLP
NEW YORK, NY 10036-7311
Assignment: 3
Reel/Frame:
4151/0039   Recorded: 02/17/2010Pages: 9
Conveyance:
SECURITY INTEREST
Assignors:
LIGHTSPEED FINANCIAL, INC.
Exec Dt:
02/12/2010
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LIGHTSPEED TECHNOLOGY HOLDINGS, INC.
Exec Dt:
02/12/2010
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LIGHTSPEED EDUCATION, LLC
Exec Dt:
02/12/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
INTEGRITY TRADING, INC.
Exec Dt:
02/12/2010
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LIGHTSPEED TECHNOLOGIES, LLC
Exec Dt:
02/12/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
CARLTON FINANCIAL, LLC
2255 GLADES ROAD
SUITE 324A
BOCA RATON, FLORIDA 33431
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
FLORIDA
Correspondent:
LAURA KONRATH
35 W. WACKER DRIVE
WINSTON & STRAWN LLP
CHICAGO, IL 60601
Assignment: 4
Reel/Frame:
5586/0081   Recorded: 07/28/2015Pages: 6
Conveyance:
CORRECTIVE ASSIGNMENT TO CORRECT THE DOCUMENT DATE FROM 03/04/2004 TO 03/04/2014 PREVIOUSLY RECORDED ON REEL 005568 FRAME 0332. ASSIGNOR(S) HEREBY CONFIRMS THE CHANGE OF NAME.
Assignor:
LIGHTSPEED FINANCIAL, INC.
Exec Dt:
03/04/2014
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
PROFESSIONAL TRADING SOLUTIONS, INC.
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
JENNIFER T. CRISS
DRINKER BIDDLE & REATH LLP
1500 K STREET, NW, SUITE 1100
WASHINGTON, DC 20005
Assignment: 5
Reel/Frame:
5581/0108   Recorded: 07/17/2015Pages: 13
Conveyance:
SECURITY INTEREST
Assignors:
PROFESSIONAL TRADING SOLUTIONS, INC.
Formerly: FORMERLY LIGHTSPEED FINANCIAL, INC.
Exec Dt:
07/15/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
PTS FINANCIAL TECHNOLOGY, LLC
Formerly: FORMERLY LIGHTSPEED TECHNOLOGIES, LLC
Exec Dt:
07/15/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
WESTERN ALLIANCE BANK
55 ALMADEN BLVD., SUITE 100
SAN JOSE, CALIFORNIA 95113
Entity Type:
CORPORATION
Citizenship:
ARIZONA
Correspondent:
PATTY CHENG
2625 MIDDLEFIELD RD., #215
PALO ALTO, CA 94306
Assignment: 6
Reel/Frame:
5586/0071   Recorded: 07/28/2015Pages: 8
Conveyance:
RELEASE OF SECURITY INTEREST
Assignor:
CARLTON FINANCIAL, LLC
Exec Dt:
07/15/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
FLORIDA
Assignees:
PROFESSIONAL TRADING SOLUTIONS, INC.
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
PTS FINANCIAL TECHNOLOGY, LLC
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
LIGHTSPEED TECHNOLOGY HOLDINGS, INC.
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LIGHTSPEED EDUCATION, LLC
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
INTEGRITY TRADING, INC.
1001 AVENUE OF THE AMERICAS
16TH FLOOR
NEW YORK, NEW YORK 10018
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
JENNIFER T. CRISS
DRINKER BIDDLE & REATH LLP
1500 K STREET, NW, SUITE 1100
WASHINGTON, DC 20005

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