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Trademark Assignment Assignee Details

Assignee Name : CETERA FINANCIAL GROUP, INC.
Total Assignments: 7
Assignment: 1
Reel/Frame:4808/0965 View Recorded Assignment View Recorded Assignment   Pages: 4
    Recorded: 06/27/2012
Attorney Dkt #:4975.247
Conveyance: MERGER EFFECTIVE 12/31/2010
Assignor
1
CETERA BROKERS NETWORK, LLC
Exec Dt:
12/31/2010
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Assignee
1
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Properties
 
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77051520
3610806
 
77051545
3578407
 
77532815
3764318
 
77683410
3743278
 
77843508
3912040
Correspondence name and address
SHARON PATTERSON, PARALEGAL
GOLDBERG KOHN LTD., 55 E. MONROE ST.
STE. 3300
CHICAGO, IL 60603
Assignment: 2
Reel/Frame:5800/0736 View Recorded Assignment View Recorded Assignment   Pages: 10
    Recorded: 05/25/2016
Conveyance: RELEASE BY SECURED PARTY
Assignor
1
BARCLAYS BANK PLC
Exec Dt:
05/23/2016
Entity Type:
PUBLIC LIMITED COMPANY
Citizenship:
NONE
Assignees
1
ARETEC GROUP INC. (FORMERLY KNOWN AS RCS CAPTITAL CORPORATION)
245 PARK AVENUE
39TH FLOOR
NEW YORK, NEW YORK 10170
Entity Type:
CORPORATION
Citizenship:
DELAWARE
2
CETERA FINANCIAL HOLDINGS, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
3
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
4
FAS HOLDINGS, INC
655 WEST BROADWAY
12TH FLOOR
SAN DIEGO, CALIFORNIA 92101
Entity Type:
CORPORATION
Citizenship:
DELAWARE
5
LEGEND GROUP HOLDINGS, LLC
4600 EAST PARK DRIVE
SUITE 300
PALM BEACH GARDENS, FLORIDA 33410
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
6
INVESTORS CAPITAL HOLDINGS, LLC
6 KIMBALL LANE
SUITE 150
LYNNFIELD, MASSACHUSETTS 01940
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
7
REALTY CAPITAL SECURITIES, LLC
THREE COPLEY PLACE
SUITE 3300
BOSTON, MASSACHUSETTS 02116
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
8
TRUPOLY, LLC
405 PARK AVENUE
12TH FLOOR
NEW YORK, NEW YORK 10022
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
Properties
 
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74727482
2122102
 
75251838
2165498
 
75564452
2307318
 
75712649
2562204
 
76025490
2633966
 
76602898
3047858
 
76603171
3066881
 
77038796
3279172
 
77532815
3764318
 
77683410
3743278
 
77794599
3760971
 
77794641
3902615
 
77843508
3912040
 
77942067
3953295
 
78607443
3480600
 
78607447
3214231
 
78607450
3131411
 
78856502
3211043
 
85016918
3953736
 
85021919
3907114
 
85172710
4068476
 
85197603
4078041
 
85204976
4165371
 
85209017
4089914
 
85317881
4083031
 
85324795
4083225
 
85389506
4400652
 
85415379
4227341
 
85433961
4195933
 
85653680
4386540
 
85653688
4386541
 
85653699
4386542
 
85915954
4645920
 
85974525
4689345
 
86036709
4501486
 
86185463
4605004
 
86222883
4664849
 
86300134
4632535
 
86481633
4919272
 
86481835
4919274
 
86505086
4882991
 
86595705
4886991
 
86653538
4887018
 
86685311
5006067
 
86875145
5026839
Correspondence name and address
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797
Assignment: 3
Reel/Frame:5800/0785 View Recorded Assignment View Recorded Assignment   Pages: 6
    Recorded: 05/26/2016
Attorney Dkt #:F163304
Conveyance: RELEASE OF SECOND LIEN TRADEMARK SECURITY AGREEMENT
Assignor
1
WILMINGTON TRUST, NATIONAL ASSOCIATION
Exec Dt:
05/23/2016
Entity Type:
NATIONAL BANKING ASSOCIATION
Citizenship:
UNITED STATES
Assignee
1
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD., SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Properties
 
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Reg. #
 
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77051520
3610806
 
77051545
3578407
 
77532815
3764318
 
77683410
3743278
 
77843508
3912040
Correspondence name and address
JOANNA MCCALL
1025 VERMONT AVE NW, SUITE 1130
NATIONAL CORPORATE RESEARCH, LTD
WASHINGTON, DC 20005
Assignment: 4
Reel/Frame:5807/0656 View Recorded Assignment View Recorded Assignment   Pages: 6
    Recorded: 05/25/2016
Attorney Dkt #:147228
Conveyance: RELEASE BY SECURED PARTY
Assignor
1
BARCLAYS BANK PLC, AS COLLATERAL AGENT
Exec Dt:
05/23/2016
Entity Type:
BANK
Citizenship:
UNITED STATES
Assignee
1
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Properties
 
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77051520
3610806
 
77051545
3578407
 
77532815
3764318
 
77683410
3743278
 
77843508
3912040
Correspondence name and address
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797
Assignment: 5
Reel/Frame:5807/0662 View Recorded Assignment View Recorded Assignment   Pages: 6
    Recorded: 05/25/2016
Attorney Dkt #:147228
Conveyance: RELEASE BY SECURED PARTY
Assignor
1
WILMINGTON TRUST, NATIONAL ASSOCIATION
Exec Dt:
05/23/2016
Entity Type:
NATIONAL ASSOCIATION
Citizenship:
UNITED STATES
Assignee
1
CETERA FINANCIAL GROUP, INC.
200 N. SEPULVEDA BLVD.
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Properties
 
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77051520
3610806
 
77051545
3578407
 
77532815
3764318
 
77683410
3743278
 
77843508
3912040
Correspondence name and address
ALAN WANG
DECHERT LLP
1095 AVENUE OF AMERICAS
NEW YORK, NY 10036-6797
Assignment: 6
Reel/Frame:6715/0478 View Recorded Assignment View Recorded Assignment   Pages: 6
    Recorded: 08/08/2019
Conveyance: ASSIGNS THE ENTIRE INTEREST
Assignor
1
FORESTERS FINANCIAL SERVICES, INC.
Formerly: FORMERLY FIRST INVESTORS CORPORATION
Exec Dt:
06/20/2019
Entity Type:
CORPORATION
Citizenship:
NEW YORK
Assignee
1
CETERA FINANCIAL GROUP, INC.
200 N. PACIFIC COAST HWY
SUITE 1200
EL SEGUNDO, CALIFORNIA 90245
Entity Type:
CORPORATION
Citizenship:
DELAWARE
Properties
 
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74524952
1937957
 
75587728
2323605
 
77454610
3543213
Correspondence name and address
SABRINA HASAN
787 7TH AVENUE
NEW YORK, NY 10019
Assignment: 7
Reel/Frame:7322/0083 View Recorded Assignment View Recorded Assignment   Pages: 10
    Recorded: 06/09/2021
Attorney Dkt #:37199.09500
Conveyance: RELEASE BY SECURED PARTY
Assignor
1
UBS AG, STAMFORD BRANCH, AS COLLATERAL AGENT
Exec Dt:
06/09/2021
Entity Type:
AKTIENGESELLSCHAFT (AG)
Citizenship:
SWITZERLAND
Assignees
1
ARETEC GROUP, INC.
200 N. PACIFIC COAST HIGHWAY, SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
2
CETERA FINANCIAL HOLDINGS, INC.
200 N. PACIFIC COAST HIGHWAY, SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
3
CETERA FINANCIAL GROUP, INC.
200 N. PACIFIC COAST HIGHWAY, SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
CORPORATION
Citizenship:
DELAWARE
4
FAS HOLDINGS, INC.
655 WEST BROADWAY, 12TH FLOOR
SAN DIEGO, CALIFORNIA 92101
Entity Type:
CORPORATION
Citizenship:
DELAWARE
5
INVESTORS CAPITAL HOLDINGS, LLC
200 N. PACIFIC COAST HIGHWAY, SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
DELAWARE
6
J.P. TURNER & COMPANY, L.L.C.
200 N. PACIFIC COAST HIGHWAY, SUITE 1200
EL SEGUNDO, CALIFORNIA 90245-4399
Entity Type:
LIMITED LIABILITY COMPANY
Citizenship:
GEORGIA
7
SUMMIT FINANCIAL GROUP, INC.
595 SOUTH FEDERAL HIGHWAY, SUITE 500
BOCA RATON, FLORIDA 33432
Entity Type:
CORPORATION
Citizenship:
FLORIDA
Properties
 
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74727482
2122102
 
75129498
2194574
 
75251838
2165498
 
76403377
4342766
 
76519933
4638801
 
76602898
3047858
 
76603171
3066881
 
77387832
3504418
 
77532815
3764318
 
77553195
3598192
 
77843508
3912040
 
77870072
3806932
 
77942067
3953295
 
85016918
3953736
 
85021919
3907114
 
85197603
4078041
 
85204976
4165371
 
85317881
4083031
 
85324795
4083225
 
85389506
4400652
 
85415379
4227341
 
85433961
4195933
 
85653680
4386540
 
85653688
4386541
 
85653699
4386542
 
85915954
4645920
 
85974525
4689345
 
86036709
4501486
 
86185463
4605004
 
86222883
4664849
 
86300134
4632535
 
86481633
4919272
 
86481835
4919274
 
86505086
4882991
 
86595705
4886991
 
86653538
4887018
 
86875145
5026839
 
86903088
5261935
 
86945467
5099168
 
86958103
5125829
 
87976488
5403517
 
87977015
5445179
 
87978425
5582430
Correspondence name and address
MONICA ARNOLD, ESQ.
2029 CENTURY PARK EAST, 33RD FLOOR
MILBANK, LLP
LOS ANGELES, CA 90067

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