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Trademark Assignment Abstract of Title

Total Assignments: 3
Serial #:
88478796
Filing Dt:
06/18/2019
Reg #:
7218995
Reg. Dt:
11/14/2023
Mark:
AVANTAX
Assignment: 1
Reel/Frame:
7965/0274   Recorded: 02/08/2023Pages: 5
Conveyance:
CHANGE OF NAME
Assignor:
BLUCORA, INC.
Exec Dt:
01/26/2023
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Assignee:
AVANTAX, INC.
3200 OLYMPUS BLVD. SUITE 100
DALLAS, TEXAS 75019
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Correspondent:
CHERYL P. LEB
201 MAIN STREET, SUITE 2500
FORT WORTH, TX 76102
Assignment: 2
Reel/Frame:
8280/0338   Recorded: 12/06/2023Pages: 8
Conveyance:
SECURITY INTEREST
Assignors:
1ST GLOBAL, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
TEXAS
AVANTAX, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
DELAWARE
AVANTAX WEALTH MANAGEMENT, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
TEXAS
AWM DATA, LLC
Exec Dt:
11/27/2023
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
600 WASHINGTON BOULEVARD
STAMFORD, CONNECTICUT 06901
Entity Type:
AKTIENGESELLSCHAFT (AG)
Citizenship:
SWITZERLAND
Correspondent:
JAVIER J. RAMOS, ESQ.
1850 K STREET, NW, SUITE 1100
MILBANK, LLP
WASHINGTON, DC 20006
Assignment: 3
Reel/Frame:
8280/0503   Recorded: 12/06/2023Pages: 10
Conveyance:
SECURITY INTEREST
Assignors:
CETERA FINANCIAL HOLDINGS, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
DELAWARE
CETERA FINANCIAL GROUP, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
DELAWARE
SUMMIT FINANCIAL GROUP, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
FLORIDA
1ST GLOBAL, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
TEXAS
AVANTAX, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
DELAWARE
AVANTAX WEALTH MANAGEMENT, INC.
Exec Dt:
11/27/2023
Entity Type:
CORPORATION
Citizenship:
TEXAS
AWM DATA LLC
Exec Dt:
11/27/2023
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee:
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., AS NOTES COLLATERAL AGENT
2 N. LASALLE STREET, SUITE 700
CHICAGO, ILLINOIS 60602
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Correspondent:
JAVIER J. RAMOS, ESQ.
1850 K STREET, NW, SUITE 1100
MILBANK, LLP
WASHINGTON, DC 20006

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