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Trademark Assignment Abstract of Title

Total Assignments: 6
Serial #:
87492455
Filing Dt:
06/16/2017
Reg #:
NONE
Reg. Dt:
Mark:
ADVICE-CENTRIC EXPERIENCE
Assignment: 1
Reel/Frame:
6231/0026   Recorded: 12/18/2017Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
12/08/2017
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
BARCLAYS BANK PLC
745 SEVENTH AVENUE
NEW YORK, NEW YORK 10019
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Correspondent:
DYAN FINGUERRA-DUCHARME
PRYOR CASHMAN LLP 7 TIMES SQUARE
NEW YORK, NY 10036
Assignment: 2
Reel/Frame:
6231/0043   Recorded: 12/18/2017Pages: 8
Conveyance:
SECURITY INTEREST
Assignor:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
12/08/2017
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
BARCLAY BANK PLC
745 SEVENTH AVENUE
NEW YORK, NEW YORK 10019
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Correspondent:
DYAN FINGUERRA-DUCHARME
PRYOR CASHMAN LLP 7 TIMES SQUARE
NEW YORK, NY 10036
Assignment: 3
Reel/Frame:
6446/0817   Recorded: 10/01/2018Pages: 13
Conveyance:
RELEASE OF SECURITY INTEREST IN FIRST LIEN TRADEMARK COLLATERAL
Assignor:
BARCLAYS BANK PLC
Exec Dt:
10/01/2018
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Assignees:
ARETEC GROUP, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
INVESTORS CAPITAL HOLDINGS, LLC
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE, SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J.P. TURNER & COMPANY, L.L.C.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
Correspondent:
MAX GOODMAN C/O WILLKIE FARR & GALLAGHER
787 SEVENTH AVENUE
NEW YORK, NY 10019
Assignment: 4
Reel/Frame:
6446/0903   Recorded: 10/01/2018Pages: 13
Conveyance:
RELEASE OF SECURITY INTEREST IN SECOND LIEN TRADEMARK COLLATERAL
Assignor:
BARCLAYS BANK PLC
Exec Dt:
10/01/2018
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
UNITED KINGDOM
Assignees:
ARETEC GROUP, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL HOLDINGS, INC.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
INVESTORS CAPITAL HOLDINGS, LLC
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE, SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
J.P. TURNER & COMPANY, L.L.C.
200 N. PACIFIC COAST HWY., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
Correspondent:
MAX GOODMAN C/O WILLKIE FARR & GALLAGHER
787 SEVENTH AVENUE
NEW YORK, NY 10019
Assignment: 5
Reel/Frame:
6809/0506   Recorded: 12/05/2019Pages: 7
Conveyance:
SECURITY INTEREST
Assignor:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
12/02/2019
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
600 WASHINGTON BOULEVARD
STAMFORD, CONNECTICUT 06901
Entity Type:
AKTIENGESELLSCHAFT (AG)
Citizenship:
SWITZERLAND
Correspondent:
JAVIER J. RAMOS
1850 K STREET, NW, SUITE 1100
MILBANK, LLP
WASHINGTON, DC 20006
Assignment: 6
Reel/Frame:
6809/0513   Recorded: 12/05/2019Pages: 7
Conveyance:
SECURITY INTEREST
Assignor:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
12/02/2019
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
600 WASHINGTON BOULEVARD
STAMFORD, CONNECTICUT 06901
Entity Type:
AKTIENGESELLSCHAFT (AG)
Citizenship:
SWITZERLAND
Correspondent:
JAVIER J. RAMOS
1850 K STREET, NW, SUITE 1100
MILBANK, LLP
WASHINGTON, DC 20006

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