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Trademark Assignment Abstract of Title

Total Assignments: 6
Serial #:
86258230
Filing Dt:
04/21/2014
Reg #:
NONE
Reg. Dt:
Mark:
CATCHLIGHT CAPITAL
Assignment: 1
Reel/Frame:
5660/0682   Recorded: 11/04/2015Pages: 12
Conveyance:
SECOND LIEN SECURITY AGREEMENT
Assignors:
RCS CAPITAL CORPORATION
Exec Dt:
10/26/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
10/26/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
FAS HOLDINGS, INC.
Exec Dt:
10/26/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
Exec Dt:
10/26/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J.P. TURNER & COMPANY, LLC
Exec Dt:
10/26/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
INVESTORS CAPITAL HOLDINGS, LLC
Exec Dt:
10/26/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
BANK OF AMERICA, N.A., AS COLLATERAL AGENT
901 MAIN STREET, 14TH FLOOR MAIL CODE TX1-492-14-06
DALLAS, TEXAS 75202-3714
Entity Type:
ASSOCIATION
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDAL LLP
NEW YORK, NY 10005
Assignment: 2
Reel/Frame:
5657/0423   Recorded: 11/02/2015Pages: 12
Conveyance:
FIRST LIEN SECURITY AGREEMENT
Assignors:
RCS CAPITAL CORPORATION
Exec Dt:
10/28/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
10/28/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
FAS HOLDINGS, INC.
Exec Dt:
10/28/2015
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
Exec Dt:
10/28/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J.P. TURNER & COMPANY, LLC
Exec Dt:
10/28/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
INVESTORS CAPITAL HOLDINGS, LLC
Exec Dt:
10/28/2015
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
BARCLAYS BANK PLC, AS COLLATERAL AGENT
745 SEVENTH AVENUE, 27TH FLOOR
NEW YORK, NEW YORK 10019
Entity Type:
BANK
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDAL LLP
NEW YORK, NY 10005
Assignment: 3
Reel/Frame:
5711/0670   Recorded: 01/19/2016Pages: 7
Conveyance:
NOTICE OF SUCCESSION OF AGENCY
Assignor:
BANK OF AMERICA, N.A.
Exec Dt:
01/14/2016
Entity Type:
ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
WILMINGTON TRUST, NATIONAL ASSOCIATION, AS SUCCESSOR AGENT
50 SOUTH SIXTH STREET, SUITE 1290
MINNEAPOLIS, MINNESOTA 55402
Entity Type:
ASSOCIATION
Citizenship:
UNITED STATES
Correspondent:
ELAINE CARRERA, LEGAL ASSISTANT
80 PINE STREET
C/O CAHILL GORDON & REINDAL LLP
NEW YORK, NY 10005
Assignment: 4
Reel/Frame:
5800/0417   Recorded: 05/25/2016Pages: 8
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
WILMINGTON TRUST, NATIONAL ASSOCIATION
Exec Dt:
05/23/2016
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignees:
ARETEC GROUP, INC. (FORMERLY KNOWN AS RCS CAPITAL CORPORATION)
245 PARK AVENUE
39TH FLOOR
NEW YORK, NEW YORK 10170
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
FAS HOLDINGS, INC.
655 WEST BROADWAY
12TH FLOOR
SAN DIEGO, CALIFORNIA 92101
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE
SUITE 300
PALM BEACH GARDES, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
INVESTORS CAPITAL HOLDINGS, LLC
6 KIMBALL LANE
SUITE 150
LYNNFIELD, MASSACHUSETTS 01940
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J. P. TURNER & COMPANY, LLC
ONE BUCKHEAD PLAZA, 11TH FLOOR
3060 PEACHTREE ROAD N.W.
ATLANTA, GEORGIA 30305
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
Correspondent:
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797
Assignment: 5
Reel/Frame:
5800/0751   Recorded: 05/26/2016Pages: 7
Conveyance:
RELEASE OF SECOND LIEN TRADEMARK SECURITY AGREEMENT
Assignor:
WILMINGTON TRUST, NATIONAL ASSOCIATION
Exec Dt:
05/23/2016
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Assignee:
ARETEC GROUP, INC.
405 PARK AVENUE
NEW YORK, NEW YORK 10036
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
JOANNA MCCALL
1025 VERMONT AVE NW, SUITE 1130
NATIONAL CORPORATE RESEARCH, LTD
WASHINGTON, DC 20005
Assignment: 6
Reel/Frame:
5802/0437   Recorded: 05/25/2016Pages: 8
Conveyance:
RELEASE BY SECURED PARTY
Assignor:
BARCLAYS BANK PLC
Exec Dt:
05/23/2016
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED STATES
Assignees:
ARETEC GROUP, INC. (FORMERLY KNOWN AS RCS CAPITAL CORPORATION)
245 PARK AVENUE
39TH FLOOR
NEW YORK, NEW YORK 10170
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
FAS HOLDINGS, INC.
655 WEST BROADWAY
12TH FLOOR
SAN DIEGO, CALIFORNIA 92101
Entity Type:
CORPORATION
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE
SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
INVESTORS CAPITAL HOLDINGS, LLC
6 KIMBALL LANE
SUITE 150
LYNNFIELD, MASSACHUSETTS 01940
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Correspondent:
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797

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